Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Stryke Industries, LLC See All Filings	D	2016-09-14 08:21:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001684395 Filed Document 0001140361-16-079722 Exclusions or Exemptions 506b Accepted Date 2016-09-14 08:21:17 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
GOTHAM CAYMAN FUND Ltd See All Filings	D/A	2016-09-14 08:02:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619271 Filed Document 0001619271-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 08:02:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Value Realization MAC 18 Ltd. See All Filings	D/A	2016-09-14 07:59:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619354 Filed Document 0001619354-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 07:59:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sansome Cayman Fund Ltd See All Filings	D/A	2016-09-14 07:56:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578188 Filed Document 0001578188-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 07:56:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Record Umbrella Fund See All Filings	D	2016-09-14 07:03:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561365 Filed Document 0001561365-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 07:03:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arosa Capital Management Opportunistic Fund LP See All Filings	D/A	2016-09-14 06:42:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596539 Filed Document 0000902664-16-008125 Exclusions or Exemptions 506b Accepted Date 2016-09-14 06:42:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
My Trail Company, PBC See All Filings	C/A	2016-09-13 21:44:11 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001674386 Filed Document 0001670254-16-000126 Accepted Date 2016-09-13 21:44:11 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Preferred Stock State COLORADO
Fig Publishing, Inc. See All Filings	1-A/A	2016-09-13 21:42:09 UTC
Amount To Be Raised $500 Associated Brokers / Dealers None CIK Number 0001658966 Filed Document 0001213900-16-016750 Accepted Date 2016-09-13 21:42:09 UTC Type of Offering 1-A/A Industry SERVICES-PREPACKAGED SOFTWARE Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
ZC Commons Holdings, LLC See All Filings	D	2016-09-13 21:02:27 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001683217 Filed Document 0001683217-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 21:02:27 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lunatec, Inc. See All Filings	D/A	2016-09-13 20:41:21 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers N/A CIK Number 0001582928 Filed Document 0001582928-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-13 20:41:21 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Summit Street Capital 143, LLC See All Filings	D	2016-09-13 20:33:21 UTC
Amount To Be Raised $2,697,630 Associated Brokers / Dealers N/A CIK Number 0001684567 Filed Document 0001684567-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-09-13 20:33:21 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Lunatec, Inc. See All Filings	D	2016-09-13 20:33:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001582928 Filed Document 0001582928-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 20:33:07 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SPRE Waterford, LLC See All Filings	D	2016-09-13 20:18:55 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001684205 Filed Document 0001684205-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 20:18:55 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LSR Energy Resources, LLC See All Filings	D	2016-09-13 20:00:53 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001684014 Filed Document 0001684014-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-09-13 20:00:53 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
KLS Rates Fund LP See All Filings	D/A	2016-09-13 19:28:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY & CO. LLC CIK Number 0001557852 Filed Document 0001557852-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 19:28:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jellyfish Health, LLC See All Filings	D	2016-09-13 19:14:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001647687 Filed Document 0001684289-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-13 19:14:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MediaHound, Inc. See All Filings	D	2016-09-13 19:10:28 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-09-13 19:10:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Sachi Tech Inc. See All Filings	D	2016-09-13 19:06:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001684596 Filed Document 0001684596-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 19:06:25 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lucid VR Inc. See All Filings	D/A	2016-09-13 19:05:49 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001673163 Filed Document 0001673163-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 19:05:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
KLS Diversified Fund LP See All Filings	D/A	2016-09-13 18:37:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers APB FINANCIAL GROUP, LLC, MORGAN STANLEY & CO. LLC, KPG CAPITAL PARTNERS, LLC, and PULSE CAPITAL PARTNERS MANAGEMENT, LLC CIK Number 0001506080 Filed Document 0001506080-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 18:37:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Investment Corp See All Filings	D/A	2016-09-13 18:19:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627515 Filed Document 0001627515-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-09-13 18:19:49 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MicroOptx, Inc. See All Filings	D	2016-09-13 18:13:53 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001643891 Filed Document 0001643891-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 18:13:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MOBODEXTER INC See All Filings	C	2016-09-13 18:08:33 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $100,000 CIK Number 0001681287 Filed Document 0001670254-16-000124 Accepted Date 2016-09-13 18:08:33 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State NEW YORK
DCM Win, as a Series of DCM Private Equity Partners, LLC See All Filings	D	2016-09-13 18:02:28 UTC
Amount To Be Raised $5,050,000 Associated Brokers / Dealers N/A CIK Number 0001684290 Filed Document 0001684289-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 18:02:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Allegheny Innovation Capital Fund I, LLC See All Filings	D	2016-09-13 17:36:29 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001684405 Filed Document 0001684405-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 17:36:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
PTAM Dynamic Fixed Income Fund (Cayman), Ltd. See All Filings	D/A	2016-09-13 17:36:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596527 Filed Document 0001596527-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 17:36:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DCM Spot Music, as a Series of DCM Private Equity Partners, LLC See All Filings	D	2016-09-13 17:36:10 UTC
Amount To Be Raised $2,950,000 Associated Brokers / Dealers N/A CIK Number 0001684289 Filed Document 0001684289-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 17:36:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
14th & Euclid, LLC See All Filings	D	2016-09-13 17:29:51 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers GVC Capital LLC CIK Number 0001683715 Filed Document 0001011034-16-000244 Exclusions or Exemptions 506b Accepted Date 2016-09-13 17:29:51 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Marshall Wace Managed Accounts PLC - MW Eureka SRI Fund See All Filings	D	2016-09-13 17:20:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684384 Filed Document 0000902664-16-008122 Exclusions or Exemptions 506b Accepted Date 2016-09-13 17:20:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEAGOLD MINING CORP /FI See All Filings	D	2016-09-13 17:17:52 UTC
Amount To Be Raised $1,279,655 Associated Brokers / Dealers N/A CIK Number 0000810057 Filed Document 0000810057-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-13 17:17:52 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Maikya Inc. See All Filings	D/A	2016-09-13 17:15:19 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001683438 Filed Document 0001683438-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-09-13 17:15:19 UTC Type of Offering D/A Industry Computers Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NANO PET PRODUCTS LLC See All Filings	D	2016-09-13 17:00:37 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001425571 Filed Document 0001425571-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 17:00:37 UTC Type of Offering D Industry Retailing Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Astics, Inc. See All Filings	1-A/A	2016-09-13 16:59:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001677110 Filed Document 0001677110-16-000014 Accepted Date 2016-09-13 16:59:05 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $3,305 State of Jurisdiction TEXAS Type of Security Equity (common or preferred stock)
UOB Eagle Rock Multifamily Property Fund II LP See All Filings	D/A	2016-09-13 16:56:48 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001670665 Filed Document 0001140361-16-079689 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:56:48 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PASSCO PARKCREST DST See All Filings	D	2016-09-13 16:52:27 UTC
Amount To Be Raised $36,450,000 Associated Brokers / Dealers PASSCO CAPITAL, INC. CIK Number 0001684534 Filed Document 0001684534-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:52:27 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Altopa, Inc. See All Filings	D	2016-09-13 16:50:55 UTC
Amount To Be Raised $1,102,140 Associated Brokers / Dealers N/A CIK Number 0001683918 Filed Document 0001683918-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:50:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Atea Pharmaceuticals, Inc. See All Filings	D	2016-09-13 16:50:21 UTC
Amount To Be Raised $20,829,775 Associated Brokers / Dealers Sinh Ly CIK Number 0001593899 Filed Document 0001140361-16-079687 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:50:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RIVERNORTH MUNICIPAL PARTNERS, L.P. See All Filings	D/A	2016-09-13 16:44:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500640 Filed Document 0001500640-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:44:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maikya Inc. See All Filings	D	2016-09-13 16:42:52 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001683438 Filed Document 0001683438-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-09-13 16:42:52 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Riverbend Oil & Gas VI, L.L.C. See All Filings	D	2016-09-13 16:42:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684424 Filed Document 0000899140-16-001596 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:42:30 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Oriental Dolphins CCG II Lender LLP See All Filings	D	2016-09-13 16:42:03 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers NMS Capital Advisors, LLC CIK Number 0001660972 Filed Document 0001660972-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:42:03 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Portfolio Advisors Private Equity Fund IX (Offshore), L.P. See All Filings	D	2016-09-13 16:40:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greenstone Group FZC CIK Number 0001683818 Filed Document 0000902664-16-008120 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:40:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Global Targeted Returns Fund, a series of Invesco Multi Series Fund, LLC See All Filings	D	2016-09-13 16:39:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001671173 Filed Document 0001140361-16-079686 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:39:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CereSpir Inc See All Filings	D	2016-09-13 16:37:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001683746 Filed Document 0001683746-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:37:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FSC Healthcare 1 DST See All Filings	D/A	2016-09-13 16:35:15 UTC
Amount To Be Raised $5,320,000 Associated Brokers / Dealers EDI Financial Inc. and Aegis Capital Corp. CIK Number 0001684518 Filed Document 0001684518-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:35:15 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AltX, Inc. See All Filings	D/A	2016-09-13 16:33:09 UTC
Amount To Be Raised $3,940,000 Associated Brokers / Dealers N/A CIK Number 0001623322 Filed Document 0001623322-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:33:09 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Awarables Inc See All Filings	D	2016-09-13 16:25:55 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001684538 Filed Document 0001684538-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:25:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cleveland Whiskey LLC See All Filings	C/A	2016-09-13 16:24:07 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001651835 Filed Document 0001670254-16-000122 Accepted Date 2016-09-13 16:24:07 UTC Type of Offering C/A Security Offered Amount 37,175 Security Offered Type Other State OHIO
DHS Project Dreams LLC See All Filings	D	2016-09-13 16:21:27 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001684280 Filed Document 0001684280-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:21:27 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
JUMPSTART NEXT FUND, LLC See All Filings	D	2016-09-13 16:19:41 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001684230 Filed Document 0001684230-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:19:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt