|
|
D/A |
2016-11-07 08:44:49 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- Brett Ellen, Armand Fidler, and Blair Van Buren
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000684
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-07 08:44:49 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-11-07 07:47:43 UTC |
- Amount To Be Raised
- $2,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686523
- Filed Document
- 0001686523-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-07 07:47:43 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-11-07 06:46:53 UTC |
- Amount To Be Raised
- $1,297,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683892
- Filed Document
- 0001683892-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-07 06:46:53 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A |
2016-11-07 06:04:03 UTC |
- Amount To Be Raised
- $0
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600983
- Filed Document
- 0001144204-16-131843
- Accepted Date
- 2016-11-07 06:04:03 UTC
- Type of Offering
- 1-A
- Industry
- COMMUNICATIONS EQUIPMENT, NEC
- Offering Tier
- Tier2
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $122,509
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2016-11-04 20:11:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689416
- Filed Document
- 0001689313-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 20:11:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-04 19:51:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MCP Securities, LLC
- CIK Number
- 0001689313
- Filed Document
- 0001689313-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 19:51:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-04 19:32:05 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611723
- Filed Document
- 0001611723-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 19:32:05 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-11-04 18:32:35 UTC |
- Amount To Be Raised
- $21,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688975
- Filed Document
- 0001688978-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 18:32:35 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2016-11-04 18:24:48 UTC |
- Amount To Be Raised
- $2,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592102
- Filed Document
- 0001592102-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 18:24:48 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-04 18:14:32 UTC |
- Amount To Be Raised
- $103,630,004
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688978
- Filed Document
- 0001688978-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 18:14:32 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2016-11-04 18:06:28 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655506
- Filed Document
- 0001655506-16-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-11-04 18:06:28 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-04 18:06:19 UTC |
- Amount To Be Raised
- $2,203,254
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689185
- Filed Document
- 0001689185-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 18:06:19 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-04 18:04:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612166
- Filed Document
- 0001612166-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 18:04:23 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2016-11-04 18:00:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CliftonLarsonAllen Wealth Advisors, LLC
- CIK Number
- 0001651499
- Filed Document
- 0001651499-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 18:00:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A |
2016-11-04 17:55:19 UTC |
- Amount To Be Raised
- $8
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688361
- Filed Document
- 0001688361-16-000001
- Accepted Date
- 2016-11-04 17:55:19 UTC
- Type of Offering
- 1-A
- Industry
- MOTOR VEHICLES & PASSENGER CAR BODIES
- Offering Tier
- Tier2
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $0
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2016-11-04 17:52:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661169
- Filed Document
- 0001661169-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 17:52:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-11-04 17:49:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652326
- Filed Document
- 0001652326-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 17:49:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-11-04 17:45:01 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688373
- Filed Document
- 0001688373-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 17:45:01 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-04 17:39:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665048
- Filed Document
- 0001665048-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 17:39:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-11-04 17:39:01 UTC |
- Amount To Be Raised
- $55,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687922
- Filed Document
- 0001315863-16-001873
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 17:39:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-04 17:36:43 UTC |
- Amount To Be Raised
- $39,999,843
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001477815
- Filed Document
- 0001477815-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 17:36:43 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-04 17:35:36 UTC |
- Amount To Be Raised
- $1,325,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675489
- Filed Document
- 0001675489-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 17:35:36 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-11-04 17:30:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001216946
- Filed Document
- 0001315863-16-001872
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 17:30:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-11-04 17:26:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581049
- Filed Document
- 0001581049-16-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 17:26:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-11-04 17:10:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665084
- Filed Document
- 0001665084-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 17:10:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-11-04 17:09:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001583023
- Filed Document
- 0001583023-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 17:09:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-04 16:59:26 UTC |
- Amount To Be Raised
- $35,873,625
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000925741
- Filed Document
- 0001635886-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:59:26 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-11-04 16:58:17 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679888
- Filed Document
- 0001679888-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:58:17 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2016-11-04 16:57:19 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001418097
- Filed Document
- 0001418097-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:57:19 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-04 16:52:19 UTC |
- Amount To Be Raised
- $120,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689365
- Filed Document
- 0001689365-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:52:19 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-11-04 16:51:09 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684397
- Filed Document
- 0001684397-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:51:09 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-11-04 16:46:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Group LLC
- CIK Number
- 0001428497
- Filed Document
- 0001371836-16-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-11-04 16:46:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-04 16:44:22 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685540
- Filed Document
- 0001685540-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:44:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2016-11-04 16:34:19 UTC |
- Amount To Be Raised
- $22,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646792
- Filed Document
- 0001646792-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:34:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-11-04 16:33:33 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001365916
- Filed Document
- 0001365916-16-000172
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:33:33 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-11-04 16:30:27 UTC |
- Amount To Be Raised
- $7,533,000
- Associated Brokers / Dealers
- Oppenheimer & Co., Inc. and ROTH Capital Partners, LLC
- CIK Number
- 0001009759
- Filed Document
- 0001447591-16-000073
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:30:27 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2016-11-04 16:29:34 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000896493
- Filed Document
- 0001437749-16-041158
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:29:34 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Other
|
|
|
D/A |
2016-11-04 16:27:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619002
- Filed Document
- 0001619002-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:27:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-04 16:25:46 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688873
- Filed Document
- 0001688873-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:25:46 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-11-04 16:24:17 UTC |
- Amount To Be Raised
- $5,076,122
- Associated Brokers / Dealers
- Peter Dorn, John P. Harvey Jr., Robert L. Boggess, Trawnegan Gall, David Kangas, Stephen R. Holt, Ivan West, and Michael G. Culwell
- CIK Number
- 0001680064
- Filed Document
- 0001680064-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:24:17 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-11-04 16:24:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640047
- Filed Document
- 0001640047-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:24:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-11-04 16:22:18 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001528566
- Filed Document
- 0001528566-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:22:18 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-11-04 16:19:16 UTC |
- Amount To Be Raised
- $2
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689324
- Filed Document
- 0001689324-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:19:16 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-04 16:16:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- Hovde Group, LLC
- CIK Number
- 0001687884
- Filed Document
- 0001687884-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:16:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-04 16:03:47 UTC |
- Amount To Be Raised
- $6,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635886
- Filed Document
- 0001635886-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:03:47 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-11-04 16:03:46 UTC |
- Amount To Be Raised
- $6,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635886
- Filed Document
- 0001635886-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:03:46 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-11-04 16:02:42 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688238
- Filed Document
- 0001688238-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 16:02:42 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-11-04 15:58:46 UTC |
- Amount To Be Raised
- $20,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688799
- Filed Document
- 0001688799-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 15:58:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-11-04 15:58:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors, Inc., National Financial Services LLC, Charles Schwab & Co,, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Keegan & Company, Inc., Morgan Stanley & Co., Incorporated, Comerica Securities, LLC, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co. Incorporated, SunTrust Bank, N.A., SunTrust Investment Services, Inc., UBS Financial Services, Inc., RBC Capital Markets Corporation, Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P Morgan Securities, Deutsche Bank Trust Company Americas N.A., Janney Montgomery Scott LLC, US Bank, N.A., Atlantic Trust Company, N.A., US Trust Company, N.A., and Wells Fargo Bank N.A.
- CIK Number
- 0001404013
- Filed Document
- 0000940394-16-003195
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 15:58:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-11-04 15:57:44 UTC |
- Amount To Be Raised
- $33,000,000
- Associated Brokers / Dealers
- Joyce An Thomas, Brett S. Ellen, Larry Steckler, Cindy Couyoumjian, Jason Stone, Daniel Becerra, Kelly H. Clyde, Michael Carlin, Christopher Vizzi, Griffin Capital Securities, LLC, Michael Prince, Aubrey Morrow, Forrest Padilla, Brian King, Arthur Molloy, Marcella Harkness, Steven Balaban, Richard Jackman, Steven Nielsen, Syauching Hung, David Elhoff, Joseph Langlois III, David Karandos, Haynes Kendall, Jeff Fisher, Stacey J. Morimoto, Thomas E. Burns, III, Robert Meyer, Marcel Pahmer, Jung H. Lee, Yong S. Chang, Mark John Williams, William Brennan, Seyed Ahmad Hashemian, Craig Breitsprecher, Jigar Doshi, Tony Kassaei, Tony Nijmeh, Colin Mansfield, and Peter Po
- CIK Number
- 0001656438
- Filed Document
- 0001656438-16-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-11-04 15:57:44 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|