Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HarbourVest Asia Pacific Fund VIII L.P. See All Filings	D	2017-03-28 16:44:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701150 Filed Document 0001701150-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:44:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PENTWATER MERGER ARBITRAGE FUND LLC See All Filings	D/A	2017-03-28 16:43:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537437 Filed Document 0001393725-17-000072 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:43:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEP Foothills Investment LLC See All Filings	D	2017-03-28 16:42:27 UTC
Amount To Be Raised $6,420,000 Associated Brokers / Dealers N/A CIK Number 0001702291 Filed Document 0001702291-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:42:27 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PENTWATER EVENT FUND LTD See All Filings	D/A	2017-03-28 16:41:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413943 Filed Document 0001393725-17-000071 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:41:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER EVENT FUND LLC See All Filings	D/A	2017-03-28 16:40:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413958 Filed Document 0001393725-17-000070 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:40:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER EQUITY OPPORTUNITIES FUND LTD. See All Filings	D/A	2017-03-28 16:38:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469171 Filed Document 0001393725-17-000069 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:38:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterbuck Fund LP See All Filings	D/A	2017-03-28 16:37:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486139 Filed Document 0001140361-17-013611 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:37:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pentwater Equity Opportunities Fund LLC See All Filings	D/A	2017-03-28 16:36:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469075 Filed Document 0001393725-17-000068 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:36:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCEANA FUND LTD. See All Filings	D/A	2017-03-28 16:34:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469172 Filed Document 0001393725-17-000067 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:34:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
330 Gough Partners, LLC See All Filings	D	2017-03-28 16:34:25 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001698599 Filed Document 0001700430-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:34:25 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Impala ELS Fund LP See All Filings	D/A	2017-03-28 16:34:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517997 Filed Document 0001140361-17-013607 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:34:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oceana Fund LLC See All Filings	D/A	2017-03-28 16:32:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469074 Filed Document 0001393725-17-000066 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:32:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eSalon.com Holdings, LLC See All Filings	D/A	2017-03-28 16:26:17 UTC
Amount To Be Raised $3,142,975 Associated Brokers / Dealers N/A CIK Number 0001668135 Filed Document 0001668135-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:26:17 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HIPEP VIII Partnership AIF L.P. See All Filings	D	2017-03-28 16:14:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701144 Filed Document 0001701144-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:14:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
HIPEP VIII Partnership Feeder Fund L.P. See All Filings	D	2017-03-28 16:13:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701143 Filed Document 0001701143-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:13:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Q-Sensei, Corp. See All Filings	D	2017-03-28 16:13:05 UTC
Amount To Be Raised $3,969,000 Associated Brokers / Dealers N/A CIK Number 0001562973 Filed Document 0001562973-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:13:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TalentSky, Inc. See All Filings	D/A	2017-03-28 16:11:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001597581 Filed Document 0001597581-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:11:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HIPEP VIII Partnership Fund L.P. See All Filings	D	2017-03-28 16:08:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701142 Filed Document 0001701142-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:08:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TRF Fund II, LLC See All Filings	D/A	2017-03-28 16:08:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669334 Filed Document 0001669334-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 16:08:07 UTC Type of Offering D/A Industry Investing Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Mela Artisans, Inc. See All Filings	D	2017-03-28 15:57:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001504700 Filed Document 0001504700-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:57:27 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Rhone Apparel, Inc. See All Filings	D	2017-03-28 15:57:19 UTC
Amount To Be Raised $16,229,134 Associated Brokers / Dealers N/A CIK Number 0001574053 Filed Document 0001574053-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:57:19 UTC Type of Offering D Industry Retailing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
East Street Ventures, LLC See All Filings	D	2017-03-28 15:52:03 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001700430 Filed Document 0001700430-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:52:03 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Riverside Resources Inc See All Filings	D	2017-03-28 15:49:28 UTC
Amount To Be Raised $2,581,164 Associated Brokers / Dealers Sprott Global Resources Investments Ltd. CIK Number 0001411912 Filed Document 0001411912-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:49:28 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Equity Estates Fund III, LLC See All Filings	D	2017-03-28 15:48:45 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001702259 Filed Document 0001702259-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-28 15:48:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
STEREO VISION ENTERTAINMENT INC See All Filings	D	2017-03-28 15:41:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001099814 Filed Document 0001099814-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-03-28 15:41:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Debt
Kid Time, Inc. See All Filings	D	2017-03-28 15:36:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kid Time, Inc CIK Number 0001702222 Filed Document 0001702222-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:36:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Select Index II, LLC See All Filings	D	2017-03-28 15:30:19 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001701659 Filed Document 0001701659-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:30:19 UTC Type of Offering D Industry Investing Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
HarbourVest 2017 Global Fund L.P. See All Filings	D	2017-03-28 15:28:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001701151 Filed Document 0001701151-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:28:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Platinum Premier Global Investment Fund I, LP See All Filings	D	2017-03-28 15:22:17 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers Zameer Upadhya CIK Number 0001682630 Filed Document 0001499082-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:22:17 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NEW WORLD MUSICAL Ltd LIABILITY Co See All Filings	D	2017-03-28 15:21:57 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001700593 Filed Document 0001700593-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:21:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Exchange 2 LLC See All Filings	D	2017-03-28 15:19:57 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001702127 Filed Document 0001702127-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-03-28 15:19:57 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
WaveShift LLC See All Filings	D	2017-03-28 15:18:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683378 Filed Document 0000950103-17-002834 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:18:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Select Index I, LLC See All Filings	D	2017-03-28 15:15:19 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001701658 Filed Document 0001701658-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:15:19 UTC Type of Offering D Industry Investing Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Darius Capital Co See All Filings	D	2017-03-28 15:14:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001684773 Filed Document 0001684773-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:14:30 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Realty Partners I, LLC See All Filings	D/A	2017-03-28 15:10:35 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001691336 Filed Document 0001691336-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:10:35 UTC Type of Offering D/A Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Symmetry Peak Ltd. See All Filings	D/A	2017-03-28 15:10:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen Partners LP and Pickwick Capital Partners LLC CIK Number 0001458427 Filed Document 0000919574-17-003036 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:10:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
VERITABLE NI PARTNERS, L.P. See All Filings	D	2017-03-28 15:06:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533297 Filed Document 0001533297-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:06:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest 2017 Global AIF L.P. See All Filings	D	2017-03-28 15:05:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001701148 Filed Document 0001701151-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:05:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Symmetry Peak, LP See All Filings	D/A	2017-03-28 15:04:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen Partners LP and Pickwick Capital Partners LLC CIK Number 0001289575 Filed Document 0000919574-17-003034 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:04:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SLIVER VR TECHNOLOGIES, INC. See All Filings	D	2017-03-28 15:03:56 UTC
Amount To Be Raised $15,969,864 Associated Brokers / Dealers N/A CIK Number 0001701554 Filed Document 0001701554-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:03:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Taiga Biotechnologies, Inc. See All Filings	D	2017-03-28 15:03:41 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001488845 Filed Document 0001140361-17-013581 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:03:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Rothschild Global Thematic Fund, LP See All Filings	D/A	2017-03-28 14:59:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638947 Filed Document 0001638947-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:59:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rothschild Cornerstone Opportunities Fund, LP See All Filings	D/A	2017-03-28 14:53:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579681 Filed Document 0001579681-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:53:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Element436, LLC See All Filings	D/A	2017-03-28 14:51:31 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001664554 Filed Document 0001664554-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:51:31 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NSE FAIRGROUNDS MANAGER, LLC See All Filings	D	2017-03-28 14:45:00 UTC
Amount To Be Raised $665,000 Associated Brokers / Dealers N/A CIK Number 0001702100 Filed Document 0001683168-17-000672 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:45:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dans La Cuisine LLC See All Filings	D	2017-03-28 14:39:53 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001701930 Filed Document 0001701930-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:39:53 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Crow Holdings Self-Storage Fund, L.P. See All Filings	D	2017-03-28 14:39:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700863 Filed Document 0001700863-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:39:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2017-03-28 14:38:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:38:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Lyles United, LLC See All Filings	D/A	2017-03-28 14:38:15 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers N/A CIK Number 0001428534 Filed Document 0001428534-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:38:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FOREST HILL SELECT FUND, L.P. See All Filings	D/A	2017-03-28 14:36:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC CIK Number 0001171890 Filed Document 0001315863-17-000281 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:36:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity