Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LSV EMERGING MARKETS EQUITY FUND LP See All Filings	D/A	2017-04-12 11:23:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341434 Filed Document 0001393725-17-000083 Exclusions or Exemptions 506b Accepted Date 2017-04-12 11:23:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DGV Multi-Factor Fund LLC See All Filings	D	2017-04-12 11:22:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703468 Filed Document 0001703468-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 11:22:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LSV CANADA SMALL CAP EQUITY FUND, LP See All Filings	D/A	2017-04-12 11:21:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488477 Filed Document 0001393725-17-000082 Exclusions or Exemptions 506b Accepted Date 2017-04-12 11:21:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dallas Multifamily DST See All Filings	D/A	2017-04-12 11:19:48 UTC
Amount To Be Raised $22,631,637 Associated Brokers / Dealers Investment Planners Inc, Courtlandt Securities Corp, Primex, Westpark Capital Inc, Concorde Investment Services, LLC, 1st Global Capital Corporation, Maureen Verduyn, Investment Planners, Inc, 1st Global Capital Corporation, Brian Evans, Independent Financial