Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SELECT MARKET OPPORTUNITY FUND, L.P. See All Filings	D	2016-12-19 19:45:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690353 Filed Document 0001690286-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-19 19:45:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund V, LLC See All Filings	D/A	2016-12-19 19:41:43 UTC
Amount To Be Raised $8,157,473 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001640790 Filed Document 0001640790-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-12-19 19:41:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Briotech Inc. See All Filings	D/A	2016-12-19 19:27:54 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001682992 Filed Document 0001682992-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-19 19:27:54 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA XN Offshore Fund II Ltd. See All Filings	D	2016-12-19 19:24:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690283 Filed Document 0001690286-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-19 19:24:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Liquid Enhanced Alternative Premia Fund, L.P. See All Filings	D	2016-12-19 19:01:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690286 Filed Document 0001690286-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 19:01:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCVU Holdings, Inc. See All Filings	D	2016-12-19 18:20:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001687531 Filed Document 0001140361-16-090299 Exclusions or Exemptions 506b Accepted Date 2016-12-19 18:20:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PROCORE TECHNOLOGIES, INC. See All Filings	D	2016-12-19 18:02:30 UTC
Amount To Be Raised $49,999,995 Associated Brokers / Dealers N/A CIK Number 0001611052 Filed Document 0001140361-16-090294 Exclusions or Exemptions 506b Accepted Date 2016-12-19 18:02:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AMARILLO GOLD CORP. See All Filings	D	2016-12-19 17:55:26 UTC
Amount To Be Raised $45,578 Associated Brokers / Dealers N/A CIK Number 0001497606 Filed Document 0001085037-16-000378 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:55:26 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Indianapolis Medical Office DST See All Filings	D/A	2016-12-19 17:50:58 UTC
Amount To Be Raised $13,897,674 Associated Brokers / Dealers Robert S. Smith, Lois A. Leynse, Joseph G. Michaletz, Roger T. Tadsen, John E. Bishop, Eric S. Scaff, Chay Lapin, Jeffrey B. Baker, Eric A. Bicknese, Thomas J. Ealy, Silver Portal Capital LLC, Nathaniel M. Kuhn, Dwight K. Kay, Trawnegan Gall, John P. Harvey Jr., Jeffrey L. Davis, David B. Levinson, Verln B. Dewit, William S. Sheehan, Christina S. Nielson, and John T. Christy CIK Number 0001686014 Filed Document 0001686014-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:50:58 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
FundersClub 8P4 LLC See All Filings	D	2016-12-19 17:28:18 UTC
Amount To Be Raised $180,200 Associated Brokers / Dealers N/A CIK Number 0001691865 Filed Document 0001691865-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:28:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sarah Flint, Inc. See All Filings	D	2016-12-19 17:26:04 UTC
Amount To Be Raised $3,999,999 Associated Brokers / Dealers N/A CIK Number 0001692726 Filed Document 0001692344-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:26:04 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LANDMARK TX ERS CO-INVESTMENT FUND II, L.P. See All Filings	D	2016-12-19 17:25:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692627 Filed Document 0001692627-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:25:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Real Estate Partners Europe V L.P. See All Filings	D/A	2016-12-19 17:25:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, NH Investment & Securities Co., Ltd., Compass Private Equity XIV Fondo De Inversion, Bank Julius Baer & Co., Ltd., UBS Financial Services Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001663185 Filed Document 0001663185-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:25:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LANDMARK PARTNERS 1907 FUND III, L.P. See All Filings	D	2016-12-19 17:24:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692628 Filed Document 0001692628-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:24:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LANDMARK EQUITY PARTNERS XVI, L.P. See All Filings	D	2016-12-19 17:24:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KB INVESTMENT AND SECURITIES CO., LTD., MVISION PRIVATE EQUITY ADVISERS USA LLC, and LARRAIN VIAL, INVESTMENT INC. CIK Number 0001688090 Filed Document 0001688090-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:24:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LANDMARK EQUITY PARTNERS XVI OFFSHORE, L.P. See All Filings	D	2016-12-19 17:23:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KB INVESTMENT AND SECURITIES CO., LTD., MVISION PRIVATE EQUITY ADVISERS USA LLC, and LARRAIN VIAL, INVESTMENT INC. CIK Number 0001688092 Filed Document 0001688092-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:23:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LANDMARK EQUITY PARTNERS XVI EXECUTIVE FUND, L.P. See All Filings	D	2016-12-19 17:23:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KB INVESTMENT AND SECURITIES CO., LTD., MVISION PRIVATE EQUITY ADVISERS USA LLC, and LARRAIN VIAL, INVESTMENT INC. CIK Number 0001688093 Filed Document 0001688093-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:23:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MINESENSE TECHNOLOGIES LTD. See All Filings	D	2016-12-19 17:21:42 UTC
Amount To Be Raised $3,908,600 Associated Brokers / Dealers N/A CIK Number 0001571702 Filed Document 0001140361-16-090283 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:21:42 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 3FD LLC See All Filings	D	2016-12-19 17:18:54 UTC
Amount To Be Raised $88,500 Associated Brokers / Dealers N/A CIK Number 0001691705 Filed Document 0001691705-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:18:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US Cardiovascular Management, LLC See All Filings	D	2016-12-19 17:18:37 UTC
Amount To Be Raised $276,750 Associated Brokers / Dealers N/A CIK Number 0001692735 Filed Document 0001692735-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:18:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Benefit Street Partners Capital Opportunity Fund II L.P. See All Filings	D	2016-12-19 17:17:53 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001690692 Filed Document 0001690692-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:17:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpine Investors VI, LP See All Filings	D	2016-12-19 17:17:03 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Acalyx Advisors, Inc. CIK Number 0001692561 Filed Document 0001140361-16-090279 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:17:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Stream Deals Fund II, L.P. See All Filings	D	2016-12-19 17:16:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692695 Filed Document 0001692695-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:16:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Alternatives Solution 2016 Fund (Offshore) L.P. See All Filings	D	2016-12-19 17:15:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001692461 Filed Document 0001692461-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:15:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VanDyne SuperTurbo, Inc. See All Filings	D	2016-12-19 17:12:28 UTC
Amount To Be Raised $7,982,918 Associated Brokers / Dealers N/A CIK Number 0001473004 Filed Document 0000897069-16-001143 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:12:28 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Neuralstem, Inc. See All Filings	D	2016-12-19 17:11:12 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001357459 Filed Document 0001171843-16-013708 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:11:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Hopebridge, LLC See All Filings	D	2016-12-19 17:08:52 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001571734 Filed Document 0001571734-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:08:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Stocosil Inc. See All Filings	1-A/A	2016-12-19 17:07:37 UTC
Amount To Be Raised $11,000,100 Associated Brokers / Dealers N/A CIK Number 0001645554 Filed Document 0001415889-16-007597 Accepted Date 2016-12-19 17:07:37 UTC Type of Offering 1-A/A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Blackstone Tactical Opportunities Fund (LS Co-Invest II) L.P. See All Filings	D	2016-12-19 17:07:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691745 Filed Document 0001691745-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:07:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HONEYGUIDE PDP ACQUISITION FUND LLC See All Filings	D	2016-12-19 17:06:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001689867 Filed Document 0001689867-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:06:45 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CRC Energy Fund A LP See All Filings	D	2016-12-19 17:02:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692371 Filed Document 