Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VANDALIA GROWERS USA, LLC See All Filings	D	2017-03-28 14:31:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n/a CIK Number 0001699847 Filed Document 0001699847-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:31:26 UTC Type of Offering D Industry Agriculture Principal Place of Business WEST VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Hastings Fund, LP See All Filings	D/A	2017-03-28 14:30:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637434 Filed Document 0001315863-17-000280 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:30:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SC CLD Holdings, LLC See All Filings	D	2017-03-28 14:28:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Syndicated Capital, Inc. CIK Number 0001701463 Filed Document 0001701463-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:28:53 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Aermez LLC See All Filings	D	2017-03-28 14:18:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701640 Filed Document 0001701640-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:18:41 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Avon Growth Management, LLC See All Filings	D	2017-03-28 14:11:09 UTC
Amount To Be Raised $648,200 Associated Brokers / Dealers N/A CIK Number 0001701279 Filed Document 0001701279-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:11:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StreamNet, Inc. See All Filings	1-A POS	2017-03-28 14:09:44 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001681343 Filed Document 0001213900-17-002883 Accepted Date 2017-03-28 14:09:44 UTC Type of Offering 1-A POS Industry CABLE & OTHER PAY TELEVISION SERVICES Offering Tier Tier1 Principal Place of Business NEVADA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
PactSafe, LLC See All Filings	D	2017-03-28 14:08:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001627796 Filed Document 0001627796-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:08:33 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Metallic Minerals Corp. See All Filings	D	2017-03-28 13:57:27 UTC
Amount To Be Raised $1,056,045 Associated Brokers / Dealers N/A CIK Number 0001702243 Filed Document 0001702243-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:57:27 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EmployUs, Inc. See All Filings	D	2017-03-28 13:53:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001650687 Filed Document 0001650687-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:53:06 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
RA CAPITAL HEALTHCARE INTERNATIONAL FUND LTD See All Filings	D/A	2017-03-28 13:51:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391647 Filed Document 0001140361-17-013567 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:51:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RA Capital Healthcare Fund LP See All Filings	D/A	2017-03-28 13:49:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315082 Filed Document 0001140361-17-013565 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:49:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspect Institutional Diversified Fund See All Filings	D/A	2017-03-28 13:47:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001605251 Filed Document 0001315863-17-000279 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:47:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMUNITY DEVELOPMENT TRUST INC See All Filings	D	2017-03-28 13:44:58 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001088633 Filed Document 0001088633-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:44:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
PHX - Avery Pointe Sidecar, L.P. See All Filings	D	2017-03-28 13:43:14 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001702133 Filed Document 0001702133-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:43:14 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
eSalon.com Holdings, LLC See All Filings	D/A	2017-03-28 13:42:39 UTC
Amount To Be Raised $3,142,975 Associated Brokers / Dealers N/A CIK Number 0001668135 Filed Document 0001668135-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:42:39 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Island Capital CDCF IV, LLC See All Filings	D	2017-03-28 13:40:35 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001702148 Filed Document 0001702148-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:40:35 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
Monopar Therapeutics See All Filings	D	2017-03-28 13:39:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001645469 Filed Document 0001645469-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:39:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PCIP II Lockwood Glen Series See All Filings	D	2017-03-28 13:35:10 UTC
Amount To Be Raised $1,512,210 Associated Brokers / Dealers N/A CIK Number 0001702129 Filed Document 0001702129-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:35:10 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
GALBRAITHselect Tax Lien Fund LP See All Filings	D	2017-03-28 13:27:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545206 Filed Document 0001545206-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:27:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CirculoGene Theranostics, LLC See All Filings	D	2017-03-28 13:23:39 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001646728 Filed Document 0001646728-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:23:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
PCIP II Echelon Castle Rock See All Filings	D	2017-03-28 13:19:58 UTC
Amount To Be Raised $1,238,490 Associated Brokers / Dealers N/A CIK Number 0001702130 Filed Document 0001702130-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:19:58 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
ICG Alternative Credit (Delaware) LP See All Filings	D/A	2017-03-28 13:13:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637216 Filed Document 0001507943-17-000033 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:13:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alize Management See All Filings	D	2017-03-28 13:07:31 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001700639 Filed Document 0001700639-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:07:31 UTC Type of Offering D Industry Investing Principal Place of Business FRANCE Revenue or Assets $No Revenues Type of Security Equity
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha II See All Filings	D/A	2017-03-28 13:03:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572897 Filed Document 0001572897-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:03:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha See All Filings	D/A	2017-03-28 12:59:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514736 Filed Document 0001514736-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:59:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICEBERG BUILD UP FEEDER L.P. See All Filings	D	2017-03-28 12:58:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701974 Filed Document 0001701974-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:58:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ScoreVision, LLC See All Filings	D	2017-03-28 12:56:11 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Benjamin James Michael CIK Number 0001700972 Filed Document 0001144204-17-016990 Exclusions or Exemptions 506c Accepted Date 2017-03-28 12:56:11 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
1701 PEARLIE LLC See All Filings	D	2017-03-28 12:42:13 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001701795 Filed Document 0001701795-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:42:13 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC See All Filings	D/A	2017-03-28 12:41:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001545803 Filed Document 0001545803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:41:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WRENCH, INC. See All Filings	D	2017-03-28 12:40:21 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001669086 Filed Document 0001669086-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:40:21 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Welkin Investment Partners 12, L.P. See All Filings	D	2017-03-28 12:33:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701625 Filed Document 0001701625-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:33:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conversa Health, Inc. See All Filings	D	2017-03-28 12:29:49 UTC
Amount To Be Raised $11,688,948 Associated Brokers / Dealers N/A CIK Number 0001701505 Filed Document 0001701505-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:29:49 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Illinois Technologies, Inc. See All Filings	D	2017-03-28 12:22:15 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001701942 Filed Document 0001701942-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:22:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1000 MARY LLC See All Filings	D	2017-03-28 11:49:24 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001701871 Filed Document 0001701871-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:49:24 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Silver Star Resources L.L.C. See All Filings	D/A	2017-03-28 11:45:08 UTC
Amount To Be Raised $4,946,977 Associated Brokers / Dealers N/A CIK Number 0001654724 Filed Document 0001654724-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:45:08 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Paravest Spring Valley Club, LP See All Filings	D	2017-03-28 11:38:02 UTC
Amount To Be Raised $4,405,200 Associated Brokers / Dealers N/A CIK Number 0001701562 Filed Document 0001701562-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:38:02 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
PHX - Avery Pointe, L.P. See All Filings	D	2017-03-28 11:35:46 UTC
Amount To Be Raised $2,147,602 Associated Brokers / Dealers N/A CIK Number 0001702132 Filed Document 0001702132-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:35:46 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Terra Alpha Fund LP See All Filings	D/A	2017-03-28 11:34:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637293 Filed Document 0000919574-17-003026 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:34:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
FRONTIER NATURAL RESOURCES INC. See All Filings	D/A	2017-03-28 11:31:40 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001606264 Filed Document 0001606264-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:31:40 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AVERE SYSTEMS INC See All Filings	D	2017-03-28 11:30:52 UTC
Amount To Be Raised $13,999,993 Associated Brokers / Dealers N/A CIK Number 0001451666 Filed Document 0001451666-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:30:52 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Gatehurst Capital, LP See All Filings	D/A	2017-03-28 11:24:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Victor Securities, LLC CIK Number 0001558954 Filed Document 0001558954-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:24:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagle's View Partners, Ltd. See All Filings	D/A	2017-03-28 11:22:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690088 Filed Document 0001690088-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:22:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Progreen US, Inc. See All Filings	D	2017-03-28 11:14:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001079297 Filed Document 0001079297-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:14:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Summit Partners Entrepreneur Advisors Fund III, L.P. See All Filings	D	2017-03-28 11:05:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684886 Filed Document 0001684886-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:05:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. See All Filings	D	2017-03-28 10:54:04 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001187953 Filed Document 0001441557-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-03-28 10:54:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Sterling Equity Alternative Fund, LLC See All Filings	D	2017-03-28 10:45:02 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001701903 Filed Document 0001701903-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 10:45:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
MetaModix, Inc. See All Filings	D	2017-03-28 10:37:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001477042 Filed Document 0001477042-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 10:37:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Aset Therapeutics, Inc. See All Filings	D	2017-03-28 10:34:15 UTC
Amount To Be Raised $7,101,210 Associated Brokers / Dealers N/A CIK Number 0001701541 Filed Document 0001701541-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 10:34:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Technical Provisions, LLC See All Filings	D	2017-03-28 10:12:54 UTC
Amount To Be Raised $887,500 Associated Brokers / Dealers N/A CIK Number 0001550821 Filed Document 0001550821-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 10:12:54 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
BCM Value Partners III, LP See All Filings	D	2017-03-28 10:10:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701983 Filed Document 0000902664-17-001791 Exclusions or Exemptions 506b Accepted Date 2017-03-28 10:10:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund