Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Turn/River Capital II (Co-Investment), L.P. See All Filings	D	2017-02-13 16:15:15 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001697098 Filed Document 0001697098-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 16:15:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canopy Financial Advisors Corp. See All Filings	D	2017-02-13 16:15:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001697921 Filed Document 0001209191-17-009972 Exclusions or Exemptions 506b Accepted Date 2017-02-13 16:15:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
VICTORY ENERGY CORP See All Filings	D	2017-02-13 16:14:34 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0000700764 Filed Document 0001477932-17-000701 Exclusions or Exemptions 506b Accepted Date 2017-02-13 16:14:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Gila Therapeutics, Inc. See All Filings	D	2017-02-13 16:13:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673503 Filed Document 0001209191-17-009965 Exclusions or Exemptions 506c Accepted Date 2017-02-13 16:13:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MPC NC 2017 Energy ICF 1, LLC See All Filings	D	2017-02-13 16:03:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697969 Filed Document 0001697969-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 16:03:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Swan Targeted Return Volatility Arbitrage Fund See All Filings	D	2017-02-13 15:52:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert Blair Jaffee CIK Number 0001696807 Filed Document 0001696807-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:52:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makeena, Inc. See All Filings	D	2017-02-13 15:32:50 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001599478 Filed Document 0001599478-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:32:50 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Voya Financial Advisors, Inc. See All Filings	D/A	2017-02-13 15:32:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424367 Filed Document 0001140361-17-006164 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:32:00 UTC Type of Offering D/A Industry Investing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Other
Teton Equity Partners II, LP See All Filings	D	2017-02-13 15:30:29 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001697908 Filed Document 0001697908-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:30:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Lucerne Nordic Fund, L.P. See All Filings	D/A	2017-02-13 15:27:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470457 Filed Document 0000950142-17-000297 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:27:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Side-by-Side Umbrella Partnership L.P. See All Filings	D/A	2017-02-13 15:19:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663886 Filed Document 0001663886-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:19:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nido Surgical, Inc. See All Filings	D	2017-02-13 15:06:58 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001656827 Filed Document 0001656827-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:06:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
MPC NC 2017 Energy ICF 3, LLC See All Filings	D	2017-02-13 15:06:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697888 Filed Document 0001697888-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:06:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
X3M Brands LLC See All Filings	D	2017-02-13 15:02:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697939 Filed Document 0001162677-17-000011 Exclusions or Exemptions 504.1 and 506b Accepted Date 2017-02-13 15:02:58 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Gold Bullion International LLC See All Filings	D/A	2017-02-13 15:00:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch CIK Number 0001511026 Filed Document 0001511026-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:00:44 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
MPC NC 2017 Energy ICF 2, LLC See All Filings	D	2017-02-13 14:59:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697926 Filed Document 0001697926-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:59:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elevation Beer Company, LLC See All Filings	D	2017-02-13 14:57:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Lakeridge Capital, Inc. CIK Number 0001697885 Filed Document 0001697885-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:57:36 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
WALTON REIT VIII, L.L.C. See All Filings	D	2017-02-13 14:55:10 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001695474 Filed Document 0001695474-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:55:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LUMOXCHANGE LLC See All Filings	D	2017-02-13 14:54:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001697691 Filed Document 0001697691-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:54:53 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Adomani, Inc. See All Filings	1-A/A	2017-02-13 14:54:31 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001563568 Filed Document 0001193125-17-040203 Accepted Date 2017-02-13 14:54:31 UTC Type of Offering 1-A/A Industry MOTOR VEHICLE PARTS & ACCESSORIES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $68,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
NOVEM See All Filings	D/A	2017-02-13 14:51:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001117699 Filed Document 0000919574-17-001389 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:51:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Kumar Management Fund LLC See All Filings	D	2017-02-13 14:49:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001697600 Filed Document 0001697600-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:49:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HealthMyne Holdings LLC See All Filings	D	2017-02-13 14:48:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001697264 Filed Document 0001015325-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:48:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Corporate Investments Group, Inc See All Filings	1-A	2017-02-13 14:46:36 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001696900 Filed Document 0001696900-17-000003 Accepted Date 2017-02-13 14:46:36 UTC Type of Offering 1-A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business ILLINOIS Revenue or Assets $307,877 State of Jurisdiction ILLINOIS Type of Security Equity (common or preferred stock)
Corvida Holdings LLC See All Filings	D	2017-02-13 14:45:48 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001694025 Filed Document 0001015325-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:45:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SMC Alpha Plus Fund, LP See All Filings	D/A	2017-02-13 14:45:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599551 Filed Document 0001599551-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:45:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEMISPHERX BIOPHARMA INC See All Filings	D	2017-02-13 14:45:08 UTC
Amount To Be Raised $18,182 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0000946644 Filed Document 0000946644-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:45:08 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
4 H Limited Partnership See All Filings	D/A	2017-02-13 14:43:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438809 Filed Document 0000919574-17-001387 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:43:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Endeavour Regional Bank Opportunities Fund II L.P. See All Filings	D/A	2017-02-13 14:34:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001599713 Filed Document 0001012975-17-000117 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:34:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ENDEAVOUR CAPITAL PARTNERS LP See All Filings	D/A	2017-02-13 14:32:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000924821 Filed Document 0001012975-17-000116 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:32:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Aviation Opportunities Fund II (Onshore), L.P. See All Filings	D	2017-02-13 14:32:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696120 Filed Document 0000950142-17-000291 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:32:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apache IS Holdings, LLC See All Filings	D	2017-02-13 14:25:26 UTC
Amount To Be Raised $165,021,460 Associated Brokers / Dealers N/A CIK Number 0001696244 Filed Document 0001696244-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:25:26 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IFUND I LLC See All Filings	D/A	2017-02-13 14:23:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599459 Filed Document 0001599459-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:23:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Human Unlimited, Inc. See All Filings	D	2017-02-13 14:17:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001697689 Filed Document 0001697689-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:17:04 UTC Type of Offering D Industry Retailing Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Savile Row Financials Hedged Equity Fund M 2016-2, LLC See All Filings	D/A	2017-02-13 14:07:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693711 Filed Document 0001015325-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:07:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
AnKap Partners, L.P. See All Filings	D/A	2017-02-13 14:07:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456617 Filed Document 0001456617-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:07:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKP Opportunity Participation Fund LLC See All Filings	D/A	2017-02-13 14:05:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001569076 Filed Document 0001569076-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:05:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2017-02-13 14:02:16 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001445866-17-000143 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:02:16 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2017-02-13 14:01:09 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001445866-17-000142 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:01:09 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Reshape Medical, Inc. See All Filings	D	2017-02-13 14:00:49 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001410930 Filed Document 0001410930-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:00:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2017-02-13 13:59:39 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001445866-17-000141 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:59:39 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Castle Creek Capital Partners VI, LP See All Filings	D/A	2017-02-13 13:58:51 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Triton Pacific Capital, LLC and Thomas Capital Group, Inc. CIK Number 0001666749 Filed Document 0001666749-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:58:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2017-02-13 13:57:00 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001445866-17-000140 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:57:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2017-02-13 13:55:48 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001445866-17-000139 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:55:48 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Access Ltd. See All Filings	D/A	2017-02-13 13:50:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518835 Filed Document 0001518835-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:50:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southlake Medical Office Building, LLC See All Filings	D	2017-02-13 13:48:03 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001697384 Filed Document 0001697384-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:48:03 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CIC IV LP See All Filings	D	2017-02-13 13:47:33 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001697792 Filed Document 0001697792-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-13 13:47:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Americas Fund XII SBS L.P. See All Filings	D/A	2017-02-13 13:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666615 Filed Document 0001666615-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:45:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Access LLC See All Filings	D/A	2017-02-13 13:44:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518551 Filed Document 0001518551-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:44:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serrano Gardens IPIRG, LLC See All Filings	D/A	2017-02-13 13:40:31 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers None CIK Number 0001688022 Filed Document 0001688022-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:40:31 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity