Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Luna Pharmaceuticals, Inc. See All Filings	D	2016-11-08 09:24:31 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001688483 Filed Document 0001688483-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 09:24:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Mapper.ai, Inc. See All Filings	D	2016-11-08 07:39:39 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001689327 Filed Document 0001689327-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 07:39:39 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Iterable, Inc. See All Filings	D	2016-11-07 20:01:57 UTC
Amount To Be Raised $22,559,999 Associated Brokers / Dealers N/A CIK Number 0001661641 Filed Document 0001661641-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 20:01:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NAUTO, INC. See All Filings	D	2016-11-07 19:40:52 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001657147 Filed Document 0001657147-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 19:40:52 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MINECORP ENERGY LTD. See All Filings	D	2016-11-07 19:35:02 UTC
Amount To Be Raised $160,378 Associated Brokers / Dealers N/A CIK Number 0001360733 Filed Document 0001183740-16-000462 Exclusions or Exemptions 506b Accepted Date 2016-11-07 19:35:02 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hustle, Inc. See All Filings	D	2016-11-07 19:27:33 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001688868 Filed Document 0001688868-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 19:27:33 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LICS Capital, LLC See All Filings	D/A	2016-11-07 19:10:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers ABC Co. CIK Number 0001671363 Filed Document 0001671363-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 19:10:05 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ATEL Growth Capital Fund 10, LLC See All Filings	D	2016-11-07 18:57:39 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers ATEL Securities Corporation CIK Number 0001616084 Filed Document 0001140361-16-085219 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:57:39 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 250, LLC See All Filings	D	2016-11-07 18:46:21 UTC
Amount To Be Raised $466,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001686385 Filed Document 0001686385-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:46:21 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
K2 Gold Corp See All Filings	D	2016-11-07 18:38:58 UTC
Amount To Be Raised $350,530 Associated Brokers / Dealers N/A CIK Number 0001583962 Filed Document 0001583962-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:38:58 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Roofstock, Inc. See All Filings	D	2016-11-07 18:36:08 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001643176 Filed Document 0001643176-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:36:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-11-07 18:34:09 UTC
Amount To Be Raised $575,896 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000461 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:34:09 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EQX Capital, Inc. See All Filings	D/A	2016-11-07 18:28:11 UTC
Amount To Be Raised $12,400,000 Associated Brokers / Dealers N/A CIK Number 0001678291 Filed Document 0001678291-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:28:11 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ambidio, Inc. See All Filings	D	2016-11-07 18:21:53 UTC
Amount To Be Raised $1,999,996 Associated Brokers / Dealers N/A CIK Number 0001689463 Filed Document 0001689463-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:21:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Colony Distressed Credit IV Access ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2016-11-07 18:11:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001689294 Filed Document 0001625257-16-000220 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:11:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accelerate-IT Ventures Fund I, L.P. See All Filings	D	2016-11-07 17:53:10 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001643058 Filed Document 0001643058-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-07 17:53:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synedgen, Inc. See All Filings	D	2016-11-07 17:37:28 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001471618 Filed Document 0001471618-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:37:28 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Diagenesis, LLC See All Filings	D	2016-11-07 17:32:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001689478 Filed Document 0001689478-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-07 17:32:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Evernym, Inc. See All Filings	D	2016-11-07 17:29:45 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001689456 Filed Document 0001209191-16-148693 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:29:45 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Peninsula Ventures IV, L.P. See All Filings	D/A	2016-11-07 17:19:44 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001670593 Filed Document 0001670593-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:19:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Z CAPITAL CREDIT TACTICAL FUND, L.P. See All Filings	D	2016-11-07 17:16:14 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers JEFFERIES LLC CIK Number 0001689487 Filed Document 0001689487-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:16:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Kestrel Fund, L.P. Series E See All Filings	D/A	2016-11-07 17:07:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654319 Filed Document 0001654319-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:07:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nozomi Networks, Inc. See All Filings	D	2016-11-07 17:02:03 UTC
Amount To Be Raised $7,549,999 Associated Brokers / Dealers N/A CIK Number 0001689366 Filed Document 0001140361-16-085186 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:02:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Insense Ads, Inc See All Filings	D	2016-11-07 17:00:12 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001689396 Filed Document 0001689396-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:00:12 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Organic AquaFarms Inc., See All Filings	D	2016-11-07 16:58:46 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001689157 Filed Document 0001689157-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:58:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Insense Ads, Inc See All Filings	D	2016-11-07 16:55:54 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001689396 Filed Document 0001689396-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:55:54 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Debt
NAKED BRAND GROUP INC. See All Filings	D	2016-11-07 16:49:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001383097 Filed Document 0001144204-16-132112 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:49:42 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Asana Medical, Inc. See All Filings	D	2016-11-07 16:48:40 UTC
Amount To Be Raised $1,452,460 Associated Brokers / Dealers None CIK Number 0001625411 Filed Document 0001625411-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:48:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Campaign, Inc. See All Filings	D	2016-11-07 16:35:33 UTC
Amount To Be Raised $10,996,499 Associated Brokers / Dealers N/A CIK Number 0001578189 Filed Document 0001578189-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:35:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Piao Inc See All Filings	D	2016-11-07 16:32:45 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers NA CIK Number 0001688442 Filed Document 0001688442-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:32:45 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Palarum LLC See All Filings	D	2016-11-07 16:31:34 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001689469 Filed Document 0001689469-16-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-07 16:31:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Zoom Telephonics, Inc. See All Filings	D	2016-11-07 16:27:45 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001467761 Filed Document 0001654954-16-003582 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:27:45 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Dynamo Brasil VIII LLC See All Filings	D/A	2016-11-07 16:25:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476041 Filed Document 0000947871-16-001632 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:25:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Unilife Corp See All Filings	D	2016-11-07 16:17:12 UTC
Amount To Be Raised $10,600,000 Associated Brokers / Dealers N/A CIK Number 0001476170 Filed Document 0001209191-16-148621 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:17:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Strategic Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2016-11-07 16:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001689292 Filed Document 0001625257-16-000219 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:16:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prospect Advisors QP, L.P. See All Filings	D/A	2016-11-07 16:15:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553959 Filed Document 0001553959-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:15:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMK Global Opportunities Fund LP See All Filings	D	2016-11-07 16:12:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689415 Filed Document 0001689415-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:12:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Asana Medical, Inc. See All Filings	D/A	2016-11-07 16:11:26 UTC
Amount To Be Raised $1,452,460 Associated Brokers / Dealers None CIK Number 0001625411 Filed Document 0001625411-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:11:26 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Prospect Advisors, L.P. See All Filings	D/A	2016-11-07 16:10:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553961 Filed Document 0001553961-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:10:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FairTech Labs, LLC See All Filings	D	2016-11-07 16:07:12 UTC
Amount To Be Raised $220,333 Associated Brokers / Dealers N/A CIK Number 0001689476 Filed Document 0001689476-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:07:12 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Fitness Cubed Inc. See All Filings	D	2016-11-07 16:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635753 Filed Document 0001635753-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:03:25 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ASIAN FINANCIAL CORP See All Filings	D	2016-11-07 16:02:40 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001061366 Filed Document 0001061366-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:02:40 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
HighVista HFS Partners (Offshore) SPC - Portfolio B See All Filings	D	2016-11-07 16:02:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685534 Filed Document 0001685534-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:02:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bedrock NOVA Arlington Investments, LLC See All Filings	D	2016-11-07 15:59:44 UTC
Amount To Be Raised $1,725,000 Associated Brokers / Dealers N/A CIK Number 0001689108 Filed Document 0001689108-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-07 15:59:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Empire Residential Communities Fund IV, LLC See All Filings	D	2016-11-07 15:52:43 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001689480 Filed Document 0001689480-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 15:52:43 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Fisher Lynch Co-Investment Partnership III, L.P. See All Filings	D	2016-11-07 15:25:55 UTC
Amount To Be Raised $707,000,000 Associated Brokers / Dealers N/A CIK Number 0001687335 Filed Document 0001687335-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 15:25:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BYS Daily. Inc. See All Filings	C/A	2016-11-07 15:21:25 UTC
Financial Interest None Filing Platform Venture.co Brokerage Services LLC Offering Amount $1,000,000 CIK Number 0001674816 Filed Document 0001625242-16-000175 Accepted Date 2016-11-07 15:21:25 UTC Type of Offering C/A Security Offered Amount 12,000 Security Offered Type Common Stock State CALIFORNIA
Southern Cross Latin America Private Equity Fund V, L.P. See All Filings	D/A	2016-11-07 15:18:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stanwich Advisors LLC CIK Number 0001655840 Filed Document 0001655840-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 15:18:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kalidas Corp See All Filings	D	2016-11-07 15:15:50 UTC
Amount To Be Raised $3 Associated Brokers / Dealers N/A CIK Number 0001688864 Filed Document 0001688864-16-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-07 15:15:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Empire The Musical Worldwide, LLC See All Filings	1-A/A	2016-11-07 15:15:31 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001529026 Filed Document 0001529026-16-000005 Accepted Date 2016-11-07 15:15:31 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)