Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GSV Ventures I LLC, Series Innovation X QP Fund Interests See All Filings	D/A	2016-12-05 15:40:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001677191 Filed Document 0001677191-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-05 15:40:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeuroOne, Inc. See All Filings	D	2016-12-05 15:40:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001690435 Filed Document 0001690435-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 15:40:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
GSV Ventures I LLC, Series I-18 See All Filings	D/A	2016-12-05 15:33:21 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001683604 Filed Document 0001683604-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 15:33:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inmar Investment Holdings, LLC See All Filings	D	2016-12-05 15:32:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599684 Filed Document 0001599684-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-05 15:32:22 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Spark Intrepid L.P. See All Filings	D/A	2016-12-05 15:25:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539478 Filed Document 0000899140-16-001713 Exclusions or Exemptions 506b Accepted Date 2016-12-05 15:25:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spark Intrepid L.P. See All Filings	D/A	2016-12-05 15:24:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539478 Filed Document 0000899140-16-001712 Exclusions or Exemptions 506b Accepted Date 2016-12-05 15:24:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series I-16 See All Filings	D/A	2016-12-05 15:23:23 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001677192 Filed Document 0001677192-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-05 15:23:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOMMA, Inc. See All Filings	D/A	2016-12-05 15:23:00 UTC
Amount To Be Raised $5,345,500 Associated Brokers / Dealers N/A CIK Number 0001673122 Filed Document 0001673122-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-05 15:23:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series I-15 See All Filings	D/A	2016-12-05 15:13:58 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001672592 Filed Document 0001672592-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-05 15:13:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Gateway Region Rural Broadband Company, Inc. See All Filings	1-A POS	2016-12-05 15:13:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001640170 Filed Document 0001640170-16-000007 Accepted Date 2016-12-05 15:13:00 UTC Type of Offering 1-A POS Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction ARIZONA Type of Security Equity (common or preferred stock)
Osterhout Group, Inc. See All Filings	D	2016-12-05 15:01:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Moelis & Company, LLC CIK Number 0001691200 Filed Document 0001691200-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 15:01:27 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Luftig-Haffner-Chapman Theatrical Development Fund LLC See All Filings	D	2016-12-05 15:00:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001691486 Filed Document 0001691486-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 15:00:58 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Fraser McCombs Ventures II LP See All Filings	D/A	2016-12-05 14:50:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661065 Filed Document 0001661065-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-05 14:50:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 262, LLC See All Filings	D	2016-12-05 14:40:59 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001689681 Filed Document 0001689681-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 14:40:59 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Airbitz, Inc. See All Filings	C/A	2016-12-05 14:34:11 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001687491 Filed Document 0001670254-16-000217 Accepted Date 2016-12-05 14:34:11 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State CALIFORNIA
SUMMIT SEMICONDUCTOR LLC See All Filings	D	2016-12-05 14:27:40 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Colorado Financial Service Corporation and Alexander Capital CIK Number 0001682149 Filed Document 0001682149-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-05 14:27:40 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Crestleigh Investors LP See All Filings	D	2016-12-05 14:24:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RealCadre LLC CIK Number 0001691202 Filed Document 0001691202-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 14:24:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CareCloud Corporation/DE See All Filings	D/A	2016-12-05 14:16:50 UTC
Amount To Be Raised $15,818,202 Associated Brokers / Dealers N/A CIK Number 0001531481 Filed Document 0001531481-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-05 14:16:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Maple Hill Creamery LLC See All Filings	D	2016-12-05 14:12:41 UTC
Amount To Be Raised $12,499,995 Associated Brokers / Dealers N/A CIK Number 0001691373 Filed Document 0001209191-16-153265 Exclusions or Exemptions 506b Accepted Date 2016-12-05 14:12:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
RETURN PATH INC See All Filings	D	2016-12-05 14:11:31 UTC
Amount To Be Raised $261,750 Associated Brokers / Dealers N/A CIK Number 0001108129 Filed Document 0001405086-16-000702 Exclusions or Exemptions 506b Accepted Date 2016-12-05 14:11:31 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apexian Pharmaceuticals, Inc. See All Filings	D	2016-12-05 14:01:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001560913 Filed Document 0001140361-16-088794 Exclusions or Exemptions 506b Accepted Date 2016-12-05 14:01:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
CSA Medical Inc See All Filings	D	2016-12-05 14:00:41 UTC
Amount To Be Raised $7,717,389 Associated Brokers / Dealers N/A CIK Number 0001403000 Filed Document 0001403000-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-05 14:00:41 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
SEG Partners Offshore, Ltd. See All Filings	D/A	2016-12-05 14:00:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lyster Watson Securities, Inc. CIK Number 0001537010 Filed Document 0001537010-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-05 14:00:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vodka Brands Corp See All Filings	D/A	2016-12-05 13:57:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620053 Filed Document 0001511164-16-001191 Exclusions or Exemptions 506b Accepted Date 2016-12-05 13:57:19 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Nashville Clinic, LP See All Filings	D	2016-12-05 13:55:48 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers None CIK Number 0001691472 Filed Document 0001691472-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-05 13:55:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
WCAS XII Co-Investors LLC See All Filings	D/A	2016-12-05 13:55:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658393 Filed Document 0001658393-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-05 13:55:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AX MOMENTUM, L.P. See All Filings	D	2016-12-05 13:49:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686885 Filed Document 0001686885-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-05 13:49:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets $Not Applicable Type of Security Equity
SEG PARTNERS L P See All Filings	D/A	2016-12-05 13:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel Silverstein, Lyster Watson Securities, Inc., Douglas Merle Angstrom, and Douglas Merle Angstrom CIK Number 0001060793 Filed Document 0001060793-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-05 13:48:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Leeds VI BLR Feeder, L.P. See All Filings	D	2016-12-05 13:40:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691527 Filed Document 0001691527-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 13:40:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aperimus Socorro, LP See All Filings	D/A	2016-12-05 13:33:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535302 Filed Document 0001144204-16-137848 Exclusions or Exemptions 506b Accepted Date 2016-12-05 13:33:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-12-05 13:29:50 UTC
Amount To Be Raised $1,324,770 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-137846 Accepted Date 2016-12-05 13:29:50 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $96,652 State of Jurisdiction GEORGIA Type of Security Other(describe)
Leeds VI BLR AIV, L.P. See All Filings	D	2016-12-05 13:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691525 Filed Document 0001691525-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 13:28:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascava, Inc. See All Filings	D	2016-12-05 13:24:26 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001609325 Filed Document 0001140361-16-088777 Exclusions or Exemptions 506b Accepted Date 2016-12-05 13:24:26 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nohla Therapeutics Inc. See All Filings	D	2016-12-05 13:22:08 UTC
Amount To Be Raised $41,639,800 Associated Brokers / Dealers N/A CIK Number 0001662002 Filed Document 0001662002-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-05 13:22:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-05 13:20:34 UTC
Amount To Be Raised $14,201,209 Associated Brokers / Dealers Richard Devita CIK Number 0001135856 Filed Document 0001135856-16-000714 Exclusions or Exemptions 506b Accepted Date 2016-12-05 13:20:34 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-05 13:17:10 UTC
Amount To Be Raised $4,944,272 Associated Brokers / Dealers Jimmy Edwards and William Schantz CIK Number 0001135856 Filed Document 0001135856-16-000713 Exclusions or Exemptions 506b Accepted Date 2016-12-05 13:17:10 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CF Retail Properties DST VI See All Filings	D/A	2016-12-05 13:15:11 UTC
Amount To Be Raised $7,767,870 Associated Brokers / Dealers Chay T. Lapin, Dwight Kay, Jason A. Salmon, and Elizabeth L. Friant CIK Number 0001680766 Filed Document 0001680766-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-05 13:15:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Crossing Cultures LLC See All Filings	D	2016-12-05 13:06:15 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001500542 Filed Document 0001500542-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-05 13:06:15 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GreenGate Finance Co-Investment, LLC See All Filings	D/A	2016-12-05 12:53:38 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001691260 Filed Document 0001691260-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-05 12:53:38 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Topaz Agro Capital I L.P. See All Filings	D	2016-12-05 12:50:14 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001691517 Filed Document 0001691517-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-05 12:50:14 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BEAR CREEK PRODUCTS 2016-1 (BAY FUND) LLLP See All Filings	D	2016-12-05 12:47:02 UTC
Amount To Be Raised $53,500,000 Associated Brokers / Dealers N/A CIK Number 0001691385 Filed Document 0001691385-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 12:47:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TekDry International, Inc. See All Filings	D	2016-12-05 12:46:09 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001636546 Filed Document 0001636546-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-05 12:46:09 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Sidus IV Credit Opportunity Fund, L.P. See All Filings	D	2016-12-05 12:45:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467834 Filed Document 0001467834-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-05 12:45:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
GMI-AF, LP See All Filings	D/A	2016-12-05 12:24:34 UTC
Amount To Be Raised $11,084,116 Associated Brokers / Dealers Joseph Ondris, Zachary Carey, Michael Ihrie, Bennett K Ely, Russ Huffington, and Bobby Kyle Cowand CIK Number 0001688540 Filed Document 0001688540-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-05 12:24:34 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BD Acquisition Co., LLC See All Filings	D	2016-12-05 12:07:44 UTC
Amount To Be Raised $4,265,000 Associated Brokers / Dealers N/A CIK Number 0001687002 Filed Document 0001687002-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 12:07:44 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Torchlite Technologies Inc. See All Filings	D	2016-12-05 12:06:45 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001637385 Filed Document 0001637385-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-05 12:06:45 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Gadget Software, Inc. See All Filings	D	2016-12-05 11:49:49 UTC
Amount To Be Raised $12,690,438 Associated Brokers / Dealers N/A CIK Number 0001691338 Filed Document 0001691338-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 11:49:49 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SeaQuest Holdings, LLC See All Filings	D	2016-12-05 11:33:11 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers Jon Ashton CIK Number 0001691508 Filed Document 0001691508-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 11:33:11 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DREXEL FUND I, LLC See All Filings	D	2016-12-05 11:29:23 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001691394 Filed Document 0001691394-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 11:29:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
VERTIMASS, LLC See All Filings	D	2016-12-05 11:26:19 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001691513 Filed Document 0001691513-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 11:26:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other