|
|
D |
2016-09-14 11:51:02 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682490
- Filed Document
- 0001682490-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:51:02 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-09-14 11:48:35 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682490
- Filed Document
- 0001682490-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:48:35 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-09-14 11:46:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653044
- Filed Document
- 0001653044-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:46:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-09-14 11:45:57 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682490
- Filed Document
- 0001682490-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:45:57 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-09-14 11:44:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571905
- Filed Document
- 0001571905-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:44:25 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-09-14 11:43:21 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- PGH Advisors, Financial Horizon Concepts, INF Solutions, RD & J Inc., and Metropolitan CMG
- CIK Number
- 0001652459
- Filed Document
- 0001652459-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:43:21 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-14 11:42:47 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682490
- Filed Document
- 0001682490-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:42:47 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-09-14 11:39:18 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672599
- Filed Document
- 0000897069-16-001032
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:39:18 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-09-14 11:38:58 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684429
- Filed Document
- 0001684429-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:38:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-09-14 11:38:13 UTC |
- Amount To Be Raised
- $3,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677249
- Filed Document
- 0001677249-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:38:13 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-14 11:36:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591269
- Filed Document
- 0001591269-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:36:08 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-09-14 11:34:11 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684512
- Filed Document
- 0001684512-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:34:11 UTC
- Type of Offering
- D
- Industry
- Tourism and Travel Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-09-14 11:31:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001558468
- Filed Document
- 0000919574-16-015392
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:31:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-14 11:31:31 UTC |
- Amount To Be Raised
- $534,051,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683234
- Filed Document
- 0001683234-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:31:31 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-09-14 11:27:59 UTC |
- Amount To Be Raised
- $92,796,168
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672757
- Filed Document
- 0001672757-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:27:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FRANCE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-09-14 11:27:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525974
- Filed Document
- 0001525974-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:27:20 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-09-14 11:25:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001514309
- Filed Document
- 0000919574-16-015390
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:25:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-14 11:17:56 UTC |
- Amount To Be Raised
- $8,612,917
- Associated Brokers / Dealers
- Sword Securities, LLC
- CIK Number
- 0001628848
- Filed Document
- 0001628848-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:17:56 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-09-14 11:17:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570929
- Filed Document
- 0001570929-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:17:52 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-09-14 11:17:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586818
- Filed Document
- 0001586818-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:17:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-09-14 11:14:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001514307
- Filed Document
- 0000919574-16-015385
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:14:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-14 11:13:24 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684538
- Filed Document
- 0001684538-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:13:24 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-14 11:12:37 UTC |
- Amount To Be Raised
- $2,078,996
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684152
- Filed Document
- 0001571049-16-018258
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:12:37 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-14 11:11:43 UTC |
- Amount To Be Raised
- $13,567,624
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684158
- Filed Document
- 0001571049-16-018257
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:11:43 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-14 11:09:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627961
- Filed Document
- 0001627961-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:09:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-09-14 11:07:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637740
- Filed Document
- 0001637740-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:07:46 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-09-14 11:05:38 UTC |
- Amount To Be Raised
- $7,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684237
- Filed Document
- 0001684237-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:05:38 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-14 11:02:51 UTC |
- Amount To Be Raised
- $8,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001667518
- Filed Document
- 0001140361-16-079736
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 11:02:51 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-14 10:58:52 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- T.R. Winston & Company, LLC
- CIK Number
- 0001644903
- Filed Document
- 0001644903-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 10:58:52 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-09-14 10:54:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NONE
- CIK Number
- 0001535607
- Filed Document
- 0001535607-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 10:54:49 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-09-14 10:47:17 UTC |
- Amount To Be Raised
- $130,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684255
- Filed Document
- 0001684255-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 10:47:17 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-09-14 10:45:44 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684630
- Filed Document
- 0001192482-16-000708
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 10:45:44 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-14 10:42:47 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684644
- Filed Document
- 0001684644-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 10:42:47 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-09-14 10:41:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001535606
- Filed Document
- 0001535606-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 10:41:45 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-09-14 10:29:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557837
- Filed Document
- 0001557837-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 10:29:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-09-14 10:28:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684146
- Filed Document
- 0001684146-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 10:28:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-09-14 10:16:06 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682932
- Filed Document
- 0001682932-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 10:16:06 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-14 10:13:14 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634636
- Filed Document
- 0001634636-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 10:13:14 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-14 10:12:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648310
- Filed Document
- 0001648310-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 10:12:19 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-14 10:11:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Palmetto Advisory Group
- CIK Number
- 0001557853
- Filed Document
- 0001557853-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 10:11:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-09-14 10:04:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619280
- Filed Document
- 0001619280-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 10:04:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-09-14 10:00:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648336
- Filed Document
- 0001648336-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 10:00:19 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-14 09:45:37 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Allegis Investment Services LLC, Anthem Securities, Inc., AXA Advisors, LLC, BCG Securities, Inc., Benjamin & Jerold Brokerage, LLC, Berthel, Fisher & Company Financial Services, Inc., Bryan Funding, Inc., Cadaret, Grant & Co., Inc., Calton & Associates, Inc., Cambridge Investment Research, Inc., Capital Guardian, LLC, Capital Investment Group, Inc., Centaurus Financial, Inc., Center Street Securities, Inc., Cetera Advisors, LLC, Cetera Advisor Networks LLC, Chapin, Davis, Inc., Coastal Equities, Inc., Conover Securities Corporation, Crown Capital Securities, L.P., Dempsey Lord Smith, LLC, Financial West Group, First Allied Securities, Inc., First Heartland Capital, Inc., First Financial Equity Corporation, FTB ADVISORS, INC., Fogel Neale Securities, LLC, FSC Securities Corporation, G. A. Repple & Company, Girard Securities, Inc., H. Beck, Inc., H.D. Vest Investment Services, Hagen Securities, Inc., Heim, Young & Associates, Inc., Infinity Financial Services (Infinity Securities, Inc.), Integrated Trading and Investments, Inc., International Assets Advisory, LLC, Investment Planners, Inc., Investment Security Corporation, J.W. Cole Financial, Inc., Kestra Investment Services, LLC, Kovack Securities Inc., Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, Lowell & Company, Inc., LPL Financial LLC, Maitland Securities, Inc., May Capital Group, LLC, McNally Financial Services Corporation, McLaughlin Ryder Investments, Inc., MSI Financial Services, Inc., Money Concepts Capital Corp.v, Neidiger, Tucker, Bruner, Inc., Newbridge Securities Corporation, Newport Coast Securities, Inc., Ni Advisors, Niagara International Capital Limited, The O.N. Equity Sales Company, Primex, ProEquities, Inc., Prospera Financial Services, Inc., Purshe Kaplan Sterling Investments, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Securities America, Inc., Spire Securities, LLC, Stephen A. Kohn & Associates, Ltd., Summit Brokerage Services, Inc., The Strategic Financial Alliance, Inc., Trade-PMR Inc., TransAm Securities, Inc., TransAmerica Financial Advisors, Inc., Triad Advisors, Inc., United Planners' Financial Services of America, Voya Financial Advisors, Inc., VSR Financial Services, Inc., Whitehall-Parker Securities, Inc., Wilbanks Securities, Inc., Woodbury Financial Services, Inc., Worden Capital Management LLC, and World Equity Group, Inc.
- CIK Number
- 0001681781
- Filed Document
- 0001681781-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 09:45:37 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-09-14 09:38:21 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001660549
- Filed Document
- 0001660549-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 09:38:21 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-14 09:35:36 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569047
- Filed Document
- 0001140361-16-079730
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 09:35:36 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-14 09:32:26 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684525
- Filed Document
- 0000905729-16-000712
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 09:32:26 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-09-14 09:22:56 UTC |
- Amount To Be Raised
- $3,826,387
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682604
- Filed Document
- 0001682604-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 09:22:56 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-09-14 08:54:40 UTC |
- Amount To Be Raised
- $3,968,272
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635434
- Filed Document
- 0001635434-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 08:54:40 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-14 08:37:16 UTC |
- Amount To Be Raised
- $96,031,728
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635420
- Filed Document
- 0001635420-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 08:37:16 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- WYOMING
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-14 08:26:34 UTC |
- Amount To Be Raised
- $366,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605642
- Filed Document
- 0001140361-16-079724
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-14 08:26:34 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|