|
|
C/A |
2017-03-29 19:23:07 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $100,000
- CIK Number
- 0001697229
- Filed Document
- 0001665160-17-000092
- Accepted Date
- 2017-03-29 19:23:07 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 10,000
- Security Offered Type
- Common Stock
- State
- CALIFORNIA
|
|
|
D |
2017-03-29 19:19:39 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001431372
- Filed Document
- 0001209191-17-023618
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 19:19:39 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-03-29 19:17:17 UTC |
- Amount To Be Raised
- $13,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702462
- Filed Document
- 0001702462-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 19:17:17 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-03-29 19:12:36 UTC |
- Amount To Be Raised
- $680,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701760
- Filed Document
- 0001701760-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 19:12:36 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-29 19:08:08 UTC |
- Amount To Be Raised
- $17,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001463741
- Filed Document
- 0001463741-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 19:08:08 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-29 19:07:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701197
- Filed Document
- 0001701197-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 19:07:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C/A |
2017-03-29 19:02:34 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $999,999
- CIK Number
- 0001693611
- Filed Document
- 0001665160-17-000090
- Accepted Date
- 2017-03-29 19:02:34 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 66,666
- Security Offered Type
- Common Stock
- State
- FLORIDA
|
|
|
D |
2017-03-29 19:02:18 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701902
- Filed Document
- 0001701902-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 19:02:18 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2017-03-29 19:00:23 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- Frontier Solutions, LLC and LSH Partners Securities LLC
- CIK Number
- 0001702289
- Filed Document
- 0001517560-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 19:00:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-29 18:52:54 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702205
- Filed Document
- 0001702205-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 18:52:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2017-03-29 18:52:16 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $997,500
- CIK Number
- 0001695847
- Filed Document
- 0001665160-17-000088
- Accepted Date
- 2017-03-29 18:52:16 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 2,858
- Security Offered Type
- Common Stock
- State
- NORTH CAROLINA
|
|
|
D |
2017-03-29 18:45:13 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696653
- Filed Document
- 0001696653-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-03-29 18:45:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-29 18:38:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001416291
- Filed Document
- 0001416291-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 18:38:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-29 18:28:23 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702180
- Filed Document
- 0001702180-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 18:28:23 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2017-03-29 18:27:45 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $1,000,000
- CIK Number
- 0001695893
- Filed Document
- 0001665160-17-000083
- Accepted Date
- 2017-03-29 18:27:45 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 400
- Security Offered Type
- Common Stock
- State
- MISSOURI
|
|
|
D |
2017-03-29 18:21:52 UTC |
- Amount To Be Raised
- $842,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695583
- Filed Document
- 0001695583-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 18:21:52 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2017-03-29 18:18:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Creative Finance & Investments LLC
- CIK Number
- 0001482773
- Filed Document
- 0001482773-17-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2017-03-29 18:18:12 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- MONTANA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2017-03-29 17:57:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Artist Capital Inc.
- CIK Number
- 0001600897
- Filed Document
- 0001600897-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:57:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-29 17:54:48 UTC |
- Amount To Be Raised
- $312,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001197080
- Filed Document
- 0001197080-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:54:48 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-03-29 17:54:44 UTC |
- Amount To Be Raised
- $7,283,825
- Associated Brokers / Dealers
- Hudson Housing Securities LLC
- CIK Number
- 0001701778
- Filed Document
- 0001140361-17-013811
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:54:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-29 17:53:20 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702197
- Filed Document
- 0001702197-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:53:20 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-29 17:52:46 UTC |
- Amount To Be Raised
- $14,137,800
- Associated Brokers / Dealers
- Hudson Housing Securities LLC
- CIK Number
- 0001701780
- Filed Document
- 0001140361-17-013809
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:52:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-29 17:52:26 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702420
- Filed Document
- 0001702420-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:52:26 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-29 17:48:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Artist Capital Inc.
- CIK Number
- 0001600963
- Filed Document
- 0001600963-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:48:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-29 17:41:04 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517560
- Filed Document
- 0001517560-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:41:04 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- WEST VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-03-29 17:39:56 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675601
- Filed Document
- 0001675601-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:39:56 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-03-29 17:39:51 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702438
- Filed Document
- 0001702438-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:39:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-29 17:38:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Artist Capital Inc.
- CIK Number
- 0001600960
- Filed Document
- 0001600960-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:38:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-29 17:32:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Artist Capital Inc.
- CIK Number
- 0001600940
- Filed Document
- 0001600940-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:32:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-29 17:31:20 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617656
- Filed Document
- 0001079973-17-000198
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:31:20 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2017-03-29 17:29:44 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- Katalyst Securities LLC
- CIK Number
- 0000937136
- Filed Document
- 0001104659-17-020041
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:29:44 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-03-29 17:28:47 UTC |
- Amount To Be Raised
- $955,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664464
- Filed Document
- 0001664464-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:28:47 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-29 17:27:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Artist Capital Inc.
- CIK Number
- 0001466736
- Filed Document
- 0001600940-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:27:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-29 17:24:10 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702372
- Filed Document
- 0001702372-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:24:10 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A POS |
2017-03-29 17:19:25 UTC |
- Amount To Be Raised
- $515,690
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588504
- Filed Document
- 0001144204-17-017330
- Accepted Date
- 2017-03-29 17:19:25 UTC
- Type of Offering
- 1-A POS
- Industry
- FINANCE SERVICES
- Offering Tier
- Tier1
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $443,188
- State of Jurisdiction
- GEORGIA
- Type of Security
- Other(describe)
|
|
|
D/A |
2017-03-29 17:19:24 UTC |
- Amount To Be Raised
- $1,885,185
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616448
- Filed Document
- 0001616448-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:19:24 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-29 17:18:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701590
- Filed Document
- 0001701590-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:18:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-29 17:17:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001533297
- Filed Document
- 0001533297-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:17:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-29 17:13:11 UTC |
- Amount To Be Raised
- $45,025,657
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001528557
- Filed Document
- 0001387131-17-001725
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:13:11 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-29 17:10:38 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702138
- Filed Document
- 0001702138-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:10:38 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-29 17:06:21 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702413
- Filed Document
- 0001702413-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:06:21 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-03-29 17:01:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001516890
- Filed Document
- 0001625257-17-000049
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:01:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-29 17:00:21 UTC |
- Amount To Be Raised
- $2,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001023549
- Filed Document
- 0001144204-17-017314
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 17:00:21 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-29 16:55:56 UTC |
- Amount To Be Raised
- $2,776,185
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702258
- Filed Document
- 0001702258-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-03-29 16:55:56 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-03-29 16:52:45 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702188
- Filed Document
- 0001702188-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 16:52:45 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-03-29 16:40:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701953
- Filed Document
- 0001566114-17-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 16:40:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-29 16:40:25 UTC |
- Amount To Be Raised
- $18,762,000
- Associated Brokers / Dealers
- FINRA Member Broker-Dealers, DFPG, Harbour Investments, Inc, H.D. Vest Investment Services, Berthel Fisher and Company, Concorde Investment Services, LLC, Kalos Financial, Inc, Sandlapper Securities, LLC, Triad Advisors, Inc., Colorado Financial Service Corporation, Geneos Wealth Management, Inc., Lincoln Financial Advisors Corporation, American Portfolios Financial Services, Inc., and Voya Financial Advisors, Inc.
- CIK Number
- 0001696717
- Filed Document
- 0001696717-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 16:40:25 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Fundamental Small Cap Growth Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2017-03-29 16:38:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001647464
- Filed Document
- 0001625257-17-000048
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 16:38:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-29 16:37:02 UTC |
- Amount To Be Raised
- $4,714,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702131
- Filed Document
- 0001702131-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 16:37:02 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
Emerging Markets Equity Income Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2017-03-29 16:35:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001665858
- Filed Document
- 0001625257-17-000047
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-29 16:35:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|