0001692390-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:02:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CRC Energy Fund LP See All Filings	D	2016-12-19 17:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692390 Filed Document 0001692390-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:01:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VISTA PUBLIC STRATEGIES OFFSHORE FUND, LTD. See All Filings	D	2016-12-19 16:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688419 Filed Document 0001688419-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:57:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Incapture Technologies LLC See All Filings	D/A	2016-12-19 16:53:50 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001567581 Filed Document 0000902664-16-009150 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:53:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SPRING MOBILE SOLUTIONS INC See All Filings	D	2016-12-19 16:52:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440096 Filed Document 0001440096-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:52:41 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BISON CAPITAL PARTNERS V-A, L.P. See All Filings	D/A	2016-12-19 16:50:40 UTC
Amount To Be Raised $376,500,000 Associated Brokers / Dealers EQUUS FINANCIAL CONSULTING LLC and COMPASS SECURITIES CORPORATION CIK Number 0001677785 Filed Document 0001677785-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:50:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
John Hancock Variable Account PPM2-K See All Filings	D/A	2016-12-19 16:49:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James A. Cheney CIK Number 0001458491 Filed Document 0001209191-16-155954 Exclusions or Exemptions 506c Accepted Date 2016-12-19 16:49:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inspyr Therapeutics, Inc. See All Filings	D	2016-12-19 16:48:40 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Rodman & Renshaw, LLC CIK Number 0001421204 Filed Document 0001144204-16-140279 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:48:40 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
John Hancock Life Insurance Co (U.S.A.) Separate Account P See All Filings	D/A	2016-12-19 16:47:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Ramsey, Donald Friedman, David Gagnon, Michael Corrigan, Daniel Wagner, William Granville, William Borchert, James Cheney, Todd Mezrah, William Solfisburg, Stephen Kaufman, Richard Melnick, Carlos Huerta, Jeffrey Davis, James Wagner, Gus Comiskey, Daryl Brockman, Raymond Layman, Kevin Conley, Glenn Blackwood, Jason Prather, Robert Leeper, Stephen Whipple, David Larson, Thomas Lynch, Bobby Whitfield Jr, Wayne Cravens, Jose Garza, Jeremy Knobel, Michael Layne, James R. Cole, Judson Gray Teekell, David Byers, Joseph Crea, David Emery, Wesley Caudell, Stephen Coale, Steven Goldberg, Bennett Meyer, John Ellis, Richard Boothby, Richard Brock, David Soczek, Robert J. Kozloski II, Mero Capo, Michael Nolan, Jay Petty, Robert M Rushing, Matthew Henebry, John Sproule, Mark Duder, John Pesh, Albert Schiff, Louis Moore, Andy Roller, Todd Andritsch, Steven Cochlan, Alan Meltzer, Matthew E Schiff, Michael Bremer, Lynn Butkus, Ronald Paulseen, Aeramy Paulseen, Karl Marzocchi, Everett Noack, William Chatfield, Brian Sheldon, Bryant Kirk, J. Dave Hunter, Gerald Middel, Cameron McElhany, Arnold Winick, Joseph Kelly, Charles Provow, Richard Deutsch, Donald Curristan, John Moreno, Lon P. Haines, Andrew Roquet, Ronald Krizek, Scott Krizek, Bruce Bauer, Michael Downey, Richard J Brock, George Diamantis, Mark Wilson, Louis C. Ciliberti, Richard Brock, James Cheney, Mark W. Boomgaarden, Douglas P. Dreyer, Scott Richardson, PAUL E. EVANS, DAVID A. SOCZEK, and Shirley Ann Huang McMillan CIK Number 0001452178 Filed Document 0001209191-16-155949 Exclusions or Exemptions 506c Accepted Date 2016-12-19 16:47:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BISON CAPITAL PARTNERS V, L.P. See All Filings	D/A	2016-12-19 16:47:33 UTC
Amount To Be Raised $376,500,000 Associated Brokers / Dealers EQUUS FINANCIAL CONSULTING LLC and COMPASS SECURITIES CORPORATION CIK Number 0001677784 Filed Document 0001677784-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:47:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
John Hancock Life Insurance Co (U.S.A.) Separate Account P See All Filings	D/A	2016-12-19 16:46:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Ramsey, Donald Friedman, David Gagnon, Michael Corrigan, Daniel Wagner, William Granville, William Borchert, James Cheney, Todd Mezrah, William Solfisburg, Stephen Kaufman, Richard Melnick, Carlos Huerta, Jeffrey Davis, James Wagner, Gus Comiskey, Daryl Brockman, Raymond Layman, Kevin Conley, Glenn Blackwood, Jason Prather, Robert Leeper, Stephen Whipple, David Larson, Thomas Lynch, Bobby Whitfield Jr, Wayne Cravens, Jose Garza, Jeremy Knobel, Michael Layne, James R. Cole, Judson Gray Teekell, David Byers, Joseph Crea, David Emery, Wesley Caudell, Stephen Coale, Steven Goldberg, Bennett Meyer, John Ellis, Richard Boothby, Richard Brock, David Soczek, Robert J. Kozloski II, Mero Capo, Michael Nolan, Jay Petty, Robert M Rushing, Matthew Henebry, John Sproule, Mark Duder, John Pesh, Albert Schiff, Louis Moore, Andy Roller, Todd Andritsch, Steven Cochlan, Alan Meltzer, Matthew E Schiff, Michael Bremer, Lynn Butkus, Ronald Paulseen, Aeramy Paulseen, Karl Marzocchi, Everett Noack, William Chatfield, Brian Sheldon, Bryant Kirk, J. Dave Hunter, Gerald Middel, Cameron McElhany, Arnold Winick, Joseph Kelly, Charles Provow, Richard Deutsch, Donald Curristan, John Moreno, Lon P. Haines, Andrew Roquet, Ronald Krizek, Scott Krizek, Bruce Bauer, Michael Downey, Richard J Brock, George Diamantis, Mark Wilson, Louis C. Ciliberti, Richard Brock, James Cheney, Mark W. Boomgaarden, Douglas P. Dreyer, Scott Richardson, PAUL E. EVANS, DAVID A. SOCZEK, and Shirley Ann Huang McMillan CIK Number 0001452178 Filed Document 0001209191-16-155944 Exclusions or Exemptions 506c Accepted Date 2016-12-19 16:46:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1209 Capital Partners, LP See All Filings	D/A	2016-12-19 16:45:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660869 Filed Document 0001013594-16-001356 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:45:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM2-3 See All Filings	D/A	2016-12-19 16:45:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dan Toney, David Byers, Gary Sitzmann, Guy Richard Thomas, James A. Cheney, James M. Pollock, John D. Becker, Patrick Trammell, and William Wood CIK Number 0001143982 Filed Document 0001209191-16-155939 Exclusions or Exemptions 506c Accepted Date 2016-12-19 16:45:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Life Insurance Co of New York Separate Account PPM1-B See All Filings	D/A	2016-12-19 16:44:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Liebeskind CIK Number 0001458490 Filed Document 0001209191-16-155937 Exclusions or Exemptions 506c Accepted Date 2016-12-19 16:44:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMERGING CTA PORTFOLIO LP See All Filings	D/A	2016-12-19 16:42:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO CIK Number 0001269190 Filed Document 0001269190-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:42:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM1-V See All Filings	D/A	2016-12-19 16:41:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew A Goldman, Brent Kinetz, Clune J Walsh III, Clune J Walsh Jr, David D Ehlert, David J Carroll, David J Taylor, David W Goldberg, Don E Garlikov, Donald Friedman, Donald Mehlig, Ezra Ripple, Gary Sitzmann, Guy Richard Thomas, H Richard Wehmeier, H Thomas Hollinger, Harry Levitt, J Davis Hunter, James A Cheney, James Davis, James E Cleary, James Kornreich, James Roberson, Jim Clary, John D Becker, John M Barry, John M Barry, John Meisenbach, Jordon R Katz, Lawton Nease, Luther Lockwood, Michael J Kiley, Milton H Cohn, Morey H Goldberg, Paul Silberberg, Peter S Miller, Richard F Swider, Stephen C Brown, Todd Mezrah, Tom Provow, Vernon Holleman III, Brad Morgan, Daniel J Wagner, David W Freely, Stephen Karp, Paul MacCaskill, Gerald I Applefield, Patrick Trammell, David Byers, William Wood, Michael Corrigan, and Richard Snipes CIK Number 0001132213 Filed Document 0001209191-16-155932 Exclusions or Exemptions 506c Accepted Date 2016-12-19 16:41:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORION FUTURES FUND LP See All Filings	D/A	2016-12-19 16:40:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001227265 Filed Document 0001227265-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:40:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OrangeHook, Inc. See All Filings	D/A	2016-12-19 16:39:45 UTC
Amount To Be Raised $9,003,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001626655 Filed Document 0001209191-16-155929 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:39:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
WESTPORT FUTURES FUND L.P. See All Filings	D/A	2016-12-19 16:39:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001037189 Filed Document 0001037189-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:39:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PICKEREL PARTNERS, LP See All Filings	D/A	2016-12-19 16:38:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472136 Filed Document 0001013594-16-001355 Exclusions or Exemptions 506b Accepted Date 2016-12-19 16:38:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity