Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Buttonwood Horizon QP Fund LLC See All Filings	D/A	2016-12-21 14:57:36 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001659343 Filed Document 0001659343-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:57:36 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LENNOX INCOME & OPPORTUNITY FUND I LLC See All Filings	D	2016-12-21 14:57:27 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers INTERNATIONAL ASSETS ADVISORY LLC CIK Number 0001690419 Filed Document 0001078782-16-003998 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:57:27 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Buttonwood Horizon Fund LLC See All Filings	D/A	2016-12-21 14:56:09 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001659284 Filed Document 0001659284-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:56:09 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stadium Enterprises LLC See All Filings	D/A	2016-12-21 14:55:21 UTC
Amount To Be Raised $4,607,987 Associated Brokers / Dealers N/A CIK Number 0001687763 Filed Document 0001687763-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:55:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Value Equity Fund (Delaware), L.P. See All Filings	D/A	2016-12-21 14:53:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600265 Filed Document 0001600265-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:53:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NFP Holdings, LLC See All Filings	D/A	2016-12-21 14:49:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580989 Filed Document 0001580989-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:49:44 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IC POTASH CORP See All Filings	D	2016-12-21 14:49:02 UTC
Amount To Be Raised $72,391 Associated Brokers / Dealers N/A CIK Number 0001436547 Filed Document 0001436547-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:49:02 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GGG Income Fund, LLC See All Filings	D	2016-12-21 14:43:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001690648 Filed Document 0001214659-16-015393 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:43:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets $No Aggregate Net Asset Value Type of Security Debt
PROACTIVE REAL ESTATE FUND LLC See All Filings	D	2016-12-21 14:43:02 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001692902 Filed Document 0001692902-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 14:43:02 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
SCGIF II - Firecreek Owner, LLC See All Filings	D	2016-12-21 14:41:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers SHOPOFF SECURITIES, INC. CIK Number 0001692807 Filed Document 0001692807-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:41:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
F-101, Inc. See All Filings	D	2016-12-21 14:37:14 UTC
Amount To Be Raised $1,999,993 Associated Brokers / Dealers N/A CIK Number 0001659600 Filed Document 0001659600-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:37:14 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ApolloMD Physician Partners, Inc. See All Filings	D	2016-12-21 14:35:05 UTC
Amount To Be Raised $718,607 Associated Brokers / Dealers N/A CIK Number 0001657953 Filed Document 0001657953-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:35:05 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Waters Club Holdings Inc. See All Filings	D	2016-12-21 14:33:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001691747 Filed Document 0001691747-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:33:28 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
500 Durians II, L.P. See All Filings	D	2016-12-21 14:33:15 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001688193 Filed Document 0001688193-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 14:33:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Siguler Guff Distressed Opportunities Fund V (F), LP See All Filings	D/A	2016-12-21 14:25:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001654655 Filed Document 0001654683-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:25:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardo Capital Partners, LP See All Filings	D/A	2016-12-21 14:24:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VantagePoint Alternative Investments, LLC CIK Number 0001620318 Filed Document 0001620318-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:24:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CodeHS, Inc. See All Filings	D	2016-12-21 14:21:25 UTC
Amount To Be Raised $1,898,908 Associated Brokers / Dealers N/A CIK Number 0001690967 Filed Document 0001690967-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:21:25 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Stop, Breathe & Think, PBC See All Filings	D	2016-12-21 14:14:10 UTC
Amount To Be Raised $1,490,000 Associated Brokers / Dealers N/A CIK Number 0001692763 Filed Document 0001692763-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 14:14:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Greenbriar Mill, LLC See All Filings	D	2016-12-21 14:04:22 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001692774 Filed Document 0001692777-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-21 14:04:22 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
C3J THERAPEUTICS, INC. See All Filings	D	2016-12-21 13:56:03 UTC
Amount To Be Raised $24,999,998 Associated Brokers / Dealers N/A CIK Number 0001692629 Filed Document 0001692629-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:56:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
1401 Calloway, LLC See All Filings	D	2016-12-21 13:54:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001692777 Filed Document 0001692777-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:54:09 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Revolution Medicines, Inc. See All Filings	D	2016-12-21 13:50:42 UTC
Amount To Be Raised $70,024,999 Associated Brokers / Dealers N/A CIK Number 0001628171 Filed Document 0001140361-16-090452 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:50:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trident VII DE Parallel Fund, L.P. See All Filings	D	2016-12-21 13:50:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692882 Filed Document 0001645131-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:50:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Beryl Capital Partners LP See All Filings	D	2016-12-21 13:48:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692771 Filed Document 0000935836-16-001236 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:48:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DTour, Inc. See All Filings	D/A	2016-12-21 13:47:53 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001685561 Filed Document 0001685561-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:47:53 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Elgin J-Dek LP See All Filings	D/A	2016-12-21 13:47:26 UTC
Amount To Be Raised $7,707,965 Associated Brokers / Dealers N/A CIK Number 0001685319 Filed Document 0001685319-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:47:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
FIREFIN FUND, LLC See All Filings	D	2016-12-21 13:44:24 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001692847 Filed Document 0001692847-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 13:44:24 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
EIV Capital Fund III, LP See All Filings	D	2016-12-21 13:40:52 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers Champlain Advisors, LLC CIK Number 0001687412 Filed Document 0001140361-16-090448 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:40:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Awarepoint Corp See All Filings	D	2016-12-21 13:40:03 UTC
Amount To Be Raised $1,570,020 Associated Brokers / Dealers N/A CIK Number 0001358551 Filed Document 0001117480-16-000057 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:40:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WESTSTAR BANK HOLDING COMPANY, INC. See All Filings	D	2016-12-21 13:35:44 UTC
Amount To Be Raised $36,321,250 Associated Brokers / Dealers N/A CIK Number 0001191703 Filed Document 0001191703-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:35:44 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Message.io, Inc. See All Filings	D	2016-12-21 13:23:38 UTC
Amount To Be Raised $5,315,162 Associated Brokers / Dealers N/A CIK Number 0001692829 Filed Document 0001692829-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:23:38 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Distressed Opportunities Fund V (P), LP See All Filings	D/A	2016-12-21 13:21:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001654657 Filed Document 0001654683-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:21:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bay Labs, Inc. See All Filings	D	2016-12-21 13:17:12 UTC
Amount To Be Raised $5,702,725 Associated Brokers / Dealers N/A CIK Number 0001632773 Filed Document 0001632773-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:17:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
2XL Swagger Brands, LLC See All Filings	D	2016-12-21 13:11:41 UTC
Amount To Be Raised $249,600 Associated Brokers / Dealers N/A CIK Number 0001692846 Filed Document 0001692846-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:11:41 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Springbot, Inc. See All Filings	D	2016-12-21 13:03:59 UTC
Amount To Be Raised $10,056,547 Associated Brokers / Dealers N/A CIK Number 0001582406 Filed Document 0001582406-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:03:59 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Midway Mooresville, LLC See All Filings	D	2016-12-21 13:03:59 UTC
Amount To Be Raised $4,330,000 Associated Brokers / Dealers N/A CIK Number 0001692828 Filed Document 0001692828-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 13:03:59 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MBP Honey Hill, LLC See All Filings	D	2016-12-21 13:01:03 UTC
Amount To Be Raised $2,475,000 Associated Brokers / Dealers N/A CIK Number 0001692842 Filed Document 0001692842-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 13:01:03 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pepin Capital Management Tax-Advantaged Income Fund, LP See All Filings	D	2016-12-21 12:59:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692859 Filed Document 0001692859-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 12:59:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTIER CAPITAL APPRECIATION FUND, L.P. See All Filings	D/A	2016-12-21 12:57:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378092 Filed Document 0001378092-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-21 12:57:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIP III REIT Iron Holdings LLC See All Filings	D	2016-12-21 12:57:23 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001692384 Filed Document 0001140361-16-090444 Exclusions or Exemptions 506b Accepted Date 2016-12-21 12:57:23 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FRONTIER RESEARCH FUND, L.P. See All Filings	D/A	2016-12-21 12:54:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001287796 Filed Document 0001287796-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-12-21 12:54:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTIER MID CAP GROWTH FUND LIMITED PARTNERSHIP See All Filings	D/A	2016-12-21 12:52:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001119766 Filed Document 0001119766-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-21 12:52:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontier Mid Cap Value Fund, L.P. See All Filings	D/A	2016-12-21 12:51:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596555 Filed Document 0001596555-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-21 12:51:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTIER SMALL CAP VALUE, L.P. See All Filings	D/A	2016-12-21 12:49:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001287840 Filed Document 0001232646-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-21 12:49:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTIER SMALL CAP GROWTH FUND, L.P. See All Filings	D/A	2016-12-21 12:48:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001232646 Filed Document 0001232646-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-21 12:48:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAJESCO ENTERTAINMENT CO See All Filings	D	2016-12-21 12:46:31 UTC
Amount To Be Raised $2,278,001 Associated Brokers / Dealers N/A CIK Number 0001076682 Filed Document 0001493152-16-016089 Exclusions or Exemptions 506b Accepted Date 2016-12-21 12:46:31 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
1609 Fund Ltd. See All Filings	D/A	2016-12-21 12:39:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661659 Filed Document 0001661659-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-21 12:39:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liberate Medical, Inc. See All Filings	D/A	2016-12-21 12:39:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001681998 Filed Document 0001629970-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-21 12:39:32 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
DKJB, LLC See All Filings	D	2016-12-21 12:37:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001692352 Filed Document 0001692352-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-21 12:37:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
Canna Real Estate Fund,LP See All Filings	D	2016-12-21 12:32:02 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Folio Investments, Inc CIK Number 0001692635 Filed Document 0001445866-16-003011 Exclusions or Exemptions 506c Accepted Date 2016-12-21 12:32:02 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity