Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Beldore Capital Fund LLC See All Filings	D/A	2021-11-18 10:20:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Charles Schwab & Co,, Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Securities, LPL FinancialLLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co. Incorporated, SunTrust Bank, UBS Financial Services, Inc., RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P Morgan Securities, Janney Montgomery Scott LLC, US Trust/ Bank of America, Wells Fargo Bank N.A., WELLS FARGO SECURITIES, LLC, SUNTRUST ROBINSON HUMPHREY, INC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL Financial Services, Wilmington Trust, FIRST REPUBLIC SECURITIES COMPANY, LLC, DEUTSCHE BANK SECURITIES INC, BB&T SECURITIES, LLC, BARCLAYS CAPITAL INC, BESSEMER INVESTOR SERVICES, INC., SANFORD C. BERNSTEIN & CO., LLC, ALLIANCEBERNSTEIN INVESTMENTS, INC., AT INVESTMENT ADVISERS, INC., and Ameriprise Financial Services CIK Number 0001404013 Filed Document 0000350797-21-000153 Exclusions or Exemptions 506b Accepted Date 2021-11-18 10:20:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beldore Capital Fund LLC See All Filings	D/A	2020-11-13 11:20:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Charles Schwab & Co,, Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Securities, LPL FinancialLLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co. Incorporated, SunTrust Bank, UBS Financial Services, Inc., RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P Morgan Securities, Janney Montgomery Scott LLC, US Trust/ Bank of America, Wells Fargo Bank N.A., WELLS FARGO SECURITIES, LLC, SUNTRUST ROBINSON HUMPHREY, INC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL Financial Services, Wilmington Trust, FIRST REPUBLIC SECURITIES COMPANY, LLC, DEUTSCHE BANK SECURITIES INC, BB&T SECURITIES, LLC, BARCLAYS CAPITAL INC, BESSEMER INVESTOR SERVICES, INC., SANFORD C. BERNSTEIN & CO., LLC, ALLIANCEBERNSTEIN INVESTMENTS, INC., AT INVESTMENT ADVISERS, INC., and Ameriprise Financial Services CIK Number 0001404013 Filed Document 0000350797-20-000109 Exclusions or Exemptions 506b Accepted Date 2020-11-13 11:20:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beldore Capital Fund LLC See All Filings	D/A	2019-11-08 14:14:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Charles Schwab & Co,, Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Securities, LPL FinancialLLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co. Incorporated, SunTrust Bank, UBS Financial Services, Inc., RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P Morgan Securities, Janney Montgomery Scott LLC, US Trust/ Bank of America, Wells Fargo Bank N.A., WELLS FARGO SECURITIES, LLC, SUNTRUST ROBINSON HUMPHREY, INC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL Financial Services, Wilmington Trust, FIRST REPUBLIC SECURITIES COMPANY, LLC, DEUTSCHE BANK SECURITIES INC, BB&T SECURITIES, LLC, BARCLAYS CAPITAL INC, BESSEMER INVESTOR SERVICES, INC., SANFORD C. BERNSTEIN & CO., LLC, ALLIANCEBERNSTEIN INVESTMENTS, INC., AT INVESTMENT ADVISERS, INC., and Ameriprise Financial Services CIK Number 0001404013 Filed Document 0000940394-19-001495 Exclusions or Exemptions 506b Accepted Date 2019-11-08 14:14:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beldore Capital Fund LLC See All Filings	D/A	2018-11-08 17:18:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Charles Schwab & Co,, Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Securities, LPL FinancialLLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co. Incorporated, SunTrust Bank, UBS Financial Services, Inc., RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P Morgan Securities, Janney Montgomery Scott LLC, US Trust/ Bank of America, Wells Fargo Bank N.A., WELLS FARGO SECURITIES, LLC, SUNTRUST ROBINSON HUMPHREY, INC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL Financial Services, Wilmington Trust, FIRST REPUBLIC SECURITIES COMPANY, LLC, DEUTSCHE BANK SECURITIES INC, BB&T SECURITIES, LLC, BARCLAYS CAPITAL INC, BESSEMER INVESTOR SERVICES, INC., SANFORD C. BERNSTEIN & CO., LLC, ALLIANCEBERNSTEIN INVESTMENTS, INC., AT INVESTMENT ADVISERS, INC., and Ameriprise Financial Services CIK Number 0001404013 Filed Document 0000350797-18-000030 Exclusions or Exemptions 506b Accepted Date 2018-11-08 17:18:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beldore Capital Fund LLC See All Filings	D/A	2017-11-06 11:32:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Charles Schwab & Co,, Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Securities, LPL FinancialLLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co. Incorporated, SunTrust Bank, UBS Financial Services, Inc., RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P Morgan Securities, Janney Montgomery Scott LLC, US Trust/ Bank of America, Wells Fargo Bank N.A., WELLS FARGO SECURITIES, LLC, SUNTRUST ROBINSON HUMPHREY, INC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL Financial Services, Wilmington Trust, FIRST REPUBLIC SECURITIES COMPANY, LLC, DEUTSCHE BANK SECURITIES INC, BB&T SECURITIES, LLC, BARCLAYS CAPITAL INC, BESSEMER INVESTOR SERVICES, INC., SANFORD C. BERNSTEIN & CO., LLC, ALLIANCEBERNSTEIN INVESTMENTS, INC., AT INVESTMENT ADVISERS, INC., and Ameriprise Financial Services CIK Number 0001404013 Filed Document 0000350797-17-000107 Exclusions or Exemptions 506b Accepted Date 2017-11-06 11:32:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Beldore Capital Fund LLC See All Filings	D/A	2017-04-04 12:44:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Charles Schwab & Co,, Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Securities, LPL FinancialLLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co. Incorporated, SunTrust Bank, UBS Financial Services, Inc., RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P Morgan Securities, Janney Montgomery Scott LLC, US Trust/ Bank of America, Wells Fargo Bank N.A., WELLS FARGO SECURITIES, LLC, SUNTRUST ROBINSON HUMPHREY, INC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL Financial Services, Wilmington Trust, FIRST REPUBLIC SECURITIES COMPANY, LLC, DEUTSCHE BANK SECURITIES INC, BB&T SECURITIES, LLC, BARCLAYS CAPITAL INC, BESSEMER INVESTOR SERVICES, INC., SANFORD C. BERNSTEIN & CO., LLC, ALLIANCEBERNSTEIN INVESTMENTS, INC., AT INVESTMENT ADVISERS, INC., and Ameriprise Financial Services CIK Number 0001404013 Filed Document 0000350797-17-000077 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:44:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Beldore Capital Fund LLC See All Filings	D/A	2016-11-04 15:58:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., National Financial Services LLC, Charles Schwab & Co,, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Keegan & Company, Inc., Morgan Stanley & Co., Incorporated, Comerica Securities, LLC, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co. Incorporated, SunTrust Bank, N.A., SunTrust Investment Services, Inc., UBS Financial Services, Inc., RBC Capital Markets Corporation, Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P Morgan Securities, Deutsche Bank Trust Company Americas N.A., Janney Montgomery Scott LLC, US Bank, N.A., Atlantic Trust Company, N.A., US Trust Company, N.A., and Wells Fargo Bank N.A. CIK Number 0001404013 Filed Document 0000940394-16-003195 Exclusions or Exemptions 506b Accepted Date 2016-11-04 15:58:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Beldore Capital Fund LLC See All Filings	D/A	2015-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., National Financial Services LLC, Charles Schwab & Co,, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Keegan & Company, Inc., Morgan Stanley & Co., Incorporated, Comerica Securities, LLC, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co. Incorporated, SunTrust Bank, N.A., SunTrust Investment Services, Inc., UBS Financial Services, Inc., RBC Capital Markets Corporation, Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P Morgan Securities, Deutsche Bank Trust Company Americas N.A., Janney Montgomery Scott LLC, US Bank, N.A., Atlantic Trust Company, N.A., US Trust Company, N.A., and Wells Fargo Bank N.A. CIK Number 0001404013 Filed Document 0000940394-15-001299 Exclusions or Exemptions 506b Accepted Date 2015-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Beldore Capital Fund LLC See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., National Financial Services LLC, Charles Schwab & Co,, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Keegan & Company, Inc., Morgan Stanley & Co., Incorporated, Comerica Securities, LLC, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co. Incorporated, SunTrust Bank, N.A., SunTrust Investment Services, Inc., UBS Financial Services, Inc., RBC Capital Markets Corporation, Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P Morgan Securities, Deutsche Bank Trust Company Americas N.A., Janney Montgomery Scott LLC, US Bank, N.A., Atlantic Trust Company, N.A., US Trust Company, N.A., and Wells Fargo Bank N.A. CIK Number 0001404013 Filed Document 0000940394-14-001476 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Beldore Capital Fund LLC See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., National Financial Services LLC, Charles Schwab & Co,, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Keegan & Company, Inc., Morgan Stanley & Co., Incorporated, Comerica Securities, LLC, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co. Incorporated, SunTrust Bank, N.A., SunTrust Investment Services, Inc., UBS Financial Services, Inc., RBC Capital Markets Corporation, Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P Morgan Securities, Deutsche Bank Trust Company Americas N.A., Janney Montgomery Scott LLC, US Bank, N.A., Atlantic Trust Company, N.A., US Trust Company, N.A., and Wells Fargo Bank N.A. CIK Number 0001404013 Filed Document 0000940394-13-001278 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity