Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TinyBop Inc. See All Filings	D	2016-11-02 09:56:28 UTC
Amount To Be Raised $13,032,384 Associated Brokers / Dealers N/A CIK Number 0001591830 Filed Document 0001231919-16-000066 Exclusions or Exemptions 506b Accepted Date 2016-11-02 09:56:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HORSE & HOUND, LTD. See All Filings	D/A	2016-11-02 09:50:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591172 Filed Document 0000919574-16-016044 Exclusions or Exemptions 506b Accepted Date 2016-11-02 09:50:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cassiopeia Fund See All Filings	D	2016-11-02 09:48:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595376 Filed Document 0001315863-16-001866 Exclusions or Exemptions 506c Accepted Date 2016-11-02 09:48:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardinal Point Fund I LP See All Filings	D/A	2016-11-02 09:38:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292869 Filed Document 0000919574-16-016042 Exclusions or Exemptions 506b Accepted Date 2016-11-02 09:38:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Agency MBS Trust See All Filings	D/A	2016-11-02 09:04:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607374 Filed Document 0001607374-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-11-02 09:04:41 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
15 Montgomery Way, LLC See All Filings	D	2016-11-02 08:00:40 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001688691 Filed Document 0000892251-16-000319 Exclusions or Exemptions 506b Accepted Date 2016-11-02 08:00:40 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SALESFORCE COM INC See All Filings	D	2016-11-01 21:35:06 UTC
Amount To Be Raised $348,214,651 Associated Brokers / Dealers N/A CIK Number 0001108524 Filed Document 0001592836-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-11-01 21:35:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eve Fund 1, LLC. See All Filings	C/A	2016-11-01 21:09:02 UTC
Financial Interest No Filing Platform Indie Crowd Funder, LLC. Offering Amount $1,000,000 CIK Number 0001688437 Filed Document 0001688437-16-000004 Accepted Date 2016-11-01 21:09:02 UTC Type of Offering C/A Security Offered Amount 1,000,000 Security Offered Type Common Stock State CALIFORNIA
Cendana Co-Investment Fund, L.P. See All Filings	D/A	2016-11-01 20:53:12 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers N/A CIK Number 0001554738 Filed Document 0001554738-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 20:53:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQ Properties LLC See All Filings	D	2016-11-01 19:52:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688850 Filed Document 0001688850-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-01 19:52:26 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Verse Technologies, Inc See All Filings	D	2016-11-01 19:46:10 UTC
Amount To Be Raised $10,152,069 Associated Brokers / Dealers N/A CIK Number 0001688973 Filed Document 0001688973-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 19:46:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prudent II Inc See All Filings	D	2016-11-01 19:41:57 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001688517 Filed Document 0001214659-16-014339 Exclusions or Exemptions 506c Accepted Date 2016-11-01 19:41:57 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Boulder Imaging, Inc. See All Filings	D	2016-11-01 19:17:45 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001462512 Filed Document 0001462512-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 19:17:45 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Context Matters, Inc. See All Filings	D	2016-11-01 18:50:46 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Dimitri B. Steinberg CIK Number 0001502123 Filed Document 0001502123-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 18:50:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ranger Global Real Estate Advisors, LLC See All Filings	D	2016-11-01 18:48:53 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001689007 Filed Document 0001689007-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 18:48:53 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BR Incentive Plan LLC See All Filings	D	2016-11-01 18:38:35 UTC
Amount To Be Raised $7,527,528 Associated Brokers / Dealers N/A CIK Number 0001688407 Filed Document 0001688407-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 18:38:35 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Rarified Income Fund LLC See All Filings	D	2016-11-01 18:36:52 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001688527 Filed Document 0001688527-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-01 18:36:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
MVP REIT II, Inc. See All Filings	D/A	2016-11-01 18:32:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers MVP American Securities CIK Number 0001642985 Filed Document 0001642985-16-000058 Exclusions or Exemptions 506c Accepted Date 2016-11-01 18:32:23 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Physicians Realty Trust See All Filings	D	2016-11-01 18:25:15 UTC
Amount To Be Raised $19,281,018 Associated Brokers / Dealers None CIK Number 0001574540 Filed Document 0001574540-16-000121 Exclusions or Exemptions 506b Accepted Date 2016-11-01 18:25:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Corporate Tax Credit Fund XXXII, L.P. See All Filings	D	2016-11-01 18:19:14 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001688928 Filed Document 0001688975-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-11-01 18:19:14 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Highland Santa Monica Homes, LLC See All Filings	D	2016-11-01 18:04:48 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001688760 Filed Document 0001688760-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 18:04:48 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Corporate Tax Credit Fund XXXIX, L.P. See All Filings	D	2016-11-01 17:40:32 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001688913 Filed Document 0001688975-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:40:32 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Own Mortgage, Inc. See All Filings	D	2016-11-01 17:21:12 UTC
Amount To Be Raised $84,406 Associated Brokers / Dealers N/A CIK Number 0001685265 Filed Document 0001685265-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:21:12 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 159 See All Filings	D	2016-11-01 17:19:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685704 Filed Document 0001685704-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:19:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardent Financial Fund II, LP See All Filings	D	2016-11-01 17:18:34 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001689002 Filed Document 0001689002-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:18:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP REIT II, Inc. See All Filings	D	2016-11-01 17:16:01 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers MVP American Securities CIK Number 0001642985 Filed Document 0001642985-16-000057 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:16:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mawson Resources Ltd See All Filings	D/A	2016-11-01 17:14:46 UTC
