Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SureFunding, LLC See All Filings	D	2016-11-21 17:13:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001690444 Filed Document 0001690444-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 17:13:20 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Caffeinated Capital Opportunity Fund I, LP See All Filings	D/A	2016-11-21 17:13:14 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Williams Trading, LLC CIK Number 0001670585 Filed Document 0001670585-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 17:13:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JULIE #1 PARTNERSHIP See All Filings	D	2016-11-21 17:03:08 UTC
Amount To Be Raised $139,029 Associated Brokers / Dealers ALL FINRA REGISTERED REPRESENTATIVES CIK Number 0001690469 Filed Document 0001690469-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-21 17:03:08 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Anzu Industrial Capital Partners, L.P. See All Filings	D	2016-11-21 16:59:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001690596 Filed Document 0001690596-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:59:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
MedPod Inc. See All Filings	D	2016-11-21 16:53:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632644 Filed Document 0001144204-16-135637 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:53:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Vital Labs, Inc. See All Filings	D	2016-11-21 16:51:25 UTC
Amount To Be Raised $1,068,000 Associated Brokers / Dealers N/A CIK Number 0001646637 Filed Document 0001646637-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:51:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Househappy Inc. See All Filings	D	2016-11-21 16:50:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001541497 Filed Document 0001541497-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:50:45 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Blue Marble Cocktails, Inc. See All Filings	D	2016-11-21 16:46:23 UTC
Amount To Be Raised $26,300,000 Associated Brokers / Dealers N/A CIK Number 0001690557 Filed Document 0001690557-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:46:23 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Spectrum Development Opportunity II, LLC See All Filings	D	2016-11-21 16:44:57 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001690485 Filed Document 0001690485-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:44:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DENSTOCK PEPPERS FERRY LLC See All Filings	D	2016-11-21 16:43:54 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001689594 Filed Document 0001140361-16-087414 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:43:54 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Tower Birmingham, LLC See All Filings	D	2016-11-21 16:43:22 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers N/A CIK Number 0001690581 Filed Document 0001690581-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:43:22 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BP Capital Energy Equity Fund II L P See All Filings	D/A	2016-11-21 16:41:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318965 Filed Document 0001318965-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:41:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ShiftPixy Inc. See All Filings	1-A/A	2016-11-21 16:35:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001675634 Filed Document 0001477932-16-013714 Accepted Date 2016-11-21 16:35:49 UTC Type of Offering 1-A/A Industry SERVICES-EMPLOYMENT AGENCIES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $15,607,568 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
3VR Security Inc See All Filings	D	2016-11-21 16:34:56 UTC
Amount To Be Raised $2,470,096 Associated Brokers / Dealers N/A CIK Number 0001350856 Filed Document 0001350856-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:34:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SC Credit Opportunities Mandate, LLC See All Filings	D/A	2016-11-21 16:33:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592641 Filed Document 0000919574-16-016825 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:33:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lucena Research, Inc. See All Filings	D/A	2016-11-21 16:33:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001608056 Filed Document 0001608056-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:33:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BP Capital Energy Equity Fund LP See All Filings	D/A	2016-11-21 16:28:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001418092 Filed Document 0001418092-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:28:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2016-11-21 16:25:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001533444 Filed Document 0001533444-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:25:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHOENIX REALTY, INC. See All Filings	1-A/A	2016-11-21 16:12:09 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001687263 Filed Document 0001687263-16-000008 Accepted Date 2016-11-21 16:12:09 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Kang Health, Inc. See All Filings	D	2016-11-21 16:11:29 UTC
Amount To Be Raised $3,325,000 Associated Brokers / Dealers N/A CIK Number 0001689694 Filed Document 0001689694-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:11:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Trycera Financial, Inc. See All Filings	D	2016-11-21 16:10:18 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001117045 Filed Document 0001185185-16-005851 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:10:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
THL Credit Direct Lending Co-Invest III (E) LLC See All Filings	D	2016-11-21 16:09:22 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001690369 Filed Document 0001690369-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:09:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIP Equity Funds Partners VI, LLC See All Filings	D/A	2016-11-21 16:07:05 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001685039 Filed Document 0001685039-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:07:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Salarius Pharmaceuticals, LLC See All Filings	D	2016-11-21 16:00:04 UTC
Amount To Be Raised $131,500 Associated Brokers / Dealers N/A CIK Number 0001661178 Filed Document 0001661178-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:00:04 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Dover Cliff Partners LLC See All Filings	D	2016-11-21 15:52:39 UTC
Amount To Be Raised $2,700,647 Associated Brokers / Dealers N/A CIK Number 0001688676 Filed Document 0001688676-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 15:52:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rialto Real Estate Fund III - Debt, LP See All Filings	D/A	2016-11-21 15:52:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001654834 Filed Document 0001654834-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-21 15:52:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Salarius Pharmaceuticals, LLC See All Filings	D	2016-11-21 15:47:57 UTC
Amount To Be Raised $108,335 Associated Brokers / Dealers N/A CIK Number 0001661178 Filed Document 0001661178-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 15:47:57 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Sailfish Cove Group LLC See All Filings	D	2016-11-21 15:31:20 UTC
Amount To Be Raised $4,011,142 Associated Brokers / Dealers N/A CIK Number 0001684102 Filed Document 0001684102-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 15:31:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sustainvest Fund, LP See All Filings	D	2016-11-21 15:31:09 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers Sustainvest Asset Management, LLC CIK Number 0001690077 Filed Document 0001690077-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-21 15:31:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
OHP Asset Income Fund LP See All Filings	D/A	2016-11-21 15:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ariane Capital Partners LLC and Niagara International Capital Limited CIK Number 0001658408 Filed Document 0001658408-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 15:28:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Powell Development Group, Inc. See All Filings	C	2016-11-21 15:26:50 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $100,000 CIK Number 0001689081 Filed Document 0001670254-16-000203 Accepted Date 2016-11-21 15:26:50 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Maison Cachet of Gonzales, LLC See All Filings	D	2016-11-21 15:23:21 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001690586 Filed Document 0001690586-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-21 15:23:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Trizic, Inc. See All Filings	D/A	2016-11-21 15:15:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001635816 Filed Document 0001635816-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-21 15:15:52 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Boldstart Ventures III L.P. See All Filings	D/A	2016-11-21 14:59:37 UTC
Amount To Be Raised $47,000,000 Associated Brokers / Dealers N/A CIK Number 0001649084 Filed Document 0001649084-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-21 14:59:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Archetype Low Vol Equity Fund LP See All Filings	D	2016-11-21 14:54:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688383 Filed Document 0001688383-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 14:54:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunriver Fund LP See All Filings	D/A	2016-11-21 14:54:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658867 Filed Document 0000919574-16-016823 Exclusions or Exemptions 506b Accepted Date 2016-11-21 14:54:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIGHTBOX, INC. See All Filings	D	2016-11-21 14:54:25 UTC
Amount To Be Raised $1,470,663 Associated Brokers / Dealers N/A CIK Number 0001648854 Filed Document 0001648854-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 14:54:25 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SCP TBI LLC See All Filings	D	2016-11-21 14:51:07 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001687682 Filed Document 0000897069-16-001119 Exclusions or Exemptions 506b Accepted Date 2016-11-21 14:51:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Global High Yield Bond Fund, L.P. See All Filings	D/A	2016-11-21 14:44:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624742 Filed Document 0001624742-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-21 14:44:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Opportunities Fund Xb Feeder (Cayman), L.P. See All Filings	D/A	2016-11-21 14:31:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615832 Filed Document 0001615832-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-21 14:31:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Meta Stable Capital Offshore Fund, Ltd. See All Filings	D	2016-11-21 14:29:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690351 Filed Document 0001690351-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 14:29:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Opportunities Fund Xb, L.P. See All Filings	D/A	2016-11-21 14:24:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615831 Filed Document 0001615831-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-21 14:24:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VPC ONSHORE SPECIALTY FINANCE FUND II, L.P. See All Filings	D	2016-11-21 14:21:36 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001690191 Filed Document 0001690191-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 14:21:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NIS Preferred Stock Fund II, LLC See All Filings	D	2016-11-21 14:18:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687414 Filed Document 0001687414-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 14:18:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
AITV IoT I LP See All Filings	D	2016-11-21 14:16:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001690538 Filed Document 0001690538-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 14:16:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUSION TELECOMMUNICATIONS INTERNATIONAL INC See All Filings	D	2016-11-21 14:12:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0001071411 Filed Document 0000932440-16-000531 Exclusions or Exemptions 506b Accepted Date 2016-11-21 14:12:31 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
NIS High Yield Fund, LLC See All Filings	D	2016-11-21 14:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687390 Filed Document 0001687390-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 14:08:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
UltraCell Insulation, LLC See All Filings	D	2016-11-21 13:57:09 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001668492 Filed Document 0001668492-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 13:57:09 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
PROCESSUNITY, INC. See All Filings	D/A	2016-11-21 13:56:20 UTC
Amount To Be Raised $5,979,997 Associated Brokers / Dealers N/A CIK Number 0001284066 Filed Document 0001284066-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-21 13:56:20 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Doors Storage Fund III, L.P. See All Filings	D	2016-11-21 13:51:50 UTC
Amount To Be Raised $87,550,000 Associated Brokers / Dealers N/A CIK Number 0001690459 Filed Document 0001690459-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 13:51:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity