Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lantos Technologies, Inc. See All Filings	D	2016-11-22 15:06:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001500664 Filed Document 0001500664-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:06:32 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
970 Turner Investors, LLC See All Filings	D	2016-11-22 15:05:16 UTC
Amount To Be Raised $3,980,000 Associated Brokers / Dealers N/A CIK Number 0001690679 Filed Document 0001690679-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:05:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hopper Inc. See All Filings	D	2016-11-22 15:02:43 UTC
Amount To Be Raised $6,561,353 Associated Brokers / Dealers None CIK Number 0001556399 Filed Document 0001556399-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:02:43 UTC Type of Offering D Industry Other Travel Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Silverado Fund I LP See All Filings	D/A	2016-11-22 15:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602574 Filed Document 0001602574-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:01:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrainFights, Inc. See All Filings	D	2016-11-22 14:58:38 UTC
Amount To Be Raised $13,379,675 Associated Brokers / Dealers N/A CIK Number 0001639369 Filed Document 0001639369-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:58:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROAR Athletic Performance Corp. See All Filings	D/A	2016-11-22 14:56:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628891 Filed Document 0001628891-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:56:52 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
DynamiCare Health, Inc. See All Filings	D	2016-11-22 14:54:54 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001690183 Filed Document 0001690183-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:54:54 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ASSUREX GLOBAL REINSURANCE LTD See All Filings	D/A	2016-11-22 14:53:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001300629 Filed Document 0001690665-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:53:33 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PRUDENTIAL INSURANCE CO OF AMERICA See All Filings	D/A	2016-11-22 14:50:41 UTC
Amount To Be Raised $1,135,000,000 Associated Brokers / Dealers John Barrasso, Rebecca Makas, John Scott Boyd, and Harry Dalessio CIK Number 0000729057 Filed Document 0001209191-16-151675 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:50:41 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Queen's Cove Holdings, LLC See All Filings	D	2016-11-22 14:49:15 UTC
Amount To Be Raised $13,556,970 Associated Brokers / Dealers N/A CIK Number 0001690554 Filed Document 0001690554-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:49:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Mutual Trading Co., Inc. See All Filings	D	2016-11-22 14:46:03 UTC
Amount To Be Raised $8,163,900 Associated Brokers / Dealers N/A CIK Number 0001562576 Filed Document 0001562576-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:46:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Broadtree Residential, Inc See All Filings	D/A	2016-11-22 14:44:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571935 Filed Document 0001571935-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-11-22 14:44:08 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prudential Retirement Insurance & Annuity Co See All Filings	D/A	2016-11-22 14:43:47 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers John Barrasso, John Scott Boyd, and Harry Dalessio CIK Number 0001444597 Filed Document 0001209191-16-151673 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:43:47 UTC Type of Offering D/A Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Medicxi Growth I LP See All Filings	D	2016-11-22 14:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690310 Filed Document 0001690310-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:33:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHASE CHANGE SOFTWARE LLC See All Filings	D	2016-11-22 14:29:40 UTC
Amount To Be Raised $75,037 Associated Brokers / Dealers N/A CIK Number 0001390066 Filed Document 0001015325-16-000082 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:29:40 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Patriot One Technologies Inc. See All Filings	D	2016-11-22 14:27:59 UTC
Amount To Be Raised $149,905 Associated Brokers / Dealers N/A CIK Number 0001684505 Filed Document 0001365686-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:27:59 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Patriot One Technologies Inc. See All Filings	D	2016-11-22 14:25:14 UTC
Amount To Be Raised $31,323 Associated Brokers / Dealers N/A CIK Number 0001684505 Filed Document 0001365686-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:25:14 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Gulf View Fund, LP See All Filings	D	2016-11-22 14:24:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690665 Filed Document 0001690665-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:24:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
River West SC, LLC See All Filings	D	2016-11-22 14:17:12 UTC
Amount To Be Raised $9,820,000 Associated Brokers / Dealers N/A CIK Number 0001690673 Filed Document 0001690673-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:17:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Somar Global Ltd. See All Filings	D	2016-11-22 14:16:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690674 Filed Document 0000919574-16-016831 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:16:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Nostalgia World Wide Media LLC See All Filings	D	2016-11-22 14:13:01 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001690617 Filed Document 0001441557-16-000107 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:13:01 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Riverton Square, Inc. See All Filings	D	2016-11-22 14:03:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001690607 Filed Document 0001690607-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:03:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waratah One Offshore Fund II Ltd See All Filings	D	2016-11-22 14:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690623 Filed Document 0001625257-16-000226 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:02:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baghdaddy, Ltd Liability Co See All Filings	D/A	2016-11-22 14:01:24 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001686915 Filed Document 0001686915-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:01:24 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D	2016-11-22 13:58:18 UTC
Amount To Be Raised $10,514,154 Associated Brokers / Dealers Clark Securities, Inc. CIK Number 0001343394 Filed Document 0001343394-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:58:18 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FirePoint Solutions, Inc. See All Filings	D	2016-11-22 13:57:31 UTC
Amount To Be Raised $2,343,681 Associated Brokers / Dealers N/A CIK Number 0001661412 Filed Document 0001661412-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:57:31 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HealthPals, Inc. See All Filings	D	2016-11-22 13:56:49 UTC
Amount To Be Raised $1,900,123 Associated Brokers / Dealers N/A CIK Number 0001690655 Filed Document 0001690655-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:56:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
102-43 Corona Avenue, Inc. See All Filings	D	2016-11-22 13:53:15 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001690615 Filed Document 0001690615-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:53:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PowWow, Inc. See All Filings	D/A	2016-11-22 13:51:34 UTC
Amount To Be Raised $4,685,281 Associated Brokers / Dealers N/A CIK Number 0001619582 Filed Document 0001619582-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:51:34 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MedAware Systems, Inc. See All Filings	D/A	2016-11-22 13:48:35 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001592576 Filed Document 0001592576-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:48:35 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
TAB Liberty Partnership XV, LLC See All Filings	D	2016-11-22 13:48:27 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers N/A CIK Number 0001690650 Filed Document 0001690650-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:48:27 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Diplomatic Real Estate Holdings LLC See All Filings	D	2016-11-22 13:44:51 UTC
Amount To Be Raised $22,100,000 Associated Brokers / Dealers N/A CIK Number 0001675816 Filed Document 0001675816-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:44:51 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Truehitt 1 LLC See All Filings	D/A	2016-11-22 13:42:49 UTC
Amount To Be Raised $3,275,000 Associated Brokers / Dealers N/A CIK Number 0001688042 Filed Document 0001688042-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:42:49 UTC Type of Offering D/A Industry Agriculture Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
109-05 120th Street, Inc. See All Filings	D	2016-11-22 13:41:30 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001690602 Filed Document 0001690602-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:41:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ProMIS Neurosciences Inc. See All Filings	D/A	2016-11-22 13:37:26 UTC
Amount To Be Raised $296,635 Associated Brokers / Dealers CIBC WORLD MARKETS CORP. and ENCLAVE CAPITAL LLC CIK Number 0001374339 Filed Document 0001183740-16-000471 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:37:26 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: STRATEGIC ALPHA TRUST See All Filings	D/A	2016-11-22 13:29:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518698 Filed Document 0001518698-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:29:31 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-22 13:28:36 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Brett Ellen, Armand Fidler, Michael M. Darley, Brian T. Marshall, Kimberly I. Cutler, and Richard H. Lapham CIK Number 0001135856 Filed Document 0001135856-16-000709 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:28:36 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AFFL ASSOCIATES, LLC See All Filings	D	2016-11-22 13:28:07 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001690433 Filed Document 0001690433-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:28:07 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
87-14 129th Street, Inc. See All Filings	D	2016-11-22 13:22:21 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001690606 Filed Document 0001690606-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:22:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SILVERWEST HOTEL FEEDER LLC See All Filings	D	2016-11-22 13:21:04 UTC
Amount To Be Raised $7,044,872 Associated Brokers / Dealers N/A CIK Number 0001689852 Filed Document 0001689852-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:21:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eFILECABINET, Inc. See All Filings	D	2016-11-22 13:14:51 UTC
Amount To Be Raised $8,695,902 Associated Brokers / Dealers N/A CIK Number 0001641088 Filed Document 0001641088-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:14:51 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Credit Asset Trust See All Filings	D/A	2016-11-22 13:13:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460284 Filed Document 0001460284-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:13:13 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
PHOENIX REALTY, INC. See All Filings	1-A/A	2016-11-22 13:10:34 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001687263 Filed Document 0001687263-16-000009 Accepted Date 2016-11-22 13:10:34 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
139-09 34th Road, Inc. See All Filings	D	2016-11-22 13:09:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001690610 Filed Document 0001690610-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:09:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Woodbridge Commercial Bridge Loan Fund 2, LLC See All Filings	D	2016-11-22 13:03:51 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001650261 Filed Document 0001650261-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-22 13:03:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Handll, Inc. See All Filings	D	2016-11-22 13:02:21 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001618842 Filed Document 0001618842-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:02:21 UTC Type of Offering D Industry Telecommunications Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Droplet Measurement Technologies, LLC See All Filings	D	2016-11-22 12:58:05 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001690663 Filed Document 0001690663-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:58:05 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Entvantage Diagnostics, Inc. See All Filings	D/A	2016-11-22 12:57:34 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001619159 Filed Document 0001619159-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:57:34 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
139-06, 139-08 34th Road, Inc. See All Filings	D	2016-11-22 12:57:32 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001690611 Filed Document 0001690611-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:57:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Top Advisory Group Hockey Holdings LLC See All Filings	D/A	2016-11-22 12:55:30 UTC
Amount To Be Raised $13,565,000 Associated Brokers / Dealers N/A CIK Number 0001680669 Filed Document 0001144204-16-135845 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:55:30 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity