Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Zeus CrowdFunding LLC See All Filings	D	2016-11-22 11:23:47 UTC
Amount To Be Raised $104,020 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000035 Exclusions or Exemptions 506c Accepted Date 2016-11-22 11:23:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
IL Villaggio at San Luis Obispo, LLC See All Filings	D/A	2016-11-22 11:15:02 UTC
Amount To Be Raised $2,905,000 Associated Brokers / Dealers N/A CIK Number 0001682820 Filed Document 0001682820-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 11:15:02 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Newton Capital Fund II, LP See All Filings	D	2016-11-22 11:10:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001690492 Filed Document 0001690492-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 11:10:44 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Prescriber's Choice, Inc. See All Filings	D/A	2016-11-22 11:07:39 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001678126 Filed Document 0001678126-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 11:07:39 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Twyla, Inc. See All Filings	D	2016-11-22 11:01:07 UTC
Amount To Be Raised $20,265,444 Associated Brokers / Dealers N/A CIK Number 0001689915 Filed Document 0001689915-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 11:01:07 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Peak Labs LLC See All Filings	D	2016-11-22 10:55:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001689795 Filed Document 0000897069-16-001120 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:55:36 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Ratan Capital Fund (Cayman), Ltd. See All Filings	D/A	2016-11-22 10:51:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560744 Filed Document 0001560744-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:51:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCross Fund 3 LLC See All Filings	D	2016-11-22 10:51:26 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001657741 Filed Document 0001657741-16-000009 Exclusions or Exemptions 506c Accepted Date 2016-11-22 10:51:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ratan Capital Fund, LP See All Filings	D/A	2016-11-22 10:30:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464094 Filed Document 0001464094-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:30:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WV FEEDER III (A2), L.P. See All Filings	D	2016-11-22 10:22:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684783 Filed Document 0001684783-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:22:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midwest Energy Emissions Corp. See All Filings	D	2016-11-22 10:21:37 UTC
Amount To Be Raised $13,457,962 Associated Brokers / Dealers Oppenheimer & Co. Inc. and Feltl and Company CIK Number 0000728385 Filed Document 0001477932-16-013767 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:21:37 UTC Type of Offering D Industry Environmental Services Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ShockWave Medical, Inc. See All Filings	D	2016-11-22 10:20:43 UTC
Amount To Be Raised $44,999,993 Associated Brokers / Dealers N/A CIK Number 0001642545 Filed Document 0001642545-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:20:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Leeds Equity Partners VI, L.P. See All Filings	D	2016-11-22 10:14:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE and NONE CIK Number 0001689358 Filed Document 0001689358-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:14:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nocterra Brewing Co LLC See All Filings	D	2016-11-22 10:11:25 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001685820 Filed Document 0000949265-16-000025 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:11:25 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
FFIP, L.P. See All Filings	D/A	2016-11-22 10:11:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001243092 Filed Document 0001243092-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:11:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neighborhood Beer Company, Inc. See All Filings	D	2016-11-22 10:10:43 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001626143 Filed Document 0001626143-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:10:43 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Zazove Investment Grade Blend Convertible Fund, L.P. See All Filings	D/A	2016-11-22 10:02:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337951 Filed Document 0001337951-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:02:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bain Capital Life Sciences Fund, L.P. See All Filings	D	2016-11-22 10:00:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bain Capital Distributors, LLC CIK Number 0001687968 Filed Document 0001687968-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:00:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baztec Partners, LP See All Filings	D	2016-11-22 09:56:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690630 Filed Document 0001690630-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 09:56:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man AHL Evolution Frontier LLC See All Filings	D/A	2016-11-22 09:50:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001659128 Filed Document 0001659128-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 09:50:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WV AIV III (A2), LLC See All Filings	D	2016-11-22 09:36:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684782 Filed Document 0001684782-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 09:36:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pamlico Capital IV, L.P. See All Filings	D	2016-11-22 09:33:12 UTC
Amount To Be Raised $910,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001690246 Filed Document 0001461373-16-000120 Exclusions or Exemptions 506b Accepted Date 2016-11-22 09:33:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MindChild Medical, Inc See All Filings	D	2016-11-22 09:28:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001448897 Filed Document 0001448897-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 09:28:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
FBWM Apartments LLC See All Filings	D	2016-11-22 08:49:33 UTC
Amount To Be Raised $1,510,000 Associated Brokers / Dealers N/A CIK Number 0001690570 Filed Document 0001690570-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 08:49:33 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Summit Street US Equity Value Fund, L.P. See All Filings	D/A	2016-11-22 08:47:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mr. Budge Collins CIK Number 0001470484 Filed Document 0001470484-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 08:47:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Expo Event Holdco, Inc. See All Filings	D	2016-11-22 07:59:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579214 Filed Document 0000895345-16-000601 Exclusions or Exemptions 506b Accepted Date 2016-11-22 07:59:56 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-22 07:54:35 UTC
Amount To Be Raised $4,080,000 Associated Brokers / Dealers Robert L. Scharff, Jr., Micharl Corry, Gwen Middeke, and Keith Krieg CIK Number 0001135856 Filed Document 0001135856-16-000708 Exclusions or Exemptions 506b Accepted Date 2016-11-22 07:54:35 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-22 07:49:25 UTC
Amount To Be Raised $1,200,000,000 Associated Brokers / Dealers Matthew Henebry, James McKeone, Michael Tuttle, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-16-000707 Exclusions or Exemptions 506b Accepted Date 2016-11-22 07:49:25 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-22 07:40:58 UTC
Amount To Be Raised $11,028,319 Associated Brokers / Dealers Sam Sheth, Richard Callister, John Argue, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-16-000706 Exclusions or Exemptions 506b Accepted Date 2016-11-22 07:40:58 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-22 07:34:37 UTC
Amount To Be Raised $2,640,027 Associated Brokers / Dealers Richard DeVita Jr., Scott Horton, William Holton, and Melissa Ahearn CIK Number 0001135856 Filed Document 0001135856-16-000705 Exclusions or Exemptions 506b Accepted Date 2016-11-22 07:34:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-22 07:30:05 UTC
Amount To Be Raised $18,806,924 Associated Brokers / Dealers Robert Nienaber, Kal Peters, and Lawrence Comp CIK Number 0001135856 Filed Document 0001135856-16-000704 Exclusions or Exemptions 506b Accepted Date 2016-11-22 07:30:05 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pretty Litter, Inc. See All Filings	D	2016-11-21 20:41:12 UTC
Amount To Be Raised $1,120,625 Associated Brokers / Dealers N/A CIK Number 0001689868 Filed Document 0001689868-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 20:41:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
YOBI CAPITAL FUND CORPORATION See All Filings	1-A/A	2016-11-21 20:40:11 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001658083 Filed Document 0001214659-16-014876 Accepted Date 2016-11-21 20:40:11 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business NORTH CAROLINA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Pensievision, Inc. See All Filings	D	2016-11-21 20:32:14 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001690402 Filed Document 0001690402-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-21 20:32:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Pyramid Peak Investment Partners, LP See All Filings	D/A	2016-11-21 19:25:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585725 Filed Document 0001095449-16-000304 Exclusions or Exemptions 506b Accepted Date 2016-11-21 19:25:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pyramid Peak Investment Partners, LP See All Filings	D/A	2016-11-21 19:21:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585725 Filed Document 0001095449-16-000303 Exclusions or Exemptions 506b Accepted Date 2016-11-21 19:21:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SuperCritical Technologies, Inc. See All Filings	D	2016-11-21 19:08:34 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001560619 Filed Document 0001560619-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-21 19:08:34 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MediaHound, Inc. See All Filings	D	2016-11-21 18:55:30 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-11-21 18:55:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cargo Systems Inc. See All Filings	D	2016-11-21 18:55:13 UTC
Amount To Be Raised $1,732,983 Associated Brokers / Dealers N/A CIK Number 0001684255 Filed Document 0001684255-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-21 18:55:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Texzon Technologies, LLC See All Filings	D	2016-11-21 18:47:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684586 Filed Document 0001684586-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 18:47:46 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hawkeye Capital Offshore See All Filings	D/A	2016-11-21 18:13:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532070 Filed Document 0001532070-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-21 18:13:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAWKEYE CAPITAL, LP See All Filings	D/A	2016-11-21 18:09:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001137663 Filed Document 0001137663-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-21 18:09:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
47th Street Phoenix Fund, LLC See All Filings	D	2016-11-21 18:08:33 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers Caliber Securities, LLC CIK Number 0001690145 Filed Document 0001690145-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-21 18:08:33 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Hawkeye Capital Institutional, L.P. See All Filings	D/A	2016-11-21 18:04:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532069 Filed Document 0001532069-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-21 18:04:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Attleboro Shopping Center, LLC See All Filings	D	2016-11-21 17:34:34 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Nobles & Richards, Inc. CIK Number 0001690479 Filed Document 0001690479-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 17:34:34 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Bryden V Theatrical Ltd Liability Co See All Filings	D	2016-11-21 17:31:10 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001689851 Filed Document 0001689851-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 17:31:10 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BCR Holdings Series C, LLC See All Filings	D	2016-11-21 17:28:11 UTC
Amount To Be Raised $1,116,000 Associated Brokers / Dealers N/A CIK Number 0001690612 Filed Document 0001690612-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 17:28:11 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
JSW Greeley LLC See All Filings	D	2016-11-21 17:25:18 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers N/A CIK Number 0001689924 Filed Document 0001689924-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 17:25:18 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Woodbridge Mortgage Investment Fund 4, LLC See All Filings	D	2016-11-21 17:22:29 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001650215 Filed Document 0001650215-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 17:22:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Adeptus Health Inc. See All Filings	D	2016-11-21 17:15:51 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers N/A CIK Number 0001602367 Filed Document 0001602367-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-21 17:15:51 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity