Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LONGPOINT REALTY FUND I, LP See All Filings	D	2017-03-29 16:31:31 UTC
Amount To Be Raised $375,000,000 Associated Brokers / Dealers None CIK Number 0001702373 Filed Document 0001140361-17-013790 Exclusions or Exemptions 506b Accepted Date 2017-03-29 16:31:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Floating Rate Loan Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2017-03-29 16:28:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001552268 Filed Document 0001625257-17-000046 Exclusions or Exemptions 506b Accepted Date 2017-03-29 16:28:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Focus Ventures Ltd. See All Filings	D	2017-03-29 16:27:51 UTC
Amount To Be Raised $2,925,195 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001471603 Filed Document 0001471603-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 16:27:51 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Markets Large/Mid Cap Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2017-03-29 16:24:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001565287 Filed Document 0001625257-17-000045 Exclusions or Exemptions 506b Accepted Date 2017-03-29 16:24:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Equity Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2017-03-29 16:21:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001520675 Filed Document 0001625257-17-000044 Exclusions or Exemptions 506b Accepted Date 2017-03-29 16:21:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Closed-End International Equity Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2017-03-29 16:16:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516931 Filed Document 0001625257-17-000043 Exclusions or Exemptions 506b Accepted Date 2017-03-29 16:16:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hazelcast, Inc. See All Filings	D	2017-03-29 16:15:50 UTC
Amount To Be Raised $3,119,997 Associated Brokers / Dealers N/A CIK Number 0001555106 Filed Document 0001555106-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 16:15:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HSH-Huskies Co-Investor II, L.P. See All Filings	D	2017-03-29 16:14:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001702279 Filed Document 0001702279-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 16:14:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Closed-End Bond Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2017-03-29 16:12:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516932 Filed Document 0001625257-17-000042 Exclusions or Exemptions 506b Accepted Date 2017-03-29 16:12:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Bond Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2017-03-29 16:08:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516896 Filed Document 0001625257-17-000041 Exclusions or Exemptions 506b Accepted Date 2017-03-29 16:08:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIRSTRIKE FIREFIGHTERS, LLC See All Filings	D	2017-03-29 16:06:51 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001699861 Filed Document 0001699861-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 16:06:51 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Global Tactical Asset Allocation Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2017-03-29 16:04:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516895 Filed Document 0001625257-17-000040 Exclusions or Exemptions 506b Accepted Date 2017-03-29 16:04:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Javelin Venture Partners IV, L.P. See All Filings	D	2017-03-29 16:03:08 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001684697 Filed Document 0001684697-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 16:03:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Yield Bond Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2017-03-29 16:01:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Well Fargo Funds Distributor, LLC CIK Number 0001516889 Filed Document 0001625257-17-000039 Exclusions or Exemptions 506b Accepted Date 2017-03-29 16:01:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reality Analytics, Inc. See All Filings	D/A	2017-03-29 15:57:37 UTC
Amount To Be Raised $1,165,000 Associated Brokers / Dealers N/A CIK Number 0001680118 Filed Document 0001680118-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 15:57:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
US Core Fixed Income Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2017-03-29 15:55:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516894 Filed Document 0001625257-17-000038 Exclusions or Exemptions 506b Accepted Date 2017-03-29 15:55:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
erli Ventures Fund, L.P. See All Filings	D	2017-03-29 15:55:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702353 Filed Document 0001209191-17-023464 Exclusions or Exemptions 506b Accepted Date 2017-03-29 15:55:10 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
xMD Diagnostics, LLC See All Filings	D	2017-03-29 15:54:45 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001698878 Filed Document 0001698878-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 15:54:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Roadmap Perimeter LP II (U.S. & Offshore) See All Filings	D	2017-03-29 15:37:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701480 Filed Document 0001701480-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 15:37:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orion Energy Credit Opportunities Fund II, L.P. See All Filings	D/A	2017-03-29 15:36:28 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Asante Capital Group Advisors, LLC CIK Number 0001669440 Filed Document 0001140361-17-013767 Exclusions or Exemptions 506b Accepted Date 2017-03-29 15:36:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Texzon Technologies, LLC See All Filings	D	2017-03-29 15:34:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001684586 Filed Document 0001684586-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-29 15:34:48 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Select Opportunities Offshore Fund, Ltd. See All Filings	D	2017-03-29 15:34:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701366 Filed Document 0001701366-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 15:34:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EXCO RESOURCES INC See All Filings	D	2017-03-29 15:32:10 UTC
Amount To Be Raised $618,448,157 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Energy Strategic Advisory Services LLC, GEN IV Investment Opportunities, LLC, Vega Asset Partners, and OCM EXCO Holdings LLC CIK Number 0000316300 Filed Document 0001209191-17-023450 Exclusions or Exemptions 506c Accepted Date 2017-03-29 15:32:10 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
FIG Capital Investments, LLC See All Filings	D/A	2017-03-29 15:27:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570213 Filed Document 0001570213-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 15:27:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Envisage MS I, LLC See All Filings	D	2017-03-29 15:25:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701757 Filed Document 0001701757-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 15:25:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CapRocq Core REIT, Inc. See All Filings	1-A/A	2017-03-29 15:24:06 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Boustead Securities, LLC CIK Number 0001687237 Filed Document 0001144204-17-017251 Accepted Date 2017-03-29 15:24:06 UTC Type of Offering 1-A/A Industry REAL ESTATE OPERATORS (NO DEVELOPERS) & LESSORS Offering Tier Tier2 Principal Place of Business ARKANSAS Revenue or Assets $0 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
EverMem, Inc See All Filings	C/A	2017-03-29 15:15:57 UTC
Financial Interest 2% of the Securities being issued in the Offering Filing Platform OpenDeal Inc. Offering Amount $500,000 CIK Number 0001695244 Filed Document 0001695244-17-000004 Accepted Date 2017-03-29 15:15:57 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Timberline Resources Corp See All Filings	D/A	2017-03-29 15:15:12 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers CIBC World Markets, Haywood Securities Inc., and Canacoord Genuity CIK Number 0001288750 Filed Document 0001140361-17-013762 Exclusions or Exemptions 506c Accepted Date 2017-03-29 15:15:12 UTC Type of Offering D/A Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
AQIS Diversified Alpha I Fund LP See All Filings	D	2017-03-29 15:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701644 Filed Document 0001701644-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 15:12:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTRIVER MEZZANINE LOANS - LOAN POOL V, LLC See All Filings	D	2017-03-29 15:11:20 UTC
Amount To Be Raised $105,233,000 Associated Brokers / Dealers N/A CIK Number 0001701093 Filed Document 0001701093-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 15:11:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ASP Partners GSF 6 LP See All Filings	D	2017-03-29 15:09:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674685 Filed Document 0001674685-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 15:09:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpruceTech, Inc. See All Filings	D	2017-03-29 15:01:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001702245 Filed Document 0001702245-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 15:01:16 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Hive Companies, Inc. See All Filings	D	2017-03-29 14:57:56 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001702371 Filed Document 0001702371-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 14:57:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RealtyShares, Inc. See All Filings	D	2017-03-29 14:54:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001590974 Filed Document 0001590974-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-29 14:54:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mentor Capital, Inc. See All Filings	D	2017-03-29 14:54:23 UTC
Amount To Be Raised $500,001 Associated Brokers / Dealers N/A CIK Number 0001599117 Filed Document 0001599117-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-29 14:54:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
1837 Partners QP L.P. See All Filings	D/A	2017-03-29 14:52:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376884 Filed Document 0001376884-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 14:52:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street Global Secondary Fund 6 LP See All Filings	D	2017-03-29 14:49:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674656 Filed Document 0001674656-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 14:49:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Balderton Capital VI, S.L.P. See All Filings	D	2017-03-29 14:41:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001702178 Filed Document 0001701678-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 14:41:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cade Opportunity Fund, LP See All Filings	D/A	2017-03-29 14:37:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562814 Filed Document 0001702338-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 14:37:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CC&L Q Global Equity Market Neutral Fund LP See All Filings	D	2017-03-29 14:31:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701882 Filed Document 0001701882-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 14:31:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PowWow, Inc. See All Filings	D	2017-03-29 14:28:56 UTC
Amount To Be Raised $10,003,875 Associated Brokers / Dealers N/A CIK Number 0001619582 Filed Document 0001619582-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 14:28:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iSpecimen Inc. See All Filings	D	2017-03-29 14:27:27 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001558569 Filed Document 0001558569-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-29 14:27:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
MacKay Municipal Strategic Opportunities Fund, LP See All Filings	D	2017-03-29 14:27:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001701742 Filed Document 0001140361-17-013752 Exclusions or Exemptions 506b Accepted Date 2017-03-29 14:27:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CC&L Q Emerging Markets Equity Fund LP See All Filings	D	2017-03-29 14:24:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701883 Filed Document 0001701883-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 14:24:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Income Fund, LP See All Filings	D/A	2017-03-29 14:20:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669921 Filed Document 0001669921-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 14:20:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Alpha International Small Cap Fund LP See All Filings	D	2017-03-29 14:19:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701896 Filed Document 0001701896-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 14:19:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairway America, LLC See All Filings	D	2017-03-29 14:18:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001646298 Filed Document 0001646298-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 14:18:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Source Exploration Corp. See All Filings	D	2017-03-29 14:15:18 UTC
Amount To Be Raised $704,473 Associated Brokers / Dealers N/A CIK Number 0001609436 Filed Document 0001140361-17-013743 Exclusions or Exemptions 506b Accepted Date 2017-03-29 14:15:18 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AFFIRMHEALTH INC. See All Filings	D	2017-03-29 14:12:59 UTC
Amount To Be Raised $185,000 Associated Brokers / Dealers N/A CIK Number 0001702322 Filed Document 0001702322-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-29 14:12:59 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Texas Citizens Bancorp, Inc. See All Filings	D	2017-03-29 13:54:47 UTC
Amount To Be Raised $8,900,000 Associated Brokers / Dealers Hovde Group, LLC CIK Number 0001702235 Filed Document 0001702235-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 13:54:47 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt