Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Element Holdings, L.P. See All Filings	D/A	2017-03-27 16:15:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495638 Filed Document 0001495638-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-27 16:15:41 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL146 See All Filings	D/A	2017-03-27 16:12:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital, LLC and Lombard International Distribution Company CIK Number 0001640005 Filed Document 0001636677-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 16:12:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Countable Corp. See All Filings	D	2017-03-27 16:12:10 UTC
Amount To Be Raised $4,617,345 Associated Brokers / Dealers N/A CIK Number 0001702005 Filed Document 0001702005-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 16:12:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sherpa Digital Media Inc. See All Filings	D	2017-03-27 16:11:32 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001701608 Filed Document 0001701608-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-03-27 16:11:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CANCER GENETICS, INC See All Filings	D	2017-03-27 16:05:30 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001349929 Filed Document 0000905718-17-000408 Exclusions or Exemptions 506b Accepted Date 2017-03-27 16:05:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Adventos Corp See All Filings	D	2017-03-27 16:05:29 UTC
Amount To Be Raised $780,089 Associated Brokers / Dealers N/A CIK Number 0001672939 Filed Document 0001672939-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 16:05:29 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL144 See All Filings	D/A	2017-03-27 16:05:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Holdings Securities, Inc, and Summit Equities, Inc CIK Number 0001617300 Filed Document 0001617300-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 16:05:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rennova Health, Inc. See All Filings	D	2017-03-27 16:05:12 UTC
Amount To Be Raised $848,000 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001683168-17-000666 Exclusions or Exemptions 506b Accepted Date 2017-03-27 16:05:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Colorescience Inc See All Filings	D	2017-03-27 16:00:01 UTC
Amount To Be Raised $4,196,471 Associated Brokers / Dealers N/A CIK Number 0001578302 Filed Document 0001140361-17-013420 Exclusions or Exemptions 506b Accepted Date 2017-03-27 16:00:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL142 See All Filings	D/A	2017-03-27 15:58:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001617299 Filed Document 0001617299-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:58:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warana SP Domestic Fund, LLC - 2017 Series See All Filings	D	2017-03-27 15:53:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701875 Filed Document 0001465818-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:53:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eSalon.com Holdings, LLC See All Filings	D	2017-03-27 15:41:22 UTC
Amount To Be Raised $3,142,975 Associated Brokers / Dealers N/A CIK Number 0001668135 Filed Document 0001668135-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:41:22 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Birchwood Casey, LLC See All Filings	D	2017-03-27 15:33:31 UTC
Amount To Be Raised $699,776 Associated Brokers / Dealers N/A CIK Number 0001670048 Filed Document 0001670048-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:33:31 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Jerrick Media Holdings, Inc. See All Filings	D	2017-03-27 15:30:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001357671 Filed Document 0001213900-17-002812 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:30:10 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
VK FUND INVESTORS L.P. See All Filings	D/A	2017-03-27 15:28:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486485 Filed Document 0001012975-17-000265 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:28:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Square Care Provider Holdings, LLC See All Filings	D/A	2017-03-27 15:28:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678606 Filed Document 0001678606-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:28:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
eVariant, Inc. See All Filings	D/A	2017-03-27 15:27:39 UTC
Amount To Be Raised $63,908,760 Associated Brokers / Dealers N/A CIK Number 0001535895 Filed Document 0001535895-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:27:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Breathe Acquisition Corp. See All Filings	D	2017-03-27 15:25:41 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001701956 Filed Document 0001140361-17-013409 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:25:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jamarant Capital, L.P. See All Filings	D	2017-03-27 15:24:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663001 Filed Document 0001663001-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:24:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skyline Partners, LP See All Filings	D	2017-03-27 15:24:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529625 Filed Document 0001529625-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:24:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CF0005, LLC See All Filings	C/A	2017-03-27 15:22:59 UTC
Financial Interest No Filing Platform NORTH CAPITAL PRIVATE SECURITIES CORPORATION Offering Amount $235,000 CIK Number 0001695437 Filed Document 0001695437-17-000006 Accepted Date 2017-03-27 15:22:59 UTC Type of Offering C/A Security Offered Amount 158 Security Offered Type Other State TEXAS
Arizona Silver Exploration Inc. See All Filings	D	2017-03-27 15:20:16 UTC
Amount To Be Raised $356,107 Associated Brokers / Dealers N/A CIK Number 0001701599 Filed Document 0001701599-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:20:16 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CRESCENDO PARTNERS III LP See All Filings	D	2017-03-27 15:18:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405546 Filed Document 0001405546-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:18:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digabit, Inc. See All Filings	D	2017-03-27 15:18:45 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001468264 Filed Document 0001468264-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:18:45 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
CRESCENDO PARTNERS II LP See All Filings	D	2017-03-27 15:17:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219602 Filed Document 0001663001-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:17:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANGEL FILM PARTNERS, LLC See All Filings	D	2017-03-27 15:12:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NO Commissions Finder fees CIK Number 0001702075 Filed Document 0001702075-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:12:18 UTC Type of Offering D Industry Other Technology Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
Aetion, Inc. See All Filings	D	2017-03-27 15:09:57 UTC
Amount To Be Raised $13,434,694 Associated Brokers / Dealers N/A CIK Number 0001701993 Filed Document 0000905718-17-000406 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:09:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Covalis Capital Fund Ltd See All Filings	D/A	2017-03-27 15:07:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571634 Filed Document 0000902664-17-001784 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:07:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ITB PREMIUM FUND I LTD See All Filings	D/A	2017-03-27 15:06:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001346502 Filed Document 0001346502-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:06:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
NewLeaf Symbiotics, Inc. See All Filings	D	2017-03-27 15:05:45 UTC
Amount To Be Raised $3,551,078 Associated Brokers / Dealers N/A CIK Number 0001553909 Filed Document 0000950138-17-000343 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:05:45 UTC Type of Offering D Industry Agriculture Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Central Park Acquisition Partners, LLC See All Filings	D/A	2017-03-27 15:05:02 UTC
Amount To Be Raised $8,050,000 Associated Brokers / Dealers The Enterprise Securities Company CIK Number 0001697116 Filed Document 0001659173-17-000131 Exclusions or Exemptions 506b Accepted Date 2017-03-27 15:05:02 UTC Type of Offering D/A Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EF VC11, LP See All Filings	D	2017-03-27 14:54:41 UTC
Amount To Be Raised $363,500 Associated Brokers / Dealers N/A CIK Number 0001702102 Filed Document 0001702102-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 14:54:41 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Elemental Health Group, LLC See All Filings	D	2017-03-27 14:54:39 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001700215 Filed Document 0001700215-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 14:54:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
ERI/INDECA HOLDINGS LLC See All Filings	D	2017-03-27 14:48:39 UTC
Amount To Be Raised $3,319,214 Associated Brokers / Dealers N/A CIK Number 0001701716 Filed Document 0001140361-17-013400 Exclusions or Exemptions 506b Accepted Date 2017-03-27 14:48:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL ASSET MATRIX FUND, SPC See All Filings	D/A	2017-03-27 14:40:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636427 Filed Document 0001636427-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-27 14:40:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL ASSET MATRIX FUND, LP See All Filings	D/A	2017-03-27 14:39:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636426 Filed Document 0001636426-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-27 14:39:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Coupon Pharmacy VII DST See All Filings	D/A	2017-03-27 14:31:29 UTC
Amount To Be Raised $9,208,662 Associated Brokers / Dealers Michael A. Bendix, Nathaniel M. Kuhn, Eric S. Scaff, Randy A. Barmache, Dwight K. Kay, Scott D. Offerman, Inland Securities Corporation, David B. Levinson, Daniel P. Raupp, Joseph G. Michaletz, Jeffrey S. Cedarberg, Robert A. Horning, John P. Harvey Jr., William S. Borlesis, and Kathleen C, Kovar CIK Number 0001690266 Filed Document 0001690266-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-27 14:31:29 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
SCANDIUM INTERNATIONAL MINING CORP. See All Filings	D	2017-03-27 14:29:36 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001408146 Filed Document 0001408146-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 14:29:36 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Interspace Technologies, Inc. See All Filings	D	2017-03-27 14:27:44 UTC
Amount To Be Raised $3,584,950 Associated Brokers / Dealers N/A CIK Number 0001701708 Filed Document 0001701708-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-27 14:27:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PB2, L.P. See All Filings	D/A	2017-03-27 14:24:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634611 Filed Document 0001634165-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-27 14:24:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PB1, L.P. See All Filings	D/A	2017-03-27 14:21:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634165 Filed Document 0001634165-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 14:21:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investar Capital Partners Fund II, L.P. See All Filings	D	2017-03-27 14:20:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681358 Filed Document 0001681358-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 14:20:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TRADEX RELATIVE VALUE FUND, LP See All Filings	D/A	2017-03-27 14:14:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THE ENTERPRISE COMPANY CIK Number 0001657478 Filed Document 0001144204-17-016738 Exclusions or Exemptions 506b Accepted Date 2017-03-27 14:14:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southern Capital Fund IV L.P. See All Filings	D	2017-03-27 14:12:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001702004 Filed Document 0001702004-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-27 14:12:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tillridge Global Agribusiness Partners II, L.P. See All Filings	D/A	2017-03-27 14:12:15 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001689051 Filed Document 0001689051-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 14:12:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEP Consumer Healthcare Coinvestment, L.P. See All Filings	D	2017-03-27 14:11:47 UTC
Amount To Be Raised $221,070,265 Associated Brokers / Dealers N/A CIK Number 0001701597 Filed Document 0001701597-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 14:11:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO BRAVO Fund III Special Offshore Feeder, L.P. See All Filings	D/A	2017-03-27 14:00:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001690891 Filed Document 0001690891-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-27 14:00:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO BRAVO Fund III Onshore Feeder TE, L.P. See All Filings	D/A	2017-03-27 13:58:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001690893 Filed Document 0001690893-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-27 13:58:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO BRAVO Fund III Special Onshore Feeder, L.P. See All Filings	D/A	2017-03-27 13:57:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001690895 Filed Document 0001690895-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-27 13:57:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO BRAVO Fund III Offshore Feeder, L.P. See All Filings	D/A	2017-03-27 13:55:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC and MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001690892 Filed Document 0001690892-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-27 13:55:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund