Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
St. Mary's Hospital Surgical Co-Management, LLC See All Filings	D	2016-09-13 14:27:13 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001684503 Filed Document 0001684503-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 14:27:13 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
ECM Opportunity Fund LLC See All Filings	D	2016-09-13 14:24:58 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001684514 Filed Document 0001684514-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 14:24:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
MWT Partners LLC See All Filings	D	2016-09-13 14:22:43 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001684192 Filed Document 0001684192-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 14:22:43 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PC Acacia Condos LLC See All Filings	D	2016-09-13 14:21:16 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers N/A CIK Number 0001684543 Filed Document 0001684543-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 14:21:16 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Significant Other Broadway Ltd Liability Co See All Filings	D	2016-09-13 14:18:41 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001684407 Filed Document 0001684407-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 14:18:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
BYS Daily. Inc. See All Filings	C/A	2016-09-13 14:16:44 UTC
Financial Interest None Filing Platform Venture.co Brokerage Services LLC Offering Amount $1,000,000 CIK Number 0001674816 Filed Document 0001625242-16-000171 Accepted Date 2016-09-13 14:16:44 UTC Type of Offering C/A Security Offered Amount 12,000 Security Offered Type Common Stock State CALIFORNIA
Avalon Ventures XI, L.P. See All Filings	D/A	2016-09-13 14:08:44 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001652901 Filed Document 0001144204-16-123711 Exclusions or Exemptions 506b Accepted Date 2016-09-13 14:08:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Breakaway Oath Series A, LLC See All Filings	D	2016-09-13 14:01:29 UTC
Amount To Be Raised $2,025,000 Associated Brokers / Dealers N/A CIK Number 0001675631 Filed Document 0001675631-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 14:01:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starboard Leaders Select Offshore Fund LP See All Filings	D/A	2016-09-13 13:57:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653179 Filed Document 0000902664-16-008118 Exclusions or Exemptions 506b Accepted Date 2016-09-13 13:57:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFR Partners XVIII, LLC See All Filings	D	2016-09-13 13:57:01 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001682833 Filed Document 0001209191-16-141082 Exclusions or Exemptions 506b Accepted Date 2016-09-13 13:57:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Leaders Offshore Fund LP See All Filings	D/A	2016-09-13 13:56:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600342 Filed Document 0000902664-16-008117 Exclusions or Exemptions 506b Accepted Date 2016-09-13 13:56:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STARBOARD LEADERS FUND LP See All Filings	D/A	2016-09-13 13:55:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP CAPITAL, LLC CIK Number 0001575038 Filed Document 0000902664-16-008116 Exclusions or Exemptions 506b Accepted Date 2016-09-13 13:55:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Huckleberry Capital Real Estate Fund I, LLC See All Filings	D	2016-09-13 13:52:30 UTC
Amount To Be Raised $420,000 Associated Brokers / Dealers N/A CIK Number 0001683184 Filed Document 0001683184-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 13:52:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Brazen Technologies, Inc. See All Filings	D	2016-09-13 13:48:08 UTC
Amount To Be Raised $2,051,826 Associated Brokers / Dealers N/A CIK Number 0001482849 Filed Document 0000897069-16-001031 Exclusions or Exemptions 506b Accepted Date 2016-09-13 13:48:08 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D/A	2016-09-13 13:35:47 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers ProEquities, Inc. CIK Number 0001667521 Filed Document 0001667521-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-09-13 13:35:47 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Delonix Offshore Fund Ltd See All Filings	D	2016-09-13 13:23:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680957 Filed Document 0000919574-16-015362 Exclusions or Exemptions 506b Accepted Date 2016-09-13 13:23:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FSC AS Jonesboro AR DST See All Filings	D/A	2016-09-13 13:23:19 UTC
Amount To Be Raised $3,920,000 Associated Brokers / Dealers Sandlapper Securities Inc., Advisory Group Equity Services Ltd, and Concorde Investment Services Inc. CIK Number 0001657213 Filed Document 0001657213-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-13 13:23:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Delonix Onshore Fund LP See All Filings	D	2016-09-13 13:21:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680952 Filed Document 0000919574-16-015360 Exclusions or Exemptions 506b Accepted Date 2016-09-13 13:21:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lexaria Bioscience Corp. See All Filings	D	2016-09-13 13:05:35 UTC
Amount To Be Raised $108,500 Associated Brokers / Dealers N/A CIK Number 0001348362 Filed Document 0001348362-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-09-13 13:05:35 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Whitebox Term Credit Offshore Fund I LP See All Filings	D	2016-09-13 13:04:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684072 Filed Document 0000919574-16-015358 Exclusions or Exemptions 506b Accepted Date 2016-09-13 13:04:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Whitebox Term Credit Fund I LP See All Filings	D	2016-09-13 13:02:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684029 Filed Document 0000919574-16-015356 Exclusions or Exemptions 506b Accepted Date 2016-09-13 13:02:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P. See All Filings	D/A	2016-09-13 13:01:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001663502 Filed Document 0001663502-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-13 13:01:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Corporate Opportunities Fund II, L.P. See All Filings	D/A	2016-09-13 12:59:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001663504 Filed Document 0001663504-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-13 12:59:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P. See All Filings	D/A	2016-09-13 12:57:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001663505 Filed Document 0001663505-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-13 12:57:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waveland Resource Partners IV, LP See All Filings	D/A	2016-09-13 12:52:53 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers ProEquities, Inc. CIK Number 0001667521 Filed Document 0001667521-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-09-13 12:52:53 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2016-09-13 12:45:46 UTC
Amount To Be Raised $1,540,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000032 Exclusions or Exemptions 506b Accepted Date 2016-09-13 12:45:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
TownCenter Park-Portland LLC See All Filings	D	2016-09-13 12:38:21 UTC
Amount To Be Raised $8,800,000 Associated Brokers / Dealers N/A CIK Number 0001684527 Filed Document 0001684527-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 12:38:21 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Snow Lake China Offshore Long Fund, Ltd. See All Filings	D/A	2016-09-13 12:31:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653084 Filed Document 0001653084-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 12:31:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liberty Creek Joint Venture See All Filings	D	2016-09-13 12:29:25 UTC
Amount To Be Raised $88,986 Associated Brokers / Dealers N/A CIK Number 0001684521 Filed Document 0001684521-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 12:29:25 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
DW BBX Eagle Ford #1C, LP See All Filings	D	2016-09-13 12:24:30 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001684517 Filed Document 0001684517-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 12:24:30 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Retreat at Prairie Creek, LLC See All Filings	D	2016-09-13 12:22:15 UTC
Amount To Be Raised $3,899,692 Associated Brokers / Dealers N/A CIK Number 0001683953 Filed Document 0000897069-16-001030 Exclusions or Exemptions 506b Accepted Date 2016-09-13 12:22:15 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Savano-EverQuote LLC See All Filings	D	2016-09-13 12:21:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684250 Filed Document 0001684250-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 12:21:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midwest Bancshares, Inc. See All Filings	D	2016-09-13 12:20:01 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001684138 Filed Document 0001684138-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 12:20:01 UTC Type of Offering D Industry Investing Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Checkpoint Therapeutics, Inc. See All Filings	D	2016-09-13 12:13:20 UTC
Amount To Be Raised $62,500,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001651407 Filed Document 0001578563-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-09-13 12:13:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Illumination Funding Co. LP See All Filings	D	2016-09-13 12:06:10 UTC
Amount To Be Raised $440,000 Associated Brokers / Dealers N/A CIK Number 0001684430 Filed Document 0001144204-16-123697 Exclusions or Exemptions 506b Accepted Date 2016-09-13 12:06:10 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
William Greenleaf Eliot Seed Fund, LLC See All Filings	D	2016-09-13 11:49:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001679085 Filed Document 0001679085-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 11:49:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tenable Holdings, Inc. See All Filings	D/A	2016-09-13 11:43:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660280 Filed Document 0001660280-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-13 11:43:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GENESIS FINANCIAL INC See All Filings	D	2016-09-13 11:40:16 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001183082 Filed Document 0001052918-16-001276 Exclusions or Exemptions 506c Accepted Date 2016-09-13 11:40:16 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Edafio Builders LLC See All Filings	D	2016-09-13 11:39:00 UTC
Amount To Be Raised $306,381 Associated Brokers / Dealers N/A CIK Number 0001684269 Filed Document 0001684269-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-09-13 11:39:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lystable Inc. See All Filings	D/A	2016-09-13 11:34:27 UTC
Amount To Be Raised $14,596,635 Associated Brokers / Dealers N/A CIK Number 0001678307 Filed Document 0001678307-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 11:34:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series Innovation X QP Fund Interests See All Filings	D/A	2016-09-13 11:22:57 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001677191 Filed Document 0001677192-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-13 11:22:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSV Ventures I LLC, Series I-18 See All Filings	D	2016-09-13 11:15:03 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001683604 Filed Document 0001677192-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-13 11:15:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CJS Technology Select Fund LLC See All Filings	D/A	2016-09-13 11:03:29 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Newbridge Securities Corporation CIK Number 0001657963 Filed Document 0001657963-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-13 11:03:29 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RackWare, Inc. See All Filings	D	2016-09-13 10:57:34 UTC
Amount To Be Raised $10,159,661 Associated Brokers / Dealers N/A CIK Number 0001570666 Filed Document 0001570666-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-13 10:57:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series I-16 See All Filings	D/A	2016-09-13 10:51:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001677192 Filed Document 0001677192-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-13 10:51:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Bridges Segregated Portfolio, a Segregated Portfolio of LHP Atlas Fund SPC See All Filings	D	2016-09-13 10:51:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683644 Filed Document 0001683644-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 10:51:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Bridges Series, a Series of LHP Atlas Fund, LLC See All Filings	D	2016-09-13 10:48:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683655 Filed Document 0001683655-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 10:48:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAM Global Rates Segregated Portfolio, a Segregated Portfolio of LHP Atlas Fund SPC See All Filings	D	2016-09-13 10:45:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683643 Filed Document 0001683643-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 10:45:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAM Global Rates Series, a Series of LHP Atlas Fund, LLC See All Filings	D	2016-09-13 10:43:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683646 Filed Document 0001683646-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 10:43:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Capital CEF Opportunities 2 Onshore, L.P. See All Filings	D	2016-09-13 10:43:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683728 Filed Document 0000902664-16-008113 Exclusions or Exemptions 506b Accepted Date 2016-09-13 10:43:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund