Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. See All Filings	D/A	2017-02-14 14:22:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001412058 Filed Document 0001412058-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:22:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HemoSonics, LLC See All Filings	D	2017-02-14 14:20:54 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Ferghana Securities Inc. CIK Number 0001495388 Filed Document 0001495388-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:20:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Dynamic Income Fund LP See All Filings	D/A	2017-02-14 14:17:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588148 Filed Document 0001588148-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:17:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Absolute Return Strategy 3 Onshore Fund LLC See All Filings	D/A	2017-02-14 14:15:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001336837 Filed Document 0001336837-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:15:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StressPal, Inc. See All Filings	C-W	2017-02-14 14:15:10 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001690794 Filed Document 0001690794-17-000001 Accepted Date 2017-02-14 14:15:10 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
PIMCO Absolute Return Strategy 3E Onshore Fund LLC See All Filings	D/A	2017-02-14 14:12:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001438677 Filed Document 0001438677-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:12:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Strategic Fund II LP See All Filings	D/A	2017-02-14 14:07:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484600 Filed Document 0001484600-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:07:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AquaHarvest Inc. See All Filings	D	2017-02-14 14:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667360 Filed Document 0001667360-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:06:53 UTC Type of Offering D Industry Agriculture Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Beach Point Dynamic Income Offshore Fund Ltd. See All Filings	D/A	2017-02-14 14:03:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565897 Filed Document 0001565897-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:03:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Temptations Development Ltd Liabillity Co See All Filings	D	2017-02-14 13:57:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001698081 Filed Document 0001698081-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:57:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Beach Point Strategic Fund LP See All Filings	D/A	2017-02-14 13:57:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484442 Filed Document 0001484442-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:57:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Targeted Neutral, LP See All Filings	D/A	2017-02-14 13:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601964 Filed Document 0001601964-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:57:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emperor Tree Capital Management, LP See All Filings	D	2017-02-14 13:56:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697603 Filed Document 0001562555-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:56:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JAM Partners, LP See All Filings	D	2017-02-14 13:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501284 Filed Document 0001501284-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-14 13:52:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Palm Coffeemaker LLC See All Filings	D/A	2017-02-14 13:48:20 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001650194 Filed Document 0001650194-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:48:20 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Select Fund LP See All Filings	D/A	2017-02-14 13:48:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531824 Filed Document 0001531824-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:48:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
QouYou PBC See All Filings	D	2017-02-14 13:47:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001697922 Filed Document 0001697922-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:47:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
Beach Point Loan Fund (Cayman), Ltd. See All Filings	D/A	2017-02-14 13:45:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484452 Filed Document 0001484452-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:45:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NIRVANA FINANCIAL SOLUTIONS INC See All Filings	D	2017-02-14 13:42:10 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001661891 Filed Document 0001661891-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:42:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Gotham Customized Strategies II, LP See All Filings	D/A	2017-02-14 13:40:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600703 Filed Document 0001600703-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:40:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cortexyme, Inc. See All Filings	D	2017-02-14 13:38:58 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001662774 Filed Document 0001662774-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:38:58 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Q CARE INTERNATIONAL LLC See All Filings	D/A	2017-02-14 13:31:44 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001034485 Filed Document 0001034485-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:31:44 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
FairWords, Inc. See All Filings	D	2017-02-14 13:25:14 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers NA CIK Number 0001691184 Filed Document 0001691184-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-02-14 13:25:14 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
iintoo Brooklyn Bruman L.P. See All Filings	D	2017-02-14 13:23:03 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001698056 Filed Document 0001698056-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-14 13:23:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Loan Fund LP See All Filings	D/A	2017-02-14 13:13:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484453 Filed Document 0001484453-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:13:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Union 2, LLC See All Filings	D	2017-02-14 13:07:56 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001698042 Filed Document 0001698042-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:07:56 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Reserve at St. Lucie LP 188, LLC See All Filings	D/A	2017-02-14 13:05:27 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001684661 Filed Document 0001684661-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-14 13:05:27 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Updox LLC See All Filings	D	2017-02-14 13:05:22 UTC
Amount To Be Raised $13,700,000 Associated Brokers / Dealers N/A CIK Number 0001514029 Filed Document 0001514029-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:05:22 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-02-14 12:55:29 UTC
Amount To Be Raised $504,145 Associated Brokers / Dealers Craig Rutledge, Robert Rainey, Thomas Miller, Kenneth Gibson, Brett Ellen, and Aaron Morris CIK Number 0001135856 Filed Document 0001135856-17-000059 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:55:29 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Genomind, Inc. See All Filings	D	2017-02-14 12:50:04 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001604902 Filed Document 0001604902-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:50:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pennybacker IV Falcon, LLC See All Filings	D	2017-02-14 12:45:21 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001697544 Filed Document 0001697544-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:45:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Freshii Inc. See All Filings	D	2017-02-14 12:40:48 UTC
Amount To Be Raised $782,700 Associated Brokers / Dealers N/A CIK Number 0001566256 Filed Document 0001140361-17-006849 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:40:48 UTC Type of Offering D Industry Retailing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
WRG Entertainment Fund II, LLC See All Filings	D	2017-02-14 12:35:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001697181 Filed Document 0001697181-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:35:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bryan Energy LP #38-2016 See All Filings	D/A	2017-02-14 12:33:08 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Bryan Funding, Inc. CIK Number 0001682691 Filed Document 0001682691-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:33:08 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pictet Global Emerging Debt Fund LLC See All Filings	D	2017-02-14 12:32:37 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers na CIK Number 0001695801 Filed Document 0001695801-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:32:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Reserve at Ormond Beach 272, LLC See All Filings	D/A	2017-02-14 12:28:59 UTC
Amount To Be Raised $8,330,000 Associated Brokers / Dealers N/A CIK Number 0001691362 Filed Document 0001691362-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-14 12:28:59 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
HYGIEIA INC See All Filings	D	2017-02-14 12:25:36 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001445455 Filed Document 0001445455-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:25:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Home Team Holdings, LLC See All Filings	D	2017-02-14 12:21:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595995 Filed Document 0001595995-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:21:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Canaveral Venture Fund I, LP See All Filings	D	2017-02-14 12:17:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698011 Filed Document 0001698011-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:17:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCP Prairie Hills, LLC See All Filings	D	2017-02-14 12:17:16 UTC
Amount To Be Raised $2,200,673 Associated Brokers / Dealers N/A CIK Number 0001581016 Filed Document 0001581016-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:17:16 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Inomin Mines Inc. See All Filings	D	2017-02-14 12:13:16 UTC
Amount To Be Raised $101,020 Associated Brokers / Dealers N/A CIK Number 0001697838 Filed Document 0001571049-17-001333 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:13:16 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ZO Skin Health, Inc. See All Filings	D	2017-02-14 12:02:45 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001633953 Filed Document 0001633953-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:02:45 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenspring Opportunities IV, L.P. See All Filings	D/A	2017-02-14 11:59:56 UTC
Amount To Be Raised $330,000,000 Associated Brokers / Dealers PTP Securities, LLC, VCP Advisors LLC, PAS Advisory Services Pty Ltd, and Stifel Nicolaus & Company, Incorporated CIK Number 0001659169 Filed Document 0001659169-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 11:59:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Town & Country Bancshares, LLC See All Filings	D	2017-02-14 11:37:25 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001557745 Filed Document 0001557745-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-14 11:37:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
PGIM Core Plus Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2017-02-14 11:21:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001686127 Filed Document 0001686127-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 11:21:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartSky Networks, LLC See All Filings	D	2017-02-14 11:21:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553431 Filed Document 0001553431-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 11:21:02 UTC Type of Offering D Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
PGIM High Yield Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2017-02-14 11:14:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001679184 Filed Document 0001679184-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 11:14:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Locust Point Private Credit Fund, L.P. See All Filings	D	2017-02-14 11:13:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695368 Filed Document 0001695368-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-14 11:13:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Offshore Mezzanine Partners III Co-Invest, L.P. See All Filings	D	2017-02-14 11:09:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698033 Filed Document 0001698031-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 11:09:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Opportunity Drawdown Fund, L.P. See All Filings	D/A	2017-02-14 11:05:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC CIK Number 0001665193 Filed Document 0000950103-17-001372 Exclusions or Exemptions 506b Accepted Date 2017-02-14 11:05:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity