|
|
D |
2016-12-21 12:31:44 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- AEI Securities, Inc.
- CIK Number
- 0001690430
- Filed Document
- 0001690430-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 12:31:44 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D/A |
2016-12-21 12:27:17 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637534
- Filed Document
- 0001637534-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 12:27:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-21 12:25:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and The Bank of New York Mellon Corporaton
- CIK Number
- 0001654656
- Filed Document
- 0001654683-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 12:25:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-21 12:15:57 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692387
- Filed Document
- 0001692387-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 12:15:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 12:11:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001272055
- Filed Document
- 0001315863-16-001979
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 12:11:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 12:11:23 UTC |
- Amount To Be Raised
- $686,000
- Associated Brokers / Dealers
- SCA Development, LLC
- CIK Number
- 0001692826
- Filed Document
- 0001692826-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 12:11:23 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 12:10:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001272054
- Filed Document
- 0001315863-16-001978
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 12:10:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 12:06:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001286461
- Filed Document
- 0001286461-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 12:06:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 11:59:45 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630212
- Filed Document
- 0001615774-16-009000
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:59:45 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 11:58:17 UTC |
- Amount To Be Raised
- $13,409,636
- Associated Brokers / Dealers
- Capital Financial Services, Inc., Centaurus Financial, Inc., Center Street Securities, Inc., Concorde Investment Services, LLC, G.A. Repple & Company, Kalos Capital, Inc., The Strategic Financial Alliance, Inc., Transam Securities, Inc., and United Planners Finacial Services
- CIK Number
- 0001690554
- Filed Document
- 0001690554-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:58:17 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 11:57:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661561
- Filed Document
- 0001691582-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:57:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 11:50:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692808
- Filed Document
- 0001692808-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-21 11:50:20 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-21 11:49:18 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001508066
- Filed Document
- 0001508066-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:49:18 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 11:48:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and The Bank of New York Mellon Corporaton
- CIK Number
- 0001654654
- Filed Document
- 0001654683-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:48:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-21 11:47:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BFP Securities, LLC
- CIK Number
- 0001519435
- Filed Document
- 0001167611-16-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-21 11:47:39 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-12-21 11:45:40 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001692299
- Filed Document
- 0001692299-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:45:40 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 11:44:14 UTC |
- Amount To Be Raised
- $210,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692814
- Filed Document
- 0001014100-16-000055
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:44:14 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 11:43:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001537243
- Filed Document
- 0001012975-16-001634
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:43:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 11:41:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661566
- Filed Document
- 0001691582-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:41:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 11:41:32 UTC |
- Amount To Be Raised
- $4,173,728
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692455
- Filed Document
- 0001692455-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:41:32 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 11:35:14 UTC |
- Amount To Be Raised
- $3,899,642
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542731
- Filed Document
- 0000949353-16-000136
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:35:14 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 11:34:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503252
- Filed Document
- 0001012975-16-001633
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:34:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 11:32:54 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Mari Y. Naito
- CIK Number
- 0001681337
- Filed Document
- 0001681337-16-000037
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:32:54 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-21 11:32:30 UTC |
- Amount To Be Raised
- $10,567,984
- Associated Brokers / Dealers
- Sprott Global Resource Investments Ltd.
- CIK Number
- 0001690659
- Filed Document
- 0001507943-16-000322
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:32:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-21 11:31:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503256
- Filed Document
- 0001012975-16-001632
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:31:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 11:30:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661525
- Filed Document
- 0001691582-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:30:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 11:29:22 UTC |
- Amount To Be Raised
- $21,384,982
- Associated Brokers / Dealers
- Lois A. Leynse, David B. Levinson, Eric S. Scaff, Robert S. Smith, David A. Schlein, Nathaniel M. Kuhn, Scott P. Inabnet, Edwin T. Suzuki, and Mark L. Lopez
- CIK Number
- 0001691225
- Filed Document
- 0001691225-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:29:22 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-12-21 11:28:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Insurance Services Investment Advisors
- CIK Number
- 0001167611
- Filed Document
- 0001167611-16-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-21 11:28:01 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-12-21 11:24:28 UTC |
- Amount To Be Raised
- $130,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691496
- Filed Document
- 0001691496-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:24:28 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 11:20:37 UTC |
- Amount To Be Raised
- $5,067,402
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692510
- Filed Document
- 0001692510-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:20:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 11:20:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Allianz Global Investors Distributors
- CIK Number
- 0001374292
- Filed Document
- 0001374292-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:20:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-21 11:18:40 UTC |
- Amount To Be Raised
- $21,090,638
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692557
- Filed Document
- 0001692557-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:18:40 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 11:18:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661553
- Filed Document
- 0001691582-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:18:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 11:17:11 UTC |
- Amount To Be Raised
- $4,934,800
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001496479
- Filed Document
- 0001496713-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:17:11 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 11:14:48 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Theresa Hall
- CIK Number
- 0001681337
- Filed Document
- 0001681337-16-000036
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:14:48 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-21 11:12:12 UTC |
- Amount To Be Raised
- $4,084,450
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688908
- Filed Document
- 0001688908-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:12:12 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 11:05:58 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Thomas Povinelli
- CIK Number
- 0001681337
- Filed Document
- 0001681337-16-000035
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:05:58 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-21 11:05:07 UTC |
- Amount To Be Raised
- $201,450
- Associated Brokers / Dealers
- None
- CIK Number
- 0001683963
- Filed Document
- 0001683963-16-000054
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-21 11:05:07 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2016-12-21 11:00:16 UTC |
- Amount To Be Raised
- $6,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001496713
- Filed Document
- 0001496713-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 11:00:16 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 10:58:47 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001692801
- Filed Document
- 0001692801-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 10:58:47 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 10:58:43 UTC |
- Amount To Be Raised
- $425,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692535
- Filed Document
- 0001692535-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 10:58:43 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 10:55:38 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001681337
- Filed Document
- 0001681337-16-000034
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 10:55:38 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 10:49:50 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Alan Lichtenstein
- CIK Number
- 0001681337
- Filed Document
- 0001681337-16-000033
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 10:49:50 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-21 10:45:42 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691267
- Filed Document
- 0001691267-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 10:45:42 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-21 10:35:43 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001692799
- Filed Document
- 0001692799-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 10:35:43 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 10:34:58 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545068
- Filed Document
- 0001545068-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 10:34:58 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-21 10:34:53 UTC |
- Amount To Be Raised
- $24,625,969
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692817
- Filed Document
- 0001692817-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 10:34:53 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 10:31:54 UTC |
- Amount To Be Raised
- $2,000,000,000
- Associated Brokers / Dealers
- PTP Securities, LLC, DC Placement Advisors GmbH, and SAMSUNG SECURITIES CO., LTD
- CIK Number
- 0001661764
- Filed Document
- 0001661764-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 10:31:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-21 10:30:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and The Bank of New York Mellon Corporaton
- CIK Number
- 0001654683
- Filed Document
- 0001654683-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-21 10:30:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-21 10:27:03 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- WealthForge Securities, LLC
- CIK Number
- 0001692419
- Filed Document
- 0001692419-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-21 10:27:03 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|