Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TCG BDC, INC. See All Filings	D/A	2017-03-22 09:00:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Morgan Stanley Smith Barney LLC and affiliated entities, Raymond James & Associates, Inc. and affiliated entities, and Hightower Advisors LLC CIK Number 0001544206 Filed Document 0001544206-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-22 09:00:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle GMS Finance, Inc. See All Filings	D/A	2016-12-05 17:10:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Morgan Stanley Smith Barney LLC and affiliated entities, Raymond James & Associates, Inc. and affiliated entities, and Hightower Advisors LLC CIK Number 0001544206 Filed Document 0001544206-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-05 17:10:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle GMS Finance, Inc. See All Filings	D/A	2016-05-27 10:09:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Morgan Stanley Smith Barney LLC and affiliated entities, Raymond James & Associates, Inc. and affiliated entities, and Hightower Advisors LLC CIK Number 0001544206 Filed Document 0001544206-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:09:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle GMS Finance, Inc. See All Filings	D/A	2015-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Morgan Stanley Smith Barney LLC and affiliated entities, Raymond James & Associates, Inc. and affiliated entities, and Hightower Advisors LLC CIK Number 0001544206 Filed Document 0001544206-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle GMS Finance, Inc. See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Morgan Stanley Smith Barney LLC and affiliated entities, and Raymond James & Associates, Inc. and affiliated entities CIK Number 0001544206 Filed Document 0001544206-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity