Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Divisar Partners, L.P. See All Filings	D/A	2016-10-14 15:20:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453525 Filed Document 0001453525-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:20:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anonos Inc. See All Filings	D	2016-10-14 15:18:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001687367 Filed Document 0001687367-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:18:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
APP Holdco, LLC See All Filings	D	2016-10-14 15:16:46 UTC
Amount To Be Raised $3,381,309 Associated Brokers / Dealers N/A CIK Number 0001641432 Filed Document 0001641432-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:16:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MetLife Insurance Co USA See All Filings	D	2016-10-14 15:16:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0000733076 Filed Document 0000937834-16-000133 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:16:25 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Artizan Biosciences, Inc. See All Filings	D	2016-10-14 15:14:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001687466 Filed Document 0001687466-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:14:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Allen Creek Investors, LLC See All Filings	D	2016-10-14 15:11:55 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers None CIK Number 0001687511 Filed Document 0001684991-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:11:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
BSP East 21 LLC See All Filings	D	2016-10-14 15:04:05 UTC
Amount To Be Raised $13,925,601 Associated Brokers / Dealers N/A CIK Number 0001680170 Filed Document 0001680170-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:04:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortress Novaria, LLC See All Filings	D/A	2016-10-14 15:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622234 Filed Document 0001622234-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:00:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MetLife Insurance Co USA See All Filings	D	2016-10-14 15:00:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William J. Lynch III, Various, and Various CIK Number 0000733076 Filed Document 0000937834-16-000132 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:00:15 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Equity Production Fund I, LP See All Filings	D	2016-10-14 14:59:04 UTC
Amount To Be Raised $1,984,500 Associated Brokers / Dealers N/A CIK Number 0001687460 Filed Document 0001654954-16-002848 Exclusions or Exemptions 506c Accepted Date 2016-10-14 14:59:04 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Camellia Station Holdings, LLC See All Filings	D	2016-10-14 14:55:52 UTC
Amount To Be Raised $12,309,570 Associated Brokers / Dealers N/A CIK Number 0001687110 Filed Document 0001687110-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:55:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Wolfe Madewell 28th, LLC See All Filings	D	2016-10-14 14:48:39 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001687124 Filed Document 0001687124-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:48:39 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MetLife Insurance Co USA See All Filings	D	2016-10-14 14:47:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Van Epps, Kirk L. Penland, Thomas J. Hummer, Stanley F. Eckert, Samir H. Sheth, and Steven W. Broadbent CIK Number 0000733076 Filed Document 0000937834-16-000131 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:47:59 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Fulmer Instruments, LLC See All Filings	D	2016-10-14 14:46:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001687526 Filed Document 0001687526-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:46:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Zen Enterprises, LLC See All Filings	D	2016-10-14 14:43:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001610972 Filed Document 0001493152-16-014043 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:43:02 UTC Type of Offering D Industry Retailing Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Gatewood Capital Opportunity Fund (Cayman), L.P. See All Filings	D/A	2016-10-14 14:42:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652969 Filed Document 0001625257-16-000217 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:42:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impact Labs Technologies, LLC See All Filings	D	2016-10-14 14:41:50 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001685058 Filed Document 0001685058-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:41:50 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
Gatewood Capital Opportunity Fund, L.P. See All Filings	D/A	2016-10-14 14:41:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652968 Filed Document 0001625257-16-000216 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:41:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arcadian Quay Holdings, LLC See All Filings	D	2016-10-14 14:40:00 UTC
Amount To Be Raised $14,209,965 Associated Brokers / Dealers N/A CIK Number 0001687115 Filed Document 0001687115-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:40:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar PRA Fund LLC See All Filings	D	2016-10-14 14:37:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687479 Filed Document 0001687479-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:37:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corporate Center Building D, LLC See All Filings	D/A	2016-10-14 14:35:42 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001681727 Filed Document 0001681727-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:35:42 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Debt
AVISTONE PRESIDENTS S, LLC See All Filings	D	2016-10-14 14:34:22 UTC
Amount To Be Raised $4,137,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC CIK Number 0001687413 Filed Document 0001687413-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-14 14:34:22 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Common
Hot Dang, Inc. See All Filings	D	2016-10-14 14:33:27 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001687506 Filed Document 0001615594-16-000255 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:33:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Stormfield Real Estate Income Fund LP See All Filings	D	2016-10-14 14:28:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687434 Filed Document 0001687434-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:28:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CBC Partners I, LLC See All Filings	D/A	2016-10-14 14:25:10 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001524400 Filed Document 0001524400-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:25:10 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Zipwhip, Inc. See All Filings	D	2016-10-14 14:16:14 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001629107 Filed Document 0001629107-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:16:14 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AmeriClean Holdings LLC See All Filings	D/A	2016-10-14 14:15:02 UTC
Amount To Be Raised $11,049,338 Associated Brokers / Dealers N/A CIK Number 0001685151 Filed Document 0000897069-16-001071 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:15:02 UTC Type of Offering D/A Industry Retailing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Pathfinder Total Return Fund III LLC See All Filings	D	2016-10-14 14:14:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001687473 Filed Document 0001687160-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-14 14:14:55 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Sequitur Labs Inc. See All Filings	D	2016-10-14 14:12:39 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001498575 Filed Document 0001591408-16-000028 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:12:39 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Broad Reach Capital LP See All Filings	D/A	2016-10-14 14:00:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675889 Filed Document 0001675889-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:00:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Caliber UX, Inc. See All Filings	D	2016-10-14 13:56:57 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001687006 Filed Document 0001687006-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:56:57 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Kotak Infinity Fund See All Filings	D/A	2016-10-14 13:54:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529558 Filed Document 0001529558-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:54:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROUBAIX FUND, L.P. See All Filings	D/A	2016-10-14 13:53:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599168 Filed Document 0001599168-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:53:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SILVERCREST HEDGED EQUITY FUND (INTERNATIONAL) LTD. See All Filings	D/A	2016-10-14 13:53:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334613 Filed Document 0001012975-16-001537 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:53:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ovuline, Inc. See All Filings	D	2016-10-14 13:52:51 UTC
Amount To Be Raised $10,002,028 Associated Brokers / Dealers N/A CIK Number 0001565532 Filed Document 0001565532-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:52:51 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Electron Global Fund, Ltd. See All Filings	D/A	2016-10-14 13:46:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581750 Filed Document 0001012975-16-001536 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:46:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brick Lane, LLC See All Filings	D	2016-10-14 13:43:49 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001674918 Filed Document 0001674918-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:43:49 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alisio Holdings, LP See All Filings	D	2016-10-14 13:42:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687084 Filed Document 0001687084-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:42:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEMPER VIC PARTNERS OFFSHORE, LTD. See All Filings	D/A	2016-10-14 13:39:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621700 Filed Document 0000919574-16-015868 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:39:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BW GLOBAL ENHANCED ABSOLUTE RETURN FUND, L.P. See All Filings	D/A	2016-10-14 13:38:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001613869 Filed Document 0001613869-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:38:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BW GLOBAL ENHANCED ABSOLUTE RETURN OFFSHORE FUND, LTD. See All Filings	D/A	2016-10-14 13:36:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001613868 Filed Document 0001613868-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:36:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electron Global Fund, L.P. See All Filings	D/A	2016-10-14 13:31:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571943 Filed Document 0001012975-16-001535 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:31:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royalty Exchange Program I, LLC See All Filings	D/A	2016-10-14 13:29:10 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Christina Nielson CIK Number 0001660076 Filed Document 0001660076-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:29:10 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Lighthouse Investments LLC, Series II See All Filings	D/A	2016-10-14 13:20:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622374 Filed Document 0001622374-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:20:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTH PEAK FUNDING LLC See All Filings	D	2016-10-14 13:09:29 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001687370 Filed Document 0001461859-16-000034 Exclusions or Exemptions 506c Accepted Date 2016-10-14 13:09:29 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
BAYARD GLOBAL HIGH DIVIDEND YIELD FUND LP See All Filings	D/A	2016-10-14 13:09:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516949 Filed Document 0001013594-16-001274 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:09:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Ruggles Green Investors, LLC See All Filings	D	2016-10-14 13:08:31 UTC
Amount To Be Raised $12,200,000 Associated Brokers / Dealers N/A CIK Number 0001687232 Filed Document 0001687232-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 13:08:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
16TH & CENTRAL, LLC See All Filings	D	2016-10-14 12:53:41 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001687452 Filed Document 0001687452-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 12:53:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Angulus Lending Opportunities Fund, LP See All Filings	D/A	2016-10-14 12:53:36 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001651761 Filed Document 0001651761-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 12:53:36 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MCM-ML, LLC See All Filings	D	2016-10-14 12:51:47 UTC
Amount To Be Raised $19,601,769 Associated Brokers / Dealers N/A CIK Number 0001686272 Filed Document 0001461373-16-000112 Exclusions or Exemptions 506b Accepted Date 2016-10-14 12:51:47 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund