|
|
D |
2016-12-21 18:01:22 UTC |
- Amount To Be Raised
- $108,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691631
- Filed Document
- 0001691631-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 18:01:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-21 17:59:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683888
- Filed Document
- 0001683883-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:59:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-21 17:58:34 UTC |
- Amount To Be Raised
- $5,112,392
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692933
- Filed Document
- 0001692933-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:58:34 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 17:57:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001684274
- Filed Document
- 0001684274-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:57:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-21 17:51:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534517
- Filed Document
- 0000950172-16-000251
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:51:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 17:51:13 UTC |
- Amount To Be Raised
- $13,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692473
- Filed Document
- 0001692473-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:51:13 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 17:50:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534516
- Filed Document
- 0000950172-16-000250
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:50:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-21 17:50:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534514
- Filed Document
- 0000950172-16-000249
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:50:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-21 17:41:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683883
- Filed Document
- 0001683883-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:41:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-21 17:38:47 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001692467
- Filed Document
- 0001692467-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:38:47 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 17:31:02 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001354866
- Filed Document
- 0000914260-16-000149
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:31:02 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2016-12-21 17:28:38 UTC |
- Amount To Be Raised
- $2,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001415696
- Filed Document
- 0001209191-16-156361
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:28:38 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-21 17:28:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- GROWTH CAPITAL SERVICES, INC.
- CIK Number
- 0001688729
- Filed Document
- 0001688729-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:28:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SWEDEN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-21 17:26:25 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692312
- Filed Document
- 0001692312-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:26:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 17:25:31 UTC |
- Amount To Be Raised
- $3,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692198
- Filed Document
- 0001692198-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:25:31 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 17:18:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TPG CAPITAL BD, LLC
- CIK Number
- 0001615928
- Filed Document
- 0001615928-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:18:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-21 17:17:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TPG CAPITAL BD, LLC
- CIK Number
- 0001615924
- Filed Document
- 0001615924-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:17:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-21 17:16:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587196
- Filed Document
- 0001587196-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:16:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-21 17:14:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587198
- Filed Document
- 0001587198-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:14:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A/A |
2016-12-21 17:14:23 UTC |
- Amount To Be Raised
- $3
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001077319
- Filed Document
- 0001437749-16-043659
- Accepted Date
- 2016-12-21 17:14:23 UTC
- Type of Offering
- 1-A/A
- Industry
- SERVICES-ALLIED TO MOTION PICTURE PRODUCTION
- Offering Tier
- Tier1
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $0
- State of Jurisdiction
- COLORADO
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2016-12-21 17:13:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587197
- Filed Document
- 0001587197-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:13:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-21 17:06:05 UTC |
- Amount To Be Raised
- $32,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692782
- Filed Document
- 0001692782-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:06:05 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 17:05:48 UTC |
- Amount To Be Raised
- $35,099,985
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001415776
- Filed Document
- 0001415776-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:05:48 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 17:05:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624306
- Filed Document
- 0001624306-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:05:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-21 17:03:41 UTC |
- Amount To Be Raised
- $28,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635687
- Filed Document
- 0001635687-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:03:41 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- QUEBEC, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 17:01:45 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692803
- Filed Document
- 0001692803-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 17:01:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-21 16:59:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692669
- Filed Document
- 0001692669-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 16:59:05 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-21 16:54:44 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Pariter Securities
- CIK Number
- 0001692509
- Filed Document
- 0001553350-16-002837
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 16:54:44 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- PUERTO RICO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
1-A/A |
2016-12-21 16:43:01 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600983
- Filed Document
- 0001144204-16-140697
- Accepted Date
- 2016-12-21 16:43:01 UTC
- Type of Offering
- 1-A/A
- Industry
- COMMUNICATIONS EQUIPMENT, NEC
- Offering Tier
- Tier2
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $122,509
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2016-12-21 16:39:35 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692927
- Filed Document
- 0001692927-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 16:39:35 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-21 16:36:12 UTC |
- Amount To Be Raised
- $499,999,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001031296
- Filed Document
- 0001315863-16-001980
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-21 16:36:12 UTC
- Type of Offering
- D
- Industry
- Electric Utilities
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-21 16:31:09 UTC |
- Amount To Be Raised
- $4,222,980
- Associated Brokers / Dealers
- Wellman and Associates
- CIK Number
- 0001692043
- Filed Document
- 0001692043-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 16:31:09 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 16:26:37 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001431959
- Filed Document
- 0001199835-16-000870
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 16:26:37 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 16:12:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C.
- CIK Number
- 0001692713
- Filed Document
- 0001692713-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 16:12:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 16:12:29 UTC |
- Amount To Be Raised
- $5,700,000
- Associated Brokers / Dealers
- KKR Capital Markets, LLC
- CIK Number
- 0001692160
- Filed Document
- 0001692160-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 16:12:29 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 16:08:55 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001354866
- Filed Document
- 0000914260-16-000148
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 16:08:55 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2016-12-21 16:01:56 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- FBR Capital Markets & Co.
- CIK Number
- 0001572445
- Filed Document
- 0001572445-16-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-21 16:01:56 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 15:41:34 UTC |
- Amount To Be Raised
- $652,912
- Associated Brokers / Dealers
- Carter, Terry & Co., Inc.
- CIK Number
- 0001551206
- Filed Document
- 0001551206-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 15:41:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 15:40:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692870
- Filed Document
- 0001692870-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 15:40:43 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 15:35:58 UTC |
- Amount To Be Raised
- $1,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688674
- Filed Document
- 0001688674-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 15:35:58 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2016-12-21 15:30:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001691414
- Filed Document
- 0001691419-16-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-21 15:30:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-21 15:29:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001691419
- Filed Document
- 0001691419-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-21 15:29:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A |
2016-12-21 15:27:21 UTC |
- Amount To Be Raised
- $4
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563568
- Filed Document
- 0001193125-16-800412
- Accepted Date
- 2016-12-21 15:27:21 UTC
- Type of Offering
- 1-A
- Industry
- MOTOR VEHICLE PARTS & ACCESSORIES
- Offering Tier
- Tier2
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $68,000
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2016-12-21 15:16:35 UTC |
- Amount To Be Raised
- $7,000,002
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580449
- Filed Document
- 0001580449-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 15:16:35 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2016-12-21 15:15:02 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691796
- Filed Document
- 0001691796-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 15:15:02 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
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D |
2016-12-21 15:15:01 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689465
- Filed Document
- 0001689465-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 15:15:01 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D |
2016-12-21 15:14:39 UTC |
- Amount To Be Raised
- $18,802,800
- Associated Brokers / Dealers
- Peters & Co. Limited, TD Securities Inc., GMP Securities L.P., Macquarie Capital Markets Canada Ltd., Cormark Securities Inc., Desjardins Securities Inc., National Bank Financial Inc., Scotia Capital Inc., Dundee Securities Ltd., BMO Nesbitt Burns Inc., CIBC World Markets Inc., Clarus Securities Inc., AltaCorp Capital Inc., and Paradigm Capital Inc.
- CIK Number
- 0001597457
- Filed Document
- 0001597457-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 15:14:39 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D/A |
2016-12-21 15:08:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600271
- Filed Document
- 0001600271-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 15:08:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D |
2016-12-21 15:04:22 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692625
- Filed Document
- 0001692625-16-000010
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-21 15:04:22 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
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|
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D |
2016-12-21 14:59:34 UTC |
- Amount To Be Raised
- $17,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692443
- Filed Document
- 0001461373-16-000126
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 14:59:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|