Amount To Be Raised $4,023,271 Associated Brokers / Dealers N/A CIK Number 0001622629 Filed Document 0000949353-16-000132 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:14:46 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 156 See All Filings	D	2016-11-01 17:13:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001685675 Filed Document 0001685675-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:13:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QIC Ballston Common Retail REIT Inc. See All Filings	D	2016-11-01 17:09:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001688630 Filed Document 0001688630-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:09:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ando Food, Inc. See All Filings	D	2016-11-01 17:07:56 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001686003 Filed Document 0001686003-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:07:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SWAT Equity Partners LP See All Filings	D	2016-11-01 17:00:42 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001688867 Filed Document 0000897069-16-001098 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:00:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K&N Holdings II, Inc. See All Filings	D	2016-11-01 16:52:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688787 Filed Document 0000950103-16-017572 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:52:17 UTC Type of Offering D Industry Manufacturing Principal Place of Business DELAWARE Revenue or Assets $Over $100,000,000 Type of Security Equity
Stellex Capital Partners Feeder LP See All Filings	D	2016-11-01 16:52:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sixpoint Partners LLC and BearTooth Advisors LLC CIK Number 0001688961 Filed Document 0001688961-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:52:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QIC Wiregrass REIT Inc. See All Filings	D	2016-11-01 16:49:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001688631 Filed Document 0001688631-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:49:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GreenOak Europe II, LP See All Filings	D	2016-11-01 16:49:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688938 Filed Document 0001688938-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:49:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ranch Ventures Fund I, LLC See All Filings	D/A	2016-11-01 16:48:41 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001675597 Filed Document 0001675597-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:48:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovega Inc. See All Filings	D/A	2016-11-01 16:41:07 UTC
Amount To Be Raised $1,750,048 Associated Brokers / Dealers N/A CIK Number 0001474232 Filed Document 0001474232-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:41:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Cipher Online Media, Inc. See All Filings	D	2016-11-01 16:30:08 UTC
Amount To Be Raised $4,025,479 Associated Brokers / Dealers N/A CIK Number 0001638213 Filed Document 0001638213-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:30:08 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
New Group Holdings, Inc. See All Filings	D	2016-11-01 16:29:21 UTC
Amount To Be Raised $5,449,992 Associated Brokers / Dealers N/A CIK Number 0001688849 Filed Document 0001688849-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:29:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QIC Ballston Common Office REIT Inc. See All Filings	D	2016-11-01 16:18:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001688632 Filed Document 0001688632-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:18:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Corporate Tax Credit Fund XLIX LLC See All Filings	D	2016-11-01 16:17:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688972 Filed Document 0001688975-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:17:01 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Exactus, Inc. See All Filings	D	2016-11-01 16:05:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001552189 Filed Document 0001415889-16-007321 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:05:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Zest Tea, LLC See All Filings	D	2016-11-01 16:03:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001635481 Filed Document 0001635481-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:03:53 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
BVF-IV (Co-Invest) KJ08, L.P. See All Filings	D	2016-11-01 16:00:20 UTC
Amount To Be Raised $26,252,400 Associated Brokers / Dealers N/A CIK Number 0001688425 Filed Document 0001688425-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:00:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Property Partners LBA Co-Investment II L.P. See All Filings	D	2016-11-01 15:59:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688465 Filed Document 0001688465-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 15:59:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QIC Ballston Common Residential REIT Inc. See All Filings	D	2016-11-01 15:59:24 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001688633 Filed Document 0001688633-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 15:59:24 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EOS Surfaces L.L.C. See All Filings	D	2016-11-01 15:47:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers none CIK Number 0001526626 Filed Document 0001526626-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-01 15:47:47 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Salient 2016 Multi Strategy Fund Series C See All Filings	D	2016-11-01 15:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676952 Filed Document 0001676952-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 15:46:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Property Partners LBA Co-Investment L.P. See All Filings	D	2016-11-01 15:43:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688466 Filed Document 0001688466-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 15:43:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Jackson Chapel Ridge, LLC See All Filings	D	2016-11-01 15:40:44 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001688762 Filed Document 0001688762-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 15:40:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity