Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CIREP IV Institutional Feeder, L.P. See All Filings	D/A	2016-10-14 16:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC and Axius Partners Pty CIK Number 0001649131 Filed Document 0000905718-16-001697 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:37:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axonic Special Opportunities SBL Master Fund, LP See All Filings	D	2016-10-14 16:36:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685926 Filed Document 0000919574-16-015874 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:36:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GENERAL AMERICAN LIFE INSURANCE Co See All Filings	D	2016-10-14 16:34:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various, Various, Various, Various, Various, Various, Various, Various, Various, and Various CIK Number 0000728240 Filed Document 0000937834-16-000135 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:34:56 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
HYPR Corp. See All Filings	D	2016-10-14 16:33:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616994 Filed Document 0001616994-16-000004 Exclusions or Exemptions 505 and 506b Accepted Date 2016-10-14 16:33:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
12 West Capital Fund Ltd. See All Filings	D/A	2016-10-14 16:32:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589327 Filed Document 0000905718-16-001695 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:32:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KeyNexus Inc. See All Filings	D	2016-10-14 16:32:16 UTC
Amount To Be Raised $3,149,495 Associated Brokers / Dealers N/A CIK Number 0001686902 Filed Document 0001686902-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:32:16 UTC Type of Offering D Industry Computers Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
12 WEST CAPITAL FUND LP See All Filings	D/A	2016-10-14 16:30:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532621 Filed Document 0000905718-16-001693 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:30:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Photon Medical Communications, Inc. See All Filings	D/A	2016-10-14 16:29:31 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001619637 Filed Document 0001619637-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:29:31 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Welkin Capital Partners II, L.P. See All Filings	D	2016-10-14 16:29:05 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001686609 Filed Document 0001686609-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:29:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Extract Capital Offshore Ltd See All Filings	D/A	2016-10-14 16:28:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622041 Filed Document 0001622041-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:28:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castle Creek Pharmaceuticals, LLC See All Filings	D	2016-10-14 16:25:25 UTC
Amount To Be Raised $48,000,150 Associated Brokers / Dealers Octagon Capital Group, LLC CIK Number 0001687481 Filed Document 0001687481-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:25:25 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
KINTAIL PARTNERS FUND, LLC See All Filings	D/A	2016-10-14 16:22:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686234 Filed Document 0001686234-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:22:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
RGV Technology Transfer Fund I, LP See All Filings	D	2016-10-14 16:20:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687461 Filed Document 0001687461-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:20:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GENERAL AMERICAN LIFE INSURANCE Co See All Filings	D	2016-10-14 16:15:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Various Agents, and Various Agents CIK Number 0000728240 Filed Document 0000937834-16-000134 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:15:54 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
Tibit Communications, Inc. See All Filings	D	2016-10-14 16:15:09 UTC
Amount To Be Raised $14,647,900 Associated Brokers / Dealers N/A CIK Number 0001687426 Filed Document 0001687426-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:15:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZOOMAWAY TRAVEL INC. See All Filings	D	2016-10-14 16:14:31 UTC
Amount To Be Raised $637,255 Associated Brokers / Dealers N/A CIK Number 0001541054 Filed Document 0001183740-16-000441 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:14:31 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Prime Consulting Group, LLC See All Filings	D	2016-10-14 16:12:30 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers N/A CIK Number 0001684558 Filed Document 0001684558-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-14 16:12:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Chasm Advanced Materials, Inc. See All Filings	D	2016-10-14 16:12:28 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001687357 Filed Document 0001687357-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:12:28 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2016-10-14 16:10:38 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000036 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:10:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
FantasySports.com, Inc. See All Filings	D	2016-10-14 16:02:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001687554 Filed Document 0001687554-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:02:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SAM Risk Managed Fund LLC - G. Appel Investors Segregated Series See All Filings	D/A	2016-10-14 16:00:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559472 Filed Document 0001559472-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:00:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
MI-12 VENTURE FUND, LLC - SERIES AAT-1 See All Filings	D	2016-10-14 16:00:47 UTC
Amount To Be Raised $157,500 Associated Brokers / Dealers N/A CIK Number 0001685245 Filed Document 0001685245-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:00:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SAM Risk Managed Fund LLC - Appel Equity Associates Segregated Series See All Filings	D/A	2016-10-14 15:57:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559453 Filed Document 0001559453-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:57:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
IGC BIO INC. See All Filings	D	2016-10-14 15:57:44 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001668051 Filed Document 0001668051-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:57:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Uploaded Fishing, LLC See All Filings	D	2016-10-14 15:54:32 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001687330 Filed Document 0001687330-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:54:32 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated Series See All Filings	D/A	2016-10-14 15:53:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559454 Filed Document 0001559454-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:53:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series See All Filings	D/A	2016-10-14 15:50:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559517 Filed Document 0001559517-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:50:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin Sector Investors Segregated Series See All Filings	D/A	2016-10-14 15:46:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559520 Filed Document 0001559520-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:46:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
ZOOMAWAY TRAVEL INC. See All Filings	D	2016-10-14 15:44:35 UTC
Amount To Be Raised $745,947 Associated Brokers / Dealers N/A CIK Number 0001541054 Filed Document 0001183740-16-000440 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:44:35 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SONAVATION INC See All Filings	D/A	2016-10-14 15:43:35 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers GrowthPoint Technology Partners, LLC CIK Number 0001370924 Filed Document 0001370924-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:43:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated Series See All Filings	D/A	2016-10-14 15:41:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559455 Filed Document 0001559455-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:41:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Wizdom Land Solutions, Inc. See All Filings	D	2016-10-14 15:38:36 UTC
Amount To Be Raised $299,999 Associated Brokers / Dealers N/A CIK Number 0001687476 Filed Document 0001687516-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:38:36 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Investment Partners, L.P. See All Filings	D/A	2016-10-14 15:37:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000890783 Filed Document 0000950103-16-017093 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:37:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin International Opportunities Segregated Series See All Filings	D/A	2016-10-14 15:35:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559519 Filed Document 0001559519-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:35:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Chilton Dividend Shares, L.P. See All Filings	D/A	2016-10-14 15:35:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532402 Filed Document 0000950103-16-017092 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:35:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CTC Alternatives Access Fund, L.P. See All Filings	D/A	2016-10-14 15:32:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589231 Filed Document 0000950103-16-017091 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:32:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCP Direct Lending Fund VIII-A, LLC See All Filings	D	2016-10-14 15:30:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687478 Filed Document 0000950172-16-000244 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:30:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Divisar Partners QP (Cayman), Ltd. See All Filings	D/A	2016-10-14 15:30:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656182 Filed Document 0001656182-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:30:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin Associates Segregated Series See All Filings	D/A	2016-10-14 15:30:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559470 Filed Document 0001559470-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:30:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
fitDEGREE, LLC See All Filings	D	2016-10-14 15:27:11 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001656084 Filed Document 0001656084-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:27:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-10-14 15:26:50 UTC
Amount To Be Raised $499,800 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-128152 Accepted Date 2016-10-14 15:26:50 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $96,652 State of Jurisdiction GEORGIA Type of Security Other(describe)
Divisar Partners QP, L.P. See All Filings	D/A	2016-10-14 15:26:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639243 Filed Document 0001639243-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:26:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CH Multnomah LLC See All Filings	D	2016-10-14 15:24:30 UTC
Amount To Be Raised $3,345,000 Associated Brokers / Dealers N/A CIK Number 0001687456 Filed Document 0001687456-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:24:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ZOOMAWAY TRAVEL INC. See All Filings	D	2016-10-14 15:24:13 UTC
Amount To Be Raised $815,768 Associated Brokers / Dealers N/A CIK Number 0001541054 Filed Document 0001183740-16-000439 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:24:13 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AVISTONE PRESIDENTS, LLC See All Filings	D	2016-10-14 15:22:48 UTC
Amount To Be Raised $4,137,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC CIK Number 0001687494 Filed Document 0001687494-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-10-14 15:22:48 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVISTONE PRESIDENTS, LLC See All Filings	D	2016-10-14 15:22:47 UTC
Amount To Be Raised $4,137,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC CIK Number 0001687494 Filed Document 0001687494-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-10-14 15:22:47 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVISTONE PRESIDENTS, LLC See All Filings	D	2016-10-14 15:22:46 UTC
Amount To Be Raised $4,137,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC CIK Number 0001687494 Filed Document 0001687494-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-14 15:22:46 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVISTONE PRESIDENTS, LLC See All Filings	D	2016-10-14 15:22:44 UTC
Amount To Be Raised $4,137,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC CIK Number 0001687494 Filed Document 0001687494-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-14 15:22:44 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Corsica Innovations, Inc. See All Filings	D	2016-10-14 15:21:25 UTC
Amount To Be Raised $1,949,986 Associated Brokers / Dealers N/A CIK Number 0001687516 Filed Document 0001687516-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:21:25 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ARSENAL 201 - PHASE I - INVESTOR, LLC See All Filings	D	2016-10-14 15:20:47 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001687387 Filed Document 0001687387-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:20:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity