Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Milieu LLC See All Filings	D	2016-11-01 11:08:46 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001688886 Filed Document 0001688886-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:08:46 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Circadian ZircLight LLC See All Filings	D/A	2016-11-01 11:05:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001681413 Filed Document 0001681413-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:05:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
AQR Multi-Strategy Fund VII, L.P. See All Filings	D/A	2016-11-01 11:03:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606465 Filed Document 0001519756-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:03:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urology Center of Excellence, LLC See All Filings	D	2016-11-01 11:00:48 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001688489 Filed Document 0001688489-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:00:48 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Circadian Zirclight, Inc. See All Filings	D/A	2016-11-01 10:52:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001681737 Filed Document 0001681413-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 10:52:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
PT Motion Works, Inc. See All Filings	D	2016-11-01 10:51:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001478263 Filed Document 0001478263-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-01 10:51:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Real Return Fund II, L.P. See All Filings	D/A	2016-11-01 10:44:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519756 Filed Document 0001519756-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 10:44:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1798 Global Macro Fund LP See All Filings	D	2016-11-01 10:38:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688225 Filed Document 0000902664-16-008589 Exclusions or Exemptions 506b Accepted Date 2016-11-01 10:38:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kittyhawk.io, Inc. See All Filings	D/A	2016-11-01 10:36:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001675834 Filed Document 0001675834-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 10:36:21 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pivot Holdings II LLC See All Filings	D	2016-11-01 10:26:36 UTC
Amount To Be Raised $5,000,004 Associated Brokers / Dealers N/A CIK Number 0001644926 Filed Document 0001644926-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-11-01 10:26:36 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FIRST PHOENIX INVESTMENTS, INC. See All Filings	1-A	2016-11-01 10:18:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001687306 Filed Document 0001687306-16-000002 Accepted Date 2016-11-01 10:18:07 UTC Type of Offering 1-A Industry INVESTORS, NEC Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Tava Organics, Ltd. See All Filings	D/A	2016-11-01 10:06:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers CIRCLEUP CIK Number 0001688743 Filed Document 0001688743-16-000002 Exclusions or Exemptions 505 and 506c Accepted Date 2016-11-01 10:06:56 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WEDGE Capital International Small Cap, LP See All Filings	D	2016-11-01 10:05:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622786 Filed Document 0001622786-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-01 10:05:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
PCS 15135 Hamilton, LLC See All Filings	D	2016-11-01 09:51:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001688755 Filed Document 0001688755-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 09:51:39 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LIQUIDMETAL TECHNOLOGIES INC See All Filings	D/A	2016-11-01 09:44:53 UTC
Amount To Be Raised $63,400,000 Associated Brokers / Dealers N/A CIK Number 0001141240 Filed Document 0000897069-16-001097 Exclusions or Exemptions 506b Accepted Date 2016-11-01 09:44:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SIWA Biotech Corp. See All Filings	D	2016-11-01 09:37:10 UTC
Amount To Be Raised $1,999,998 Associated Brokers / Dealers N/A CIK Number 0001657894 Filed Document 0001657894-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 09:37:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tradingfront, Inc. See All Filings	D	2016-11-01 09:32:04 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001682783 Filed Document 0001682783-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 09:32:04 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
VETERANS' OPPORTUNITY FUND, L.P. See All Filings	D	2016-11-01 06:22:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595745 Filed Document 0001595745-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 06:22:21 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Green Well Ventures, L.L.C. See All Filings	D	2016-10-31 21:55:31 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001688196 Filed Document 0001688196-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 21:55:31 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
DaVinci Group Holdings, Inc. See All Filings	D	2016-10-31 19:48:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558780 Filed Document 0001558780-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-31 19:48:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Levo Oil Infusion, LLC See All Filings	D	2016-10-31 19:41:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688874 Filed Document 0001672862-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-31 19:41:57 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Mango Technologies, Inc. See All Filings	D/A	2016-10-31 19:18:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672862 Filed Document 0001672862-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 19:18:18 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TAHAWI aerospace Corp See All Filings	1-A/A	2016-10-31 19:14:12 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001686327 Filed Document 0001686327-16-000006 Accepted Date 2016-10-31 19:14:12 UTC Type of Offering 1-A/A Industry AIRCRAFT Offering Tier Tier1 Principal Place of Business NEW JERSEY Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Surgo Group LLC See All Filings	D/A	2016-10-31 18:52:45 UTC
Amount To Be Raised $2,674,990 Associated Brokers / Dealers Tigress Financial Partners LLC and National Securities Corporation CIK Number 0001670954 Filed Document 0001670954-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 18:52:45 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Calliance Realty Fund, LLC See All Filings	D	2016-10-31 18:37:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Whitehall-Parker Securities, Inc. and Oak Tree Securities, Inc. CIK Number 0001481639 Filed Document 0001481639-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-31 18:37:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Surgo Group LLC See All Filings	D	2016-10-31 18:20:29 UTC
Amount To Be Raised $2,674,990 Associated Brokers / Dealers Tigress Financial Partners LLC and National Securities Corporation CIK Number 0001670954 Filed Document 0001670954-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 18:20:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Amplify.LA Capital III, L.P. See All Filings	D/A	2016-10-31 18:12:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001656980 Filed Document 0001656980-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 18:12:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GENCO SHIPPING & TRADING LTD See All Filings	D/A	2016-10-31 18:11:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Jefferies LLC, DNB Markets, Inc., Fearnley Securities, Inc, ABN AMRO Securities (USA) LLC, Credit Agricole Corporate and Investment Bank, DVB Capital Markets LLC, and Skandinaviska Enskilda Banken AB (publ) CIK Number 0001326200 Filed Document 0001140361-16-084221 Exclusions or Exemptions 506b Accepted Date 2016-10-31 18:11:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
B Metro LLC See All Filings	D	2016-10-31 17:50:47 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Tripoint Global Equities, LLC CIK Number 0001688877 Filed Document 0001688877-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:50:47 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Nueterra Capital Seed Fund 2016, LLC See All Filings	D	2016-10-31 17:34:09 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001688840 Filed Document 0001688840-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:34:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Surgery Center of Easton LP See All Filings	D	2016-10-31 17:30:33 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001333861 Filed Document 0001333861-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:30:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BioTork LLC See All Filings	D	2016-10-31 17:28:48 UTC
Amount To Be Raised $2,431,778 Associated Brokers / Dealers N/A CIK Number 0001641497 Filed Document 0001641497-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:28:48 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
O'BENCO IV, LP See All Filings	D	2016-10-31 17:26:59 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001688781 Filed Document 0001104659-16-153399 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:26:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Midstream Methanol LLC See All Filings	D/A	2016-10-31 17:23:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001649304 Filed Document 0001649304-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:23:42 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
One Tusk Master Fund LP See All Filings	D	2016-10-31 17:22:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688796 Filed Document 0000950142-16-004654 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:22:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CURE PHARMACEUTICAL Corp See All Filings	D	2016-10-31 17:17:12 UTC
Amount To Be Raised $6,033,963 Associated Brokers / Dealers Colorado Financial Service Corp. CIK Number 0001554289 Filed Document 0001554289-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:17:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AP Inception Co-Invest, L.P. See All Filings	D	2016-10-31 17:15:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687354 Filed Document 0000950142-16-004653 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:15:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CA Resources Fund (U.S. Tax-Exempt), L.P. - Series Third Rock Ventures IV See All Filings	D	2016-10-31 17:14:37 UTC
Amount To Be Raised $50,800,000 Associated Brokers / Dealers N/A CIK Number 0001688807 Filed Document 0001688807-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:14:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus Partners II, L.P. See All Filings	D/A	2016-10-31 17:10:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477895 Filed Document 0000905718-16-001723 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:10:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
For Success Holding Co See All Filings	D	2016-10-31 17:06:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001688650 Filed Document 0001688650-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:06:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZipSit, Inc. See All Filings	D/A	2016-10-31 17:05:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001688742 Filed Document 0000950138-16-001436 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:05:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ORBIS BIOSCIENCES INC See All Filings	D	2016-10-31 16:59:35 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001449477 Filed Document 0001449477-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:59:35 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Chicago Ventures Founders Fund, L.P. See All Filings	D	2016-10-31 16:58:10 UTC
Amount To Be Raised $5,650,000 Associated Brokers / Dealers N/A CIK Number 0001688432 Filed Document 0001688432-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:58:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus International II, Ltd. See All Filings	D/A	2016-10-31 16:52:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hunnicutt & Co. LLC and Fund Advisors Limited and Ultra Distressed Securities Fund, Ltd. CIK Number 0001477894 Filed Document 0000905718-16-001720 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:52:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chicago Ventures Fund II, L.P. See All Filings	D	2016-10-31 16:52:44 UTC
Amount To Be Raised $60,390,000 Associated Brokers / Dealers N/A CIK Number 0001644873 Filed Document 0001644873-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:52:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
2nd Oakwood Terrace LLC See All Filings	D	2016-10-31 16:50:47 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001688668 Filed Document 0001688668-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:50:47 UTC Type of Offering D Industry Residential Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
BioSig Technologies, Inc. See All Filings	D	2016-10-31 16:48:21 UTC
Amount To Be Raised $5,000,001 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001530766 Filed Document 0001530766-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:48:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SkySafe, Inc. See All Filings	D/A	2016-10-31 16:47:30 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001659377 Filed Document 0001659377-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:47:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alcresta Therapeutics, Inc. See All Filings	D/A	2016-10-31 16:43:21 UTC
Amount To Be Raised $50,889,675 Associated Brokers / Dealers N/A CIK Number 0001673510 Filed Document 0001140361-16-084182 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:43:21 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Unico Core Plus Partners LP See All Filings	D	2016-10-31 16:39:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MacGregor Global Investments CIK Number 0001688296 Filed Document 0001688296-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 16:39:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund