John Hancock Life Insurance Co (U.S.A.) Separate Account PPM1-T
See All Filings
|
D/A |
2016-12-19 16:37:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brent Kinetz, Campbell Gerrish, Michael L. Silverberg, Milton H. Cohn, Michael Padon, Vernon Holleman III, Richard J. Chaffee, Kevin Bachler, Clune J. Walsh, Jr., Guy Richard Thomas, Michael Liebeskind, Eric Naison-Phillips, Gary Sitzmann, Edward C. Houghton, IV, David Wexler, Michael Liebeskinde, Ronald Greenberg, and John E. Lagana
- CIK Number
- 0001458488
- Filed Document
- 0001209191-16-155927
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-19 16:37:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 16:37:22 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692439
- Filed Document
- 0001692439-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:37:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Option To Acquire
|
|
|
D/A |
2016-12-19 16:37:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC ("MSSB"), Citigroup Global Markets Inc. ("CGM"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001209709
- Filed Document
- 0001209709-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:37:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:36:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brent Kinetz, David J. Carroll, Ernest T. Baptista, Jr., James A. Cheney, Jerome W. Tisser, and Morey H. Goldberg
- CIK Number
- 0001458492
- Filed Document
- 0001209191-16-155925
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-19 16:36:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 16:36:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511153
- Filed Document
- 0001511153-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:36:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:34:49 UTC |
- Amount To Be Raised
- $2,265,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692714
- Filed Document
- 0001692714-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:34:49 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:31:13 UTC |
- Amount To Be Raised
- $1,175,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001342986
- Filed Document
- 0001342986-16-000042
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:31:13 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-19 16:28:55 UTC |
- Amount To Be Raised
- $3,000,000,000
- Associated Brokers / Dealers
- UBS Securities LLC
- CIK Number
- 0001692650
- Filed Document
- 0001692650-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:28:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:26:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001692460
- Filed Document
- 0001692460-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:26:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 16:24:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690866
- Filed Document
- 0001690866-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:24:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 16:20:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692478
- Filed Document
- 0001140361-16-090249
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:20:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 16:17:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001043565
- Filed Document
- 0001043565-16-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:17:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:16:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692459
- Filed Document
- 0001140361-16-090245
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:16:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 16:11:35 UTC |
- Amount To Be Raised
- $9,202,997
- Associated Brokers / Dealers
- Northland Securities, Inc.
- CIK Number
- 0001626655
- Filed Document
- 0001209191-16-155888
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:11:35 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:09:34 UTC |
- Amount To Be Raised
- $1,575,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611467
- Filed Document
- 0001611467-16-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:09:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-12-19 16:07:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Partners, LLC
- CIK Number
- 0001692184
- Filed Document
- 0001692184-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:07:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A POS |
2016-12-19 16:03:59 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640170
- Filed Document
- 0001579586-16-000026
- Accepted Date
- 2016-12-19 16:03:59 UTC
- Type of Offering
- 1-A POS
- Industry
- SERVICES-MISCELLANEOUS BUSINESS SERVICES
- Offering Tier
- Tier1
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $0
- State of Jurisdiction
- ARIZONA
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2016-12-19 15:58:56 UTC |
- Amount To Be Raised
- $7,329,221
- Associated Brokers / Dealers
- Northland Securities, Inc.
- CIK Number
- 0001626655
- Filed Document
- 0001209191-16-155867
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:58:56 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-19 15:55:51 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626655
- Filed Document
- 0001209191-16-155861
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:55:51 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A POS |
2016-12-19 15:53:06 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- 0
- CIK Number
- 0001579586
- Filed Document
- 0001579586-16-000025
- Accepted Date
- 2016-12-19 15:53:06 UTC
- Type of Offering
- 1-A POS
- Industry
- SERVICES-MISCELLANEOUS BUSINESS SERVICES
- Offering Tier
- Tier1
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $0
- State of Jurisdiction
- NEW YORK
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2016-12-19 15:50:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692559
- Filed Document
- 0001692559-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:50:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 15:48:31 UTC |
- Amount To Be Raised
- $11,084,116
- Associated Brokers / Dealers
- Joseph Ondris, Zachary Carey, Michael Ihrie, Bennett K Ely, Russ Huffington, Bobby Kyle Cowand, Curtis J Jones, Stephen J Sumner, Azam Jaber, Maria Escobar, Aaron Knoll, Kenny Harter, Ted Burkhart, Torry Scott, Kathy Scanlon, Taher Gilani, Javier Larrea, Azam Jaber, and George Hjorth
- CIK Number
- 0001688540
- Filed Document
- 0001688540-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:48:31 UTC
- Type of Offering
- D/A
- Industry
- Lodging and Conventions
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:45:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691836
- Filed Document
- 0001691836-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:45:59 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 15:42:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Richard S. Zinman, ANTHONY A. DERTOUZOS, and JOHN D. MORENO
- CIK Number
- 0001333262
- Filed Document
- 0001333262-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:42:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 15:39:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001369628
- Filed Document
- 0001369628-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:39:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:39:20 UTC |
- Amount To Be Raised
- $587,214
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614824
- Filed Document
- 0001183740-16-000486
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:39:20 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:37:33 UTC |
- Amount To Be Raised
- $6,720,000
- Associated Brokers / Dealers
- Palladium Capital Advisors, LLC
- CIK Number
- 0001040792
- Filed Document
- 0001437749-16-043514
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:37:33 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-19 15:34:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001325676
- Filed Document
- 0001325676-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:34:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 15:32:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Richard S. Zinman, ANTHONY A. DERTOUZOS, and JOHN D. MORENO
- CIK Number
- 0001227268
- Filed Document
- 0001227268-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:32:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 15:28:19 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Harbor Light Securities, LLC
- CIK Number
- 0001672592
- Filed Document
- 0001691355-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:28:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 15:26:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001386164
- Filed Document
- 0001386164-16-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:26:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:24:12 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623869
- Filed Document
- 0001140361-16-090220
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:24:12 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 15:21:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565952
- Filed Document
- 0001565952-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:21:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:16:28 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692618
- Filed Document
- 0001692618-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-19 15:16:28 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:14:54 UTC |
- Amount To Be Raised
- $4,923,205
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629681
- Filed Document
- 0001629681-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:14:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:01:34 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- Not Applicable
- CIK Number
- 0001641888
- Filed Document
- 0001641888-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:01:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2016-12-19 14:56:16 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001409089
- Filed Document
- 0001409089-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:56:16 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 14:52:59 UTC |
- Amount To Be Raised
- $125,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001691355
- Filed Document
- 0001691355-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:52:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 14:51:36 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692531
- Filed Document
- 0001692531-16-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2016-12-19 14:51:36 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 14:48:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564876
- Filed Document
- 0000902664-16-009149
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:48:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 14:42:56 UTC |
- Amount To Be Raised
- $1,391,250
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692636
- Filed Document
- 0001144204-16-140205
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:42:56 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 14:41:48 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Cambridge Investment Research, Inc.
- CIK Number
- 0001687017
- Filed Document
- 0001687017-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:41:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 14:39:33 UTC |
- Amount To Be Raised
- $17,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692613
- Filed Document
- 0001620637-16-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-19 14:39:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-19 14:39:04 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001409089
- Filed Document
- 0001409089-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:39:04 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 14:38:13 UTC |
- Amount To Be Raised
- $725,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675722
- Filed Document
- 0001675722-16-000001
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2016-12-19 14:38:13 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 14:36:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001444130
- Filed Document
- 0000935836-16-001232
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:36:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 14:32:07 UTC |
- Amount To Be Raised
- $247,760,000
- Associated Brokers / Dealers
- Evercore Group L.L.C.
- CIK Number
- 0001691685
- Filed Document
- 0001691685-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:32:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 14:31:07 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- Harbor Light Securities, LLC
- CIK Number
- 0001680231
- Filed Document
- 0001680231-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:31:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 14:27:34 UTC |
- Amount To Be Raised
- $901,401
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692696
- Filed Document
- 0001683168-16-000982
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:27:34 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 14:24:44 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001620637
- Filed Document
- 0001620637-16-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-19 14:24:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|