Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WaterGuru Inc. See All Filings	D	2016-10-25 18:46:51 UTC
Amount To Be Raised $9,641,070 Associated Brokers / Dealers N/A CIK Number 0001567720 Filed Document 0001567720-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-25 18:46:51 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D/A	2016-10-25 18:38:33 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Concorde Investment Services LLC, Kalos Capital, Inc., Chapin Davis, Inc., ProEquities, Inc., Chauner Securities, Sandlapper Securities, LLC, and Legacy Wealth Management LLC CIK Number 0001667521 Filed Document 0001667521-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-10-25 18:38:33 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TEXLARK EXPLORATION CO INC See All Filings	D	2016-10-25 18:31:51 UTC
Amount To Be Raised $774,000 Associated Brokers / Dealers N/A CIK Number 0000853789 Filed Document 0000853789-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-25 18:31:51 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
ENERGYSAVVY INC See All Filings	D	2016-10-25 18:25:15 UTC
Amount To Be Raised $14,443,152 Associated Brokers / Dealers N/A CIK Number 0001457134 Filed Document 0001457134-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 18:25:15 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Quitchet, LLC See All Filings	D	2016-10-25 18:18:32 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001688375 Filed Document 0001688375-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 18:18:32 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Davis Investment Ventures Fund III-B, L.P. See All Filings	D/A	2016-10-25 18:13:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kipling Capital, Inc., Greenhill & Co., LLC, and Raymond James & Associates, Inc. CIK Number 0001655735 Filed Document 0001655735-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-25 18:13:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Davis Investment Ventures Fund III-A, L.P. See All Filings	D/A	2016-10-25 18:11:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kipling Capital, Inc., Greenhill & Co., LLC, and Raymond James & Associates, Inc. CIK Number 0001655733 Filed Document 0001655735-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 18:11:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madyson Equity Group, LP See All Filings	1-A/A	2016-10-25 18:10:32 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001672461 Filed Document 0001477932-16-013112 Accepted Date 2016-10-25 18:10:32 UTC Type of Offering 1-A/A Industry CONSTRUCTION - SPECIAL TRADE CONTRACTORS Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)
Davis Investment Ventures Fund III, L.P. See All Filings	D/A	2016-10-25 18:08:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kipling Capital, Inc., Greenhill & Co., LLC, and Raymond James & Associates, Inc. CIK Number 0001655734 Filed Document 0001655734-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 18:08:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RoverPass LLC See All Filings	D	2016-10-25 17:48:02 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001685239 Filed Document 0001685239-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-25 17:48:02 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
RoverPass LLC See All Filings	D	2016-10-25 17:46:37 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001685239 Filed Document 0001685239-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-25 17:46:37 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
RoverPass LLC See All Filings	D	2016-10-25 17:45:03 UTC
Amount To Be Raised $500,005 Associated Brokers / Dealers N/A CIK Number 0001685239 Filed Document 0001685239-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-25 17:45:03 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rockland Power Partners III, LP See All Filings	D	2016-10-25 17:40:17 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001688100 Filed Document 0001688100-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-25 17:40:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siguler Guff DREOF II Co-Investment Fund (T), LP See All Filings	D/A	2016-10-25 17:38:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporation CIK Number 0001657552 Filed Document 0001657552-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-25 17:38:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mission Value Japan Fund Offshore Ltd. See All Filings	D/A	2016-10-25 17:29:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493785 Filed Document 0001493785-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-25 17:29:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siguler Guff DREOF II Co-Investment Fund (E), LP See All Filings	D/A	2016-10-25 17:29:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporation CIK Number 0001657550 Filed Document 0001657548-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-25 17:29:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Millennium USA LLC See All Filings	D/A	2016-10-25 17:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Wunderlich Securities, Summit Equities, LLC, US Capital Advisors, LLC, HighTower Securities, LLC, Macquarie, D.A Davidson, Lebentahl & Co. LLC, NFP Advisors LLC, Stephens, Inc., Arete Wealth Management LLC, Spire Securities LLC, Kestra Investment Services LLC, William Blair, Triad Advisors, Inc., Monarch Capital Group, LLC, Halen Capital, and Dominick & Dominick CIK Number 0001523894 Filed Document 0001523894-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 17:26:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siguler Guff DREOF II Co-Investment Fund, LP See All Filings	D/A	2016-10-25 17:13:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporation CIK Number 0001657548 Filed Document 0001657548-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 17:13:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knoxville Eggs I LLC See All Filings	D	2016-10-25 17:03:32 UTC
Amount To Be Raised $780,000 Associated Brokers / Dealers N/A CIK Number 0001687940 Filed Document 0001687940-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 17:03:32 UTC Type of Offering D Industry Restaurants Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Advanced Disposal Services, Inc. See All Filings	D	2016-10-25 17:03:16 UTC
Amount To Be Raised $1,160,883,972 Associated Brokers / Dealers N/A CIK Number 0001585790 Filed Document 0001104659-16-151963 Exclusions or Exemptions 506b Accepted Date 2016-10-25 17:03:16 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Equity
SL CAPITAL SOF III LP See All Filings	D	2016-10-25 17:02:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STANDARD LIFE INVESTMENTS SECURITIES LLC CIK Number 0001688209 Filed Document 0001688209-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 17:02:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spruce Point Research Activism Partners Offshore, Ltd. See All Filings	D	2016-10-25 17:00:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688233 Filed Document 0001315863-16-001856 Exclusions or Exemptions 506b Accepted Date 2016-10-25 17:00:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maritime Resources Corp. See All Filings	D	2016-10-25 16:59:12 UTC
Amount To Be Raised $41,877 Associated Brokers / Dealers N/A CIK Number 0001687914 Filed Document 0001687914-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:59:12 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Winfield Capital Partners LP See All Filings	D	2016-10-25 16:53:50 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001688205 Filed Document 0001688205-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:53:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
ZCM Opportunities Fund LP See All Filings	D	2016-10-25 16:50:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688457 Filed Document 0001688457-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:50:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Millennium Intl. Ltd. See All Filings	D/A	2016-10-25 16:47:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Jefferies LLC, Stephens Inc., Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Joel Isaacson & Co., Evans & Partners Pty Ltd., Macquarie Capital (USA) Inc., Ord Minnett Ltd., Arete Wealth Management, LLC, Wentworth Global Securities Pty Ltd, Rose Capital Advisors, NFP Advisor Services LLC, Spire Securities, LLC, Canaccord Genuity (Australia), Wunderlich Securities, Inc., Kestra Investment Services, LLC, Halen Capital, Capital One Securities Inc., Snowden Account Services Inc., Triad Advisors, Inc., and Monarch Capital Group, LLC CIK Number 0001523884 Filed Document 0001523884-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:47:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verve Medical, Inc. See All Filings	D	2016-10-25 16:38:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001555288 Filed Document 0001555288-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:38:38 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Debt
Ft. Collins Multifamily III DST See All Filings	D/A	2016-10-25 16:38:21 UTC
Amount To Be Raised $21,715,585 Associated Brokers / Dealers Inland Securities Corporation, Thomas M. Hess, Marcia A. Geltman, Jonathan R. Creighton, John S. Weiss, Christina S. Nielson, William S. Sheehan, Craig M. Rollins, Michael A. Bendix, Robert S. Smith, Ronald W. Manning II, Edwin A, Day, Brian R. Bennett, Joseph G. Michaletz, Blayne A. Andersen, John G. Chess, Timothy W. Murphrey, Joshua C. Koehnen, Jonathan D. Keller, Chay T. Lapin, Robert C. Straton, Tom Velken, Jeff W. Graumlich, James M. Gambaccini, Eric S. Scaff, David B. Levinson, Thomas J. Ealy, Kent A. Cooper, Leslie A. Cannon, James T. Walesa, William A. Meloy, Jeffrey M. Warren, John H. Scully, James M. Gambacinni, David G. Meacham, Carl F. Worden III, Joral T. Schmalle, Robert W. Bruner, Richard Zuvella, James M. Raine, Joesph R. Broadbent, Marcel Pahmer, Brian D. Vosberg, Adam J. Bryan, Aaron J. Fulton, Tim D. Clairmont, Kerry E. Taylor, Mark L. Bain, Robert R. Tweed, Richard M. Waters Jr, Deirdre M. Hartmann, Ross A. Pedersen, Adam E. Buchanan, Andrew C. Harvey, and Byron J. Ishiwata CIK Number 0001680369 Filed Document 0001680369-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:38:21 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
JTC Development, LLC See All Filings	D	2016-10-25 16:24:08 UTC
Amount To Be Raised $7,472,500 Associated Brokers / Dealers N/A CIK Number 0001681450 Filed Document 0001681450-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:24:08 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Oilfield Services Holdings LLC See All Filings	D	2016-10-25 16:23:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687802 Filed Document 0000899140-16-001660 Exclusions or Exemptions 506c Accepted Date 2016-10-25 16:23:55 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
M Pharmaceutical Inc. See All Filings	D	2016-10-25 16:22:20 UTC
Amount To Be Raised $25,832 Associated Brokers / Dealers N/A CIK Number 0001687423 Filed Document 0001687423-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:22:20 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
OpenROV Inc. See All Filings	D	2016-10-25 16:21:19 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001580267 Filed Document 0001580267-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:21:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CAIS AllBlue LLC See All Filings	D/A	2016-10-25 16:11:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Halen Capital, Wunderlich Securities, Inc., and Monarch Capital Group, LLC CIK Number 0001523886 Filed Document 0001523886-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:11:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royalty Fabrication Partners, LLC See All Filings	D	2016-10-25 16:10:13 UTC
Amount To Be Raised $1,776,888 Associated Brokers / Dealers N/A CIK Number 0001688443 Filed Document 0001688443-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:10:13 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Acquire Investments Growth Fund I, LP See All Filings	D/A	2016-10-25 16:06:18 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001675740 Filed Document 0001675740-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:06:18 UTC Type of Offering D/A Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ADBM CORP See All Filings	D	2016-10-25 15:59:24 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001620938 Filed Document 0001620938-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 15:59:24 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
COLDWATER SAFARI, LP See All Filings	D/A	2016-10-25 15:59:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001669130 Filed Document 0001669130-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 15:59:15 UTC Type of Offering D/A Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BizBnk Holdings, Ltd. See All Filings	D	2016-10-25 15:53:27 UTC
Amount To Be Raised $1,083,055 Associated Brokers / Dealers N/A CIK Number 0001687116 Filed Document 0001687116-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 15:53:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mission Value Japan Fund, L.P. See All Filings	D/A	2016-10-25 15:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493786 Filed Document 0001493786-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-25 15:52:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mission Value Global Fund, L.P. See All Filings	D/A	2016-10-25 15:50:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589401 Filed Document 0001589401-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-25 15:50:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farm From a Box Inc. See All Filings	C/A	2016-10-25 15:50:01 UTC
Financial Interest 2.0% of same securities Filing Platform OpenDeal Inc. Offering Amount $999,999 CIK Number 0001679373 Filed Document 0001679373-16-000006 Accepted Date 2016-10-25 15:50:01 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State CALIFORNIA
CLARIFAI, Inc. See All Filings	D	2016-10-25 15:36:05 UTC
Amount To Be Raised $29,999,925 Associated Brokers / Dealers N/A CIK Number 0001640171 Filed Document 0001640171-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-25 15:36:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAIS AllBlue Ltd. See All Filings	D/A	2016-10-25 15:12:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, Evans & Partners Pty Ltd., Richmond Asset Mgmt Ltd, Ord Minnett Limited, and Wunderlich Securities, Inc. CIK Number 0001523880 Filed Document 0001523880-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 15:12:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascent Capital Fund III, LLC See All Filings	D/A	2016-10-25 14:59:59 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001627690 Filed Document 0001627690-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 14:59:59 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
11-16 AZCF, LLC See All Filings	D	2016-10-25 14:35:05 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001688421 Filed Document 0001688421-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 14:35:05 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Southern Independent Bancshares, Inc. See All Filings	D	2016-10-25 14:24:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001535686 Filed Document 0001535686-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-25 14:24:30 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Kettle Black of MA, LLC See All Filings	D	2016-10-25 14:24:28 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001688202 Filed Document 0001688202-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-25 14:24:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hidden Hills Partners, L.P. See All Filings	D/A	2016-10-25 14:19:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598196 Filed Document 0000935836-16-001177 Exclusions or Exemptions 506b Accepted Date 2016-10-25 14:19:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Mezzanine Holdings, LLC See All Filings	D	2016-10-25 14:14:03 UTC
Amount To Be Raised $2,227,175 Associated Brokers / Dealers N/A CIK Number 0001688142 Filed Document 0001688142-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 14:14:03 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Oncolix, Inc. See All Filings	D/A	2016-10-25 14:11:21 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers NewBridge Securities Corporation CIK Number 0001574061 Filed Document 0001574061-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-25 14:11:21 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt