Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Access Steton, LLC See All Filings	D	2016-11-01 15:34:48 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001621783 Filed Document 0001621783-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-01 15:34:48 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
QIC Ridge Hill REIT Inc. See All Filings	D	2016-11-01 15:07:06 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001688634 Filed Document 0001688634-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 15:07:06 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DWM Securitizations S.A. See All Filings	D	2016-11-01 15:00:42 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers DWM Finance, LLC CIK Number 0001688933 Filed Document 0001015325-16-000079 Exclusions or Exemptions 506b Accepted Date 2016-11-01 15:00:42 UTC Type of Offering D Industry Other Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Debt
Jumpshot the Movie, LP See All Filings	D	2016-11-01 14:53:21 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001647175 Filed Document 0001647175-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:53:21 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Largo Resources Ltd. See All Filings	D	2016-11-01 14:42:32 UTC
Amount To Be Raised $990,494 Associated Brokers / Dealers N/A CIK Number 0001400438 Filed Document 0001140361-16-084335 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:42:32 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD. See All Filings	D/A	2016-11-01 14:41:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413351 Filed Document 0001413351-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:41:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BERENS CAPITAL GREATER CHINA LLC See All Filings	D/A	2016-11-01 14:31:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375648 Filed Document 0001375648-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:31:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Untapt Inc. See All Filings	D/A	2016-11-01 14:27:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616992 Filed Document 0001616992-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:27:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Moneil Duo-Investments, LLC See All Filings	D	2016-11-01 14:26:41 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers n/a CIK Number 0001688831 Filed Document 0001688831-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:26:41 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
KE2 Therm Solutions, Inc. See All Filings	D	2016-11-01 14:24:30 UTC
Amount To Be Raised $629,988 Associated Brokers / Dealers N/A CIK Number 0001479618 Filed Document 0001014108-16-000527 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:24:30 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
NW SPV XXXVII LLC See All Filings	D	2016-11-01 14:22:11 UTC
Amount To Be Raised $490,000 Associated Brokers / Dealers N/A CIK Number 0001679831 Filed Document 0001679831-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-01 14:22:11 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TEP Tryon Partners See All Filings	D	2016-11-01 14:20:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001688971 Filed Document 0001688971-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:20:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Dealt the Movie, LP See All Filings	D	2016-11-01 14:19:13 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001610039 Filed Document 0001610039-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:19:13 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ManageCore, LLC See All Filings	D	2016-11-01 14:18:50 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001688929 Filed Document 0000892712-16-001964 Exclusions or Exemptions 506c Accepted Date 2016-11-01 14:18:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Coliseum Capital Co-Invest, L.P. See All Filings	D/A	2016-11-01 14:16:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572285 Filed Document 0001572285-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:16:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coliseum Capital Partners II, L.P. See All Filings	D/A	2016-11-01 14:15:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567187 Filed Document 0001567187-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:15:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLISEUM CAPITAL PARTNERS, L.P. See All Filings	D/A	2016-11-01 14:14:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356974 Filed Document 0001567187-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:14:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CROSSINGS GL LLC See All Filings	D	2016-11-01 14:10:03 UTC
Amount To Be Raised $195,000 Associated Brokers / Dealers N/A CIK Number 0001684594 Filed Document 0001686323-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-11-01 14:10:03 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lithotripsy Institute of Indiana, LLC See All Filings	D	2016-11-01 14:08:49 UTC
Amount To Be Raised $114,375 Associated Brokers / Dealers N/A CIK Number 0001462108 Filed Document 0001462108-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:08:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Orbital Shift, Inc. See All Filings	D	2016-11-01 13:55:39 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001688833 Filed Document 0001688833-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 13:55:39 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Servato Corp. See All Filings	D	2016-11-01 13:52:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608816 Filed Document 0001608816-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 13:52:53 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
Crossings of Decatur, LLC See All Filings	D	2016-11-01 13:49:42 UTC
Amount To Be Raised $5,844,000 Associated Brokers / Dealers N/A CIK Number 0001686323 Filed Document 0001686323-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-11-01 13:49:42 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Mynd Management, Inc See All Filings	D	2016-11-01 13:47:53 UTC
Amount To Be Raised $5,499,998 Associated Brokers / Dealers N/A CIK Number 0001688930 Filed Document 0001688930-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 13:47:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Light Visually Transceiving System Corp See All Filings	D/A	2016-11-01 13:41:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588040 Filed Document 0001588040-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 13:41:45 UTC Type of Offering D/A Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
INSIDER LOUISVILLE, LLC See All Filings	D	2016-11-01 13:41:44 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001670951 Filed Document 0000940397-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-11-01 13:41:44 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Immusoft Corp See All Filings	D	2016-11-01 13:34:40 UTC
Amount To Be Raised $4,594,068 Associated Brokers / Dealers N/A CIK Number 0001596274 Filed Document 0001680311-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-01 13:34:40 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ascent Capital Fund II, LLC See All Filings	D/A	2016-11-01 13:34:34 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001555126 Filed Document 0001555126-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 13:34:34 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Protech 10 Reorg Corp. See All Filings	D	2016-11-01 13:24:48 UTC
Amount To Be Raised $311,112 Associated Brokers / Dealers N/A CIK Number 0001688946 Filed Document 0001688946-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 13:24:48 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Eir inc See All Filings	D	2016-11-01 13:20:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688872 Filed Document 0001688872-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 13:20:30 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CB SCIENTIFIC, INC. See All Filings	1-A/A	2016-11-01 13:08:20 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001022183 Filed Document 0001022183-16-000006 Accepted Date 2016-11-01 13:08:20 UTC Type of Offering 1-A/A Industry SERVICES-TESTING LABORATORIES Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $115,431 State of Jurisdiction OREGON Type of Security Equity (common or preferred stock)
Kayak Concepts LLC See All Filings	C/A	2016-11-01 12:57:35 UTC
Financial Interest none Filing Platform Jumpstart Micro, Inc Offering Amount $100,000 CIK Number 0001683264 Filed Document 0001683264-16-000003 Accepted Date 2016-11-01 12:57:35 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State MAINE
Housebook, Inc See All Filings	C/A	2016-11-01 12:42:46 UTC
Financial Interest None Filing Platform UFP, LLC Offering Amount $1,000,000 CIK Number 0001677548 Filed Document 0001677548-16-000004 Accepted Date 2016-11-01 12:42:46 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Common Stock State DISTRICT OF COLUMBIA
Hidrate, Inc. See All Filings	D	2016-11-01 12:34:22 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001675288 Filed Document 0001675288-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 12:34:22 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
AQR Multi-Strategy Fund VII, L.P. See All Filings	D/A	2016-11-01 12:33:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606465 Filed Document 0001519756-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-01 12:33:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forsyth Hawkeye Holdings, LLC See All Filings	D	2016-11-01 12:32:47 UTC
Amount To Be Raised $1,155,000 Associated Brokers / Dealers N/A CIK Number 0001688907 Filed Document 0001688907-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 12:32:47 UTC Type of Offering D Industry Manufacturing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
CRB Group, Inc. See All Filings	D	2016-11-01 12:28:30 UTC
Amount To Be Raised $31,962,040 Associated Brokers / Dealers N/A CIK Number 0001688431 Filed Document 0001688431-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 12:28:30 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
AQR RC SMALL CAP CORE FUND LP See All Filings	D/A	2016-11-01 12:03:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413963 Filed Document 0001519756-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-01 12:03:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seattle Lenders, LLC See All Filings	D	2016-11-01 12:03:13 UTC
Amount To Be Raised $815,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001688901 Filed Document 0001688901-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 12:03:13 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Cultivation Capital Life Sciences Fund II, LLC See All Filings	D	2016-11-01 12:02:37 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001688005 Filed Document 0001688005-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 12:02:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Equity
Connor Group Real Estate Income & Growth Fund XII, LLC See All Filings	D/A	2016-11-01 11:57:51 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Various CIK Number 0001610847 Filed Document 0001610847-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:57:51 UTC Type of Offering D/A Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SE PLAZA POINTE INVESTORS, LLC See All Filings	D	2016-11-01 11:50:45 UTC
Amount To Be Raised $2,474,500 Associated Brokers / Dealers N/A CIK Number 0001688102 Filed Document 0001688102-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:50:45 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BERENS CAPITAL ASIA (EX-JAPAN) LLC See All Filings	D/A	2016-11-01 11:47:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Seth Adam Damski and Robert Carter Lyster CIK Number 0001405406 Filed Document 0001405406-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:47:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECM Feeder Fund 2 LP See All Filings	D/A	2016-11-01 11:42:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570006 Filed Document 0000919574-16-016040 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:42:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
LANCORE EXPLORATION & DEVELOPMENT LLC See All Filings	D	2016-11-01 11:32:51 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001634808 Filed Document 0001144204-16-130758 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:32:51 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
AQR EMERGING EQUITIES FUND LP See All Filings	D/A	2016-11-01 11:31:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457118 Filed Document 0001519756-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:31:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LANCORE EXPLORATION & DEVELOPMENT LLC See All Filings	D/A	2016-11-01 11:29:35 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001634808 Filed Document 0001144204-16-130754 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:29:35 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
First Trust Marketplace Lending Partners, L.P. See All Filings	D	2016-11-01 11:22:38 UTC
Amount To Be Raised $2,180,000 Associated Brokers / Dealers N/A CIK Number 0001688876 Filed Document 0001688876-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:22:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRB Group, Inc. See All Filings	D	2016-11-01 11:22:12 UTC
Amount To Be Raised $31,962,040 Associated Brokers / Dealers N/A CIK Number 0001688431 Filed Document 0001688431-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:22:12 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PMATIC PE, LP See All Filings	D	2016-11-01 11:22:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001688516 Filed Document 0001688516-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:22:05 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Questback Salespulse, Inc. See All Filings	D	2016-11-01 11:14:34 UTC
Amount To Be Raised $1,049,970 Associated Brokers / Dealers N/A CIK Number 0001688548 Filed Document 0001231919-16-000065 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:14:34 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity