Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Carlson Double Black Diamond Participation Fund LLC See All Filings	D/A	2016-11-07 14:24:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001529882 Filed Document 0001529882-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:24:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenhouse Overseas Fund Ltd. See All Filings	D/A	2016-11-07 14:24:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert W. Baird & Co. Incorporated CIK Number 0001591028 Filed Document 0001315863-16-001875 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:24:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Greenhouse Onshore Fund LP See All Filings	D/A	2016-11-07 14:23:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert W. Baird & Co. Incorporated CIK Number 0001591089 Filed Document 0001315863-16-001874 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:23:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Action Alignment, LLC See All Filings	D/A	2016-11-07 14:19:10 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001539101 Filed Document 0001539101-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:19:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Action Alignment, LLC See All Filings	D/A	2016-11-07 14:19:10 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001539101 Filed Document 0001539101-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:19:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Carlson Double Black Diamond Participation Fund Ltd. See All Filings	D/A	2016-11-07 14:09:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001529883 Filed Document 0001529883-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:09:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Furnished Living LLC See All Filings	D	2016-11-07 14:04:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673353 Filed Document 0001376474-16-000882 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:04:37 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Deja Mi, Inc. See All Filings	D	2016-11-07 13:57:09 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001517341 Filed Document 0001461373-16-000115 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:57:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
DZZOM Delaware Corp. See All Filings	D	2016-11-07 13:50:49 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers N/A CIK Number 0001658821 Filed Document 0000897069-16-001104 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:50:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sante Capital Fund, LP See All Filings	D	2016-11-07 13:49:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688829 Filed Document 0000902664-16-008641 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:49:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ValiMail Inc. See All Filings	D	2016-11-07 13:45:22 UTC
Amount To Be Raised $11,999,995 Associated Brokers / Dealers N/A CIK Number 0001689189 Filed Document 0001689189-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:45:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HPI Miramar Square, LLC See All Filings	D	2016-11-07 13:39:56 UTC
Amount To Be Raised $8,836,902 Associated Brokers / Dealers N/A CIK Number 0001688923 Filed Document 0001688923-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:39:56 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Maximized Living Holdings, LLC See All Filings	D	2016-11-07 13:33:42 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001689439 Filed Document 0001689439-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:33:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Piper Jaffray Municipal Opportunities Fund II, L.P. See All Filings	D/A	2016-11-07 13:32:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554721 Filed Document 0001554721-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:32:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Capital Fixed Income Spectrum Fund, L.P. See All Filings	D	2016-11-07 13:28:54 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001610555 Filed Document 0001610555-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-11-07 13:28:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Heart Test Laboratories, Inc. See All Filings	D	2016-11-07 13:24:30 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001468492 Filed Document 0001468492-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:24:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PRAVATI INVESTMENT FUND II, LLC See All Filings	D/A	2016-11-07 13:23:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Terra Nova Capital Equities, Inc. CIK Number 0001677766 Filed Document 0001677766-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:23:58 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blue Elephant Consumer Fund, LP See All Filings	D/A	2016-11-07 13:12:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583822 Filed Document 0001583822-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:12:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garden Maze LLC See All Filings	D	2016-11-07 13:11:58 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001688892 Filed Document 0001688892-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:11:58 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Protequus, LLC See All Filings	D	2016-11-07 13:08:21 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001689408 Filed Document 0001689408-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:08:21 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lake Forest Apartment Homes, LLC See All Filings	D	2016-11-07 12:54:09 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001689362 Filed Document 0001689362-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 12:54:09 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ZipStorm, Inc. See All Filings	D	2016-11-07 12:53:35 UTC
Amount To Be Raised $2,200,025 Associated Brokers / Dealers N/A CIK Number 0001689323 Filed Document 0001689323-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 12:53:35 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lingerfelt Commonwealth Value Fund II, L.P. See All Filings	D	2016-11-07 12:46:46 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Cary Street Partners LLC CIK Number 0001688210 Filed Document 0001688210-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 12:46:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tailwind Colony Holding Corp. See All Filings	D/A	2016-11-07 12:44:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657388 Filed Document 0000950103-16-017725 Exclusions or Exemptions 506b Accepted Date 2016-11-07 12:44:37 UTC Type of Offering D/A Industry Construction Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
CIM Enterprise Loan Fund, L.P. See All Filings	D/A	2016-11-07 12:43:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621543 Filed Document 0000935836-16-001184 Exclusions or Exemptions 506b Accepted Date 2016-11-07 12:43:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERQ, LLC See All Filings	D	2016-11-07 12:41:44 UTC
Amount To Be Raised $1,749,992 Associated Brokers / Dealers N/A CIK Number 0001689458 Filed Document 0001689458-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 12:41:44 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Steben Select Multi-Strategy Partners, L.P. See All Filings	D/A	2016-11-07 12:40:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582538 Filed Document 0001582538-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-11-07 12:40:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Agriculture, Inc. See All Filings	D	2016-11-07 12:39:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001689264 Filed Document 0001689264-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 12:39:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Eckard Global, LLC See All Filings	D	2016-11-07 12:33:58 UTC
Amount To Be Raised $197,500 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-11-07 12:33:58 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MachineMetrics, Inc. See All Filings	D	2016-11-07 12:30:54 UTC
Amount To Be Raised $2,584,263 Associated Brokers / Dealers N/A CIK Number 0001689073 Filed Document 0001689073-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 12:30:54 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tillridge Global Agribusiness Partners II, L.P. See All Filings	D	2016-11-07 12:30:09 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001689051 Filed Document 0001689051-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 12:30:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAYNE VENTURES, LLC See All Filings	D	2016-11-07 12:28:36 UTC
Amount To Be Raised $3,010,000 Associated Brokers / Dealers N/A CIK Number 0001686531 Filed Document 0001686531-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 12:28:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Marathon European Credit Opportunity Offshore Fund III, LP See All Filings	D/A	2016-11-07 12:08:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657193 Filed Document 0001657193-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 12:08:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indian River Capital Management Fund I, LLC See All Filings	D	2016-11-07 12:06:10 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001688459 Filed Document 0001688459-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 12:06:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Alpstone Global Macro Fund LP See All Filings	D	2016-11-07 11:56:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689100 Filed Document 0000902664-16-008638 Exclusions or Exemptions 506b Accepted Date 2016-11-07 11:56:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GBI Holdings I Corp See All Filings	D/A	2016-11-07 11:54:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676706 Filed Document 0000895345-16-000593 Exclusions or Exemptions 506b Accepted Date 2016-11-07 11:54:54 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marathon European Credit Opportunity Fund III, LP See All Filings	D/A	2016-11-07 11:49:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657192 Filed Document 0001657192-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 11:49:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Offshore Multi-Strategy Fund IV Ltd. See All Filings	D/A	2016-11-07 11:38:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454204 Filed Document 0001645911-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 11:38:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Confluence Pharmaceuticals LLC See All Filings	D	2016-11-07 11:29:06 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001689048 Filed Document 0001689048-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-07 11:29:06 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
KB Texas Dialysis Portfolio, DST See All Filings	D	2016-11-07 11:28:11 UTC
Amount To Be Raised $4,675,000 Associated Brokers / Dealers N/A CIK Number 0001689262 Filed Document 0001689262-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-07 11:28:11 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
KB Texas Dialysis Portfolio, DST See All Filings	D	2016-11-07 11:28:10 UTC
Amount To Be Raised $4,675,000 Associated Brokers / Dealers N/A CIK Number 0001689262 Filed Document 0001689262-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-07 11:28:10 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Concord Houston JFK B LLC See All Filings	D	2016-11-07 11:27:53 UTC
Amount To Be Raised $1,090,000 Associated Brokers / Dealers N/A CIK Number 0001688671 Filed Document 0001688659-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 11:27:53 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
C360 Technologies, Inc. See All Filings	D	2016-11-07 11:27:09 UTC
Amount To Be Raised $635,000 Associated Brokers / Dealers N/A CIK Number 0001689049 Filed Document 0001689049-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 11:27:09 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GRBT 2, LLC See All Filings	D	2016-11-07 11:24:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001689269 Filed Document 0001689269-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 11:24:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AQR CHURCHILL II MASTER ACCOUNT, L.P. See All Filings	D/A	2016-11-07 11:23:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645911 Filed Document 0001645911-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 11:23:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lakeshore Resort Holdings, LLC See All Filings	D/A	2016-11-07 11:15:50 UTC
Amount To Be Raised $11,313,171 Associated Brokers / Dealers Kalos Capital, Inc. and The Strategic Financial Alliance, Inc. CIK Number 0001681172 Filed Document 0001681172-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 11:15:50 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Concord Houston JFK A LLC See All Filings	D	2016-11-07 11:10:06 UTC
Amount To Be Raised $1,070,000 Associated Brokers / Dealers N/A CIK Number 0001688659 Filed Document 0001688659-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 11:10:06 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Acadian Non-US Small-Cap Long-Short Equity Fund, LLC See All Filings	D/A	2016-11-07 11:03:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001657161 Filed Document 0001657161-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 11:03:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anvari Macro Partners, LP See All Filings	D/A	2016-11-07 10:58:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657717 Filed Document 0001657717-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-07 10:58:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Global Market Neutral Fund, LLC See All Filings	D/A	2016-11-07 10:58:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442838 Filed Document 0001442838-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 10:58:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund