Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Offshore Mezzanine Partners III Co-Invest Feeder, L.P. See All Filings	D	2017-02-14 11:02:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698031 Filed Document 0001698031-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 11:02:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PGIM Absolute Total Return Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2017-02-14 11:00:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services CIK Number 0001682552 Filed Document 0001682552-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 11:00:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SORIN ACTIVE TRADING FUND LP See All Filings	D	2017-02-14 10:53:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693590 Filed Document 0000919574-17-001839 Exclusions or Exemptions 506b Accepted Date 2017-02-14 10:53:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Opportunity Drawdown Offshore Fund, L.P. See All Filings	D	2017-02-14 10:50:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696086 Filed Document 0000950103-17-001370 Exclusions or Exemptions 506b Accepted Date 2017-02-14 10:50:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Havix Group, Inc See All Filings	D	2017-02-14 10:48:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001650186 Filed Document 0001650186-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-14 10:48:33 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Sutton Square Partners (Offshore) Fund, Ltd. See All Filings	D/A	2017-02-14 10:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684669 Filed Document 0001684669-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 10:45:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CROWN GLOBAL OPPORTUNITIES VI PLC See All Filings	D/A	2017-02-14 10:36:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694462 Filed Document 0001694462-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-14 10:36:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman Emerging Markets Equity Fund L.P. See All Filings	D/A	2017-02-14 10:34:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001581311 Filed Document 0001140361-17-006557 Exclusions or Exemptions 506b Accepted Date 2017-02-14 10:34:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sutton Square Partners Fund, L.P. See All Filings	D/A	2017-02-14 10:31:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684667 Filed Document 0001684667-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 10:31:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cell Care Therapeutics, Inc. See All Filings	D	2017-02-14 10:25:46 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001659658 Filed Document 0001659658-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 10:25:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LIFT CANNABIS CO. LTD. See All Filings	D	2017-02-14 10:20:39 UTC
Amount To Be Raised $762,893 Associated Brokers / Dealers DUNDEE SECURITIES INC. CIK Number 0001697783 Filed Document 0001697783-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 10:20:39 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ORCA LONG SHORT LIMITED PARTNERSHIP See All Filings	D	2017-02-14 09:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001698024 Filed Document 0001698024-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 09:59:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPITAL 360 FUND LLC See All Filings	D	2017-02-14 09:54:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001698014 Filed Document 0001698014-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 09:54:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Altalis Capital Partners, LP See All Filings	D/A	2017-02-14 09:43:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571201 Filed Document 0000919574-17-001750 Exclusions or Exemptions 506b Accepted Date 2017-02-14 09:43:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SWIFT FUELS, LLC See All Filings	D	2017-02-14 09:42:21 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001697420 Filed Document 0001697420-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 09:42:21 UTC Type of Offering D Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Helix TCS, Inc. See All Filings	D	2017-02-14 09:09:32 UTC
Amount To Be Raised $445,000 Associated Brokers / Dealers N/A CIK Number 0001611277 Filed Document 0001065949-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-02-14 09:09:32 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MISSIONOG ANNEX FUND, L.P. See All Filings	D	2017-02-14 08:55:44 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001696754 Filed Document 0001696754-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 08:55:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SiteOne Therapeutics, Inc. See All Filings	D	2017-02-13 21:12:16 UTC
Amount To Be Raised $15,113,916 Associated Brokers / Dealers N/A CIK Number 0001647628 Filed Document 0001579188-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 21:12:16 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
IZSEARCH INC See All Filings	D	2017-02-13 20:47:12 UTC
Amount To Be Raised $436,500 Associated Brokers / Dealers None CIK Number 0001695812 Filed Document 0001695812-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 20:47:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AltheaDx, Inc. See All Filings	D	2017-02-13 20:36:48 UTC
Amount To Be Raised $15,000,001 Associated Brokers / Dealers N/A CIK Number 0001470592 Filed Document 0001659377-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 20:36:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Great Lakes Neuroscience, Inc See All Filings	D	2017-02-13 20:03:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001697261 Filed Document 0001697261-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-02-13 20:03:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
1st Ave. W Lenders, LLC See All Filings	D	2017-02-13 19:47:20 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001697657 Filed Document 0001697657-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 19:47:20 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
6600 RIVERS AVENUE LLC See All Filings	D	2017-02-13 19:36:57 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers N/A CIK Number 0001696901 Filed Document 0001696901-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-13 19:36:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Zero Motorcycles Inc See All Filings	D	2017-02-13 19:31:14 UTC
Amount To Be Raised $15,195,387 Associated Brokers / Dealers N/A CIK Number 0001414496 Filed Document 0001414496-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 19:31:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar MSW Fund Ltd See All Filings	D	2017-02-13 19:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697920 Filed Document 0001697920-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 19:29:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Companies Corp. See All Filings	1-A POS	2017-02-13 19:24:36 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001640967 Filed Document 0001144204-17-008096 Accepted Date 2017-02-13 19:24:36 UTC Type of Offering 1-A POS Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $2,328,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Tetra Health Management Florida LLC See All Filings	D	2017-02-13 18:52:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696227 Filed Document 0001696227-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 18:52:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Ronn Motor Group, Inc. See All Filings	1-A/A	2017-02-13 18:36:59 UTC
Amount To Be Raised $46,250,000 Associated Brokers / Dealers To be determined CIK Number 0001651765 Filed Document 0001640334-17-000286 Accepted Date 2017-02-13 18:36:59 UTC Type of Offering 1-A/A Industry MOTOR VEHICLES & PASSENGER CAR BODIES Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Audicus, Inc. See All Filings	D	2017-02-13 18:34:54 UTC
Amount To Be Raised $5,740,660 Associated Brokers / Dealers N/A CIK Number 0001606258 Filed Document 0001606258-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-13 18:34:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ONEHOPE, Inc See All Filings	D	2017-02-13 18:13:17 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001635020 Filed Document 0001635020-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-13 18:13:17 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Acuta Capital Offshore Fund, Ltd. See All Filings	D/A	2017-02-13 18:08:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604651 Filed Document 0001604651-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 18:08:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAF PACIFICA GROUP - DEVELOPMENT FUND I, LLC See All Filings	D	2017-02-13 18:02:40 UTC
Amount To Be Raised $13,812,300 Associated Brokers / Dealers N/A CIK Number 0001678005 Filed Document 0001171520-17-000065 Exclusions or Exemptions 506b Accepted Date 2017-02-13 18:02:40 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mycroft AI Inc. See All Filings	D	2017-02-13 18:00:36 UTC
Amount To Be Raised $3,979 Associated Brokers / Dealers N/A CIK Number 0001685404 Filed Document 0001685404-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-02-13 18:00:36 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Miragen Therapeutics, Inc. See All Filings	D	2017-02-13 17:53:31 UTC
Amount To Be Raised $40,703,067 Associated Brokers / Dealers Wedbush Securities Inc. CIK Number 0001417827 Filed Document 0001417827-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:53:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Big Delta Systems, Inc. See All Filings	D	2017-02-13 17:47:18 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001617253 Filed Document 0001617253-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:47:18 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Acuta Opportunity Offshore Fund, Ltd. See All Filings	D/A	2017-02-13 17:41:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569999 Filed Document 0001569999-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:41:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acuta Capital Fund, LP See All Filings	D/A	2017-02-13 17:33:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601391 Filed Document 0001601391-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:33:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONCLAD ENCRYPTION Corp See All Filings	D	2017-02-13 17:27:27 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers Delaney Equity Group. LLC CIK Number 0001455926 Filed Document 0001455926-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:27:27 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Acuta Opportunity Fund, LP See All Filings	D/A	2017-02-13 17:25:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528091 Filed Document 0001528091-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:25:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners II, Ltd. See All Filings	D/A	2017-02-13 17:24:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485924 Filed Document 0000902664-17-001102 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:24:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners Parallel Fund I, L.P. See All Filings	D/A	2017-02-13 17:24:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345007 Filed Document 0000902664-17-001101 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:24:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SubVRsive, Inc. See All Filings	D	2017-02-13 17:23:37 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001697793 Filed Document 0001697793-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:23:37 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners II, L.P. See All Filings	D/A	2017-02-13 17:22:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392207 Filed Document 0000902664-17-001100 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:22:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STANDARD GENERAL OFFSHORE FUND II LTD. See All Filings	D	2017-02-13 17:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695614 Filed Document 0001140361-17-006278 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:21:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STANDARD GENERAL FUND II L.P. See All Filings	D	2017-02-13 17:19:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695615 Filed Document 0001140361-17-006275 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:19:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acuta Ventures, LP See All Filings	D/A	2017-02-13 17:18:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601194 Filed Document 0001601194-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:18:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SoftForm Lighting, LLC See All Filings	D	2017-02-13 17:08:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001697906 Filed Document 0001697906-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:08:53 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
TH-Plainfield, IN-1-UT, LLC See All Filings	D	2017-02-13 17:05:33 UTC
Amount To Be Raised $2,460,000 Associated Brokers / Dealers N/A CIK Number 0001697685 Filed Document 0001697685-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-13 17:05:33 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Nineteen77 Global Multi-Strategy Alpha WM II LLC See All Filings	D/A	2017-02-13 17:04:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and UBS Global Asset Management (US) Inc. CIK Number 0001663964 Filed Document 0001663964-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:04:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASCEND LEGEND FUND LP See All Filings	D/A	2017-02-13 16:52:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569687 Filed Document 0001405086-17-000042 Exclusions or Exemptions 506b Accepted Date 2017-02-13 16:52:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity