Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PALISADE BIO, INC. See All Filings	D	2024-05-10 16:37:02 UTC
Amount To Be Raised $3,999,942 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001357459 Filed Document 0001493152-24-018667 Exclusions or Exemptions 506b Accepted Date 2024-05-10 16:37:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PALISADE BIO, INC. See All Filings	D	2024-02-13 14:51:09 UTC
Amount To Be Raised $2,502,717 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001357459 Filed Document 0001493152-24-006024 Exclusions or Exemptions 506b Accepted Date 2024-02-13 14:51:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PALISADE BIO, INC. See All Filings	D	2023-04-10 16:10:31 UTC
Amount To Be Raised $4,003,205 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001357459 Filed Document 0001493152-23-011700 Exclusions or Exemptions 506b Accepted Date 2023-04-10 16:10:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PALISADE BIO, INC. See All Filings	D	2023-01-18 18:35:03 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001357459 Filed Document 0001493152-23-001808 Exclusions or Exemptions 506b Accepted Date 2023-01-18 18:35:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PALISADE BIO, INC. See All Filings	D	2022-05-20 13:50:33 UTC
Amount To Be Raised $2,356,127 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001357459 Filed Document 0001357459-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-05-20 13:50:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Seneca Biopharma, Inc. See All Filings	D	2020-01-28 16:08:26 UTC
Amount To Be Raised $7,555,553 Associated Brokers / Dealers H.C. Wainwright & Co. LLC CIK Number 0001357459 Filed Document 0001171843-20-000522 Exclusions or Exemptions 506b Accepted Date 2020-01-28 16:08:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Neuralstem, Inc. See All Filings	D	2017-05-31 17:06:33 UTC
Amount To Be Raised $42,000 Associated Brokers / Dealers N/A CIK Number 0001357459 Filed Document 0001171843-17-003405 Exclusions or Exemptions 506b Accepted Date 2017-05-31 17:06:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Neuralstem, Inc. See All Filings	D	2016-12-19 17:11:12 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001357459 Filed Document 0001171843-16-013708 Exclusions or Exemptions 506b Accepted Date 2016-12-19 17:11:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Neuralstem, Inc. See All Filings	D	2016-05-23 16:03:10 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001357459 Filed Document 0001144204-16-104181 Exclusions or Exemptions 506b Accepted Date 2016-05-23 16:03:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Neuralstem, Inc. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Tripoint Global Equities, LLC CIK Number 0001357459 Filed Document 0001144204-14-072357 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Neuralstem, Inc. See All Filings	D	2014-10-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001357459 Filed Document 0001144204-14-064294 Exclusions or Exemptions 506b Accepted Date 2014-10-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt