Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Plastc Inc. See All Filings	D/A	2016-12-05 19:22:46 UTC
Amount To Be Raised $6,525,437 Associated Brokers / Dealers N/A CIK Number 0001685861 Filed Document 0001690616-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-05 19:22:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Portland Hotel Trust See All Filings	D	2016-12-05 18:53:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001691459 Filed Document 0001691459-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 18:53:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Ferment Labs, Inc. See All Filings	D	2016-12-05 18:47:43 UTC
Amount To Be Raised $900,500 Associated Brokers / Dealers N/A CIK Number 0001691568 Filed Document 0001691568-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 18:47:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Expansion Therapeutics, Inc. See All Filings	D	2016-12-05 18:36:15 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001691275 Filed Document 0001691275-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 18:36:15 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
4EG Banks, LLC See All Filings	D	2016-12-05 18:30:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001690691 Filed Document 0001690691-16-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2016-12-05 18:30:30 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio II DST See All Filings	D	2016-12-05 18:16:34 UTC
Amount To Be Raised $21,827,931 Associated Brokers / Dealers Inland Securites Corporation, David B. Levinson, and Eric S. Scaff CIK Number 0001691225 Filed Document 0001691225-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 18:16:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Ironwood Mezzanine Fund IV-A LP See All Filings	D	2016-12-05 17:59:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691348 Filed Document 0001140361-16-088849 Exclusions or Exemptions 506b Accepted Date 2016-12-05 17:59:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NRG METALS INC. See All Filings	D	2016-12-05 17:53:18 UTC
Amount To Be Raised $222,436 Associated Brokers / Dealers N/A CIK Number 0001643715 Filed Document 0001643715-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-05 17:53:18 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
CALLINEX MINES INC. See All Filings	D	2016-12-05 17:45:02 UTC
Amount To Be Raised $4,458,891 Associated Brokers / Dealers SPROTT GLOBAL RESOURCE INVESTMENTS LTD CIK Number 0001650196 Filed Document 0001534122-16-000121 Exclusions or Exemptions 506b Accepted Date 2016-12-05 17:45:02 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CMMT Partners, L.P. See All Filings	D	2016-12-05 17:30:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689668 Filed Document 0001689668-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 17:30:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCF - National Center for Law Enforcement, LLLP See All Filings	D	2016-12-05 17:28:50 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001691458 Filed Document 0001691458-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 17:28:50 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Florida Indoor Ft. Myers LP See All Filings	D	2016-12-05 17:18:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001691491 Filed Document 0001691491-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 17:18:56 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
AutoTech Fund I, L.P. See All Filings	D/A	2016-12-05 17:18:48 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Bentley Securities Corporation and Young America Capital, LLC CIK Number 0001658108 Filed Document 0001658108-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-05 17:18:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
StarringClaraBow, Inc. See All Filings	C/A	2016-12-05 17:18:42 UTC
Financial Interest None Filing Platform StartEngine Capital, LLC Offering Amount $1,000,000 CIK Number 0001689582 Filed Document 0001144204-16-137950 Accepted Date 2016-12-05 17:18:42 UTC Type of Offering C/A Security Offered Amount 5,310 Security Offered Type Common Stock State WYOMING
NF Investment Corp. See All Filings	D/A	2016-12-05 17:18:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561528 Filed Document 0001561528-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-05 17:18:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2016-12-05 17:11:06 UTC
Amount To Be Raised $355,000 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-12-05 17:11:06 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
Carlyle GMS Finance, Inc. See All Filings	D/A	2016-12-05 17:10:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Morgan Stanley Smith Barney LLC and affiliated entities, Raymond James & Associates, Inc. and affiliated entities, and Hightower Advisors LLC CIK Number 0001544206 Filed Document 0001544206-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-05 17:10:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RapidSOS, Inc. See All Filings	D	2016-12-05 17:05:55 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001651005 Filed Document 0001651005-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-05 17:05:55 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blissfully Tech Inc. See All Filings	D	2016-12-05 17:01:15 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001691318 Filed Document 0001691318-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 17:01:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Emerging Markets Debt Total Return Fund Corporate Feeder (Cayman), L.P. See All Filings	D	2016-12-05 16:55:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691495 Filed Document 0001691495-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:55:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vensun Pharmaceuticals, Inc. See All Filings	D	2016-12-05 16:52:09 UTC
Amount To Be Raised $22,499,979 Associated Brokers / Dealers Leerink Partners LLC CIK Number 0001545448 Filed Document 0001545448-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:52:09 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL HEALTHCARE REIT, INC. See All Filings	D	2016-12-05 16:49:13 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000727346 Filed Document 0001011034-16-000262 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:49:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Beartown Partners Fund, LP See All Filings	D/A	2016-12-05 16:49:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661855 Filed Document 0001661855-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:49:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMERGING MARKETS DEBT TOTAL RETURN FUND PARTNERSHIP FEEDER (CAYMAN), L.P. See All Filings	D	2016-12-05 16:48:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691329 Filed Document 0001691329-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:48:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StemBioSys Inc. See All Filings	D/A	2016-12-05 16:48:19 UTC
Amount To Be Raised $5,662,000 Associated Brokers / Dealers N/A CIK Number 0001568861 Filed Document 0001568861-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:48:19 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BOCO V ACQUISITIONS, LLC See All Filings	D	2016-12-05 16:45:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001691334 Filed Document 0001691334-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:45:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Markets Equity Fund series of Mountain Pacific Future World Funds, LLC See All Filings	D/A	2016-12-05 16:43:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556061 Filed Document 0001556061-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:43:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trieza Therapeutics, Inc. See All Filings	D	2016-12-05 16:42:01 UTC
Amount To Be Raised $5,999,000 Associated Brokers / Dealers N/A CIK Number 0001691194 Filed Document 0001691194-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:42:01 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
SimpleHealth Ventures Inc. See All Filings	D	2016-12-05 16:35:55 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001639667 Filed Document 0001639667-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:35:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Trieza Therapeutics, Inc. See All Filings	D	2016-12-05 16:35:40 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001691194 Filed Document 0001691194-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:35:40 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Zero Coupon Pharmacy VI DST See All Filings	D	2016-12-05 16:28:39 UTC
Amount To Be Raised $9,642,836 Associated Brokers / Dealers Trawnegan Gall and Eric S. Scaff CIK Number 0001691188 Filed Document 0001691188-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:28:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Select Sands Corp. See All Filings	D	2016-12-05 16:24:29 UTC
Amount To Be Raised $32,698 Associated Brokers / Dealers N/A CIK Number 0001546241 Filed Document 0001546241-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:24:29 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ATLANTICONE, LLC See All Filings	D/A	2016-12-05 16:16:33 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001579257 Filed Document 0001079973-16-001337 Exclusions or Exemptions 506c Accepted Date 2016-12-05 16:16:33 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures VI LLC, Series C-1 See All Filings	D	2016-12-05 16:16:15 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers None CIK Number 0001691355 Filed Document 0001691355-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:16:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPARK PARTNERS FUND L.P. See All Filings	D/A	2016-12-05 16:15:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539477 Filed Document 0000899140-16-001714 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:15:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ValStone Opportunity Investments VI Ltd See All Filings	D	2016-12-05 16:15:27 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers N/A CIK Number 0001690180 Filed Document 0001690180-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:15:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
CANCER GENETICS, INC See All Filings	D	2016-12-05 16:13:28 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers H.C. WainWright & Co., LLC CIK Number 0001349929 Filed Document 0000905718-16-001794 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:13:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
NB-Athyrium Opportunities Fund III LP See All Filings	D	2016-12-05 16:11:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690501 Filed Document 0001690501-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:11:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIRBORNE WIRELESS NETWORK See All Filings	D	2016-12-05 16:10:32 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001537258 Filed Document 0001640334-16-002169 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:10:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AIRBORNE WIRELESS NETWORK See All Filings	D	2016-12-05 16:09:45 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001537258 Filed Document 0001640334-16-002167 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:09:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AIRBORNE WIRELESS NETWORK See All Filings	D	2016-12-05 16:08:41 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001537258 Filed Document 0001640334-16-002165 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:08:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AIRBORNE WIRELESS NETWORK See All Filings	D	2016-12-05 16:07:37 UTC
Amount To Be Raised $8,000 Associated Brokers / Dealers N/A CIK Number 0001537258 Filed Document 0001640334-16-002163 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:07:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Trinity Realty Partners I, LLC See All Filings	D	2016-12-05 16:07:11 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001691336 Filed Document 0001691336-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:07:11 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
CSES Group, Inc. See All Filings	D	2016-12-05 16:04:57 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers T. R. Winston & Company, LLC CIK Number 0001691393 Filed Document 0001250853-16-000185 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:04:57 UTC Type of Offering D Industry Other Energy Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Orox Capital Credit Opportunities Fund, L.P. See All Filings	D/A	2016-12-05 16:02:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659144 Filed Document 0001659144-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-05 16:02:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Giant Oak, Inc. See All Filings	D	2016-12-05 15:56:52 UTC
Amount To Be Raised $1,078,000 Associated Brokers / Dealers N/A CIK Number 0001580854 Filed Document 0001580854-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-05 15:56:52 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NanoTube Solutions, LLC See All Filings	D	2016-12-05 15:52:30 UTC
Amount To Be Raised $185,000 Associated Brokers / Dealers N/A CIK Number 0001666752 Filed Document 0001666752-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-05 15:52:30 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GSV Ventures V LLC, Series B-1 See All Filings	D/A	2016-12-05 15:48:48 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001680231 Filed Document 0001680231-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-05 15:48:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIDUS DOUBLE ALPHA FUND LP See All Filings	D	2016-12-05 15:43:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460942 Filed Document 0001460942-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-05 15:43:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
NewGen Capital II, L.P. See All Filings	D	2016-12-05 15:42:44 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001690686 Filed Document 0001690686-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-05 15:42:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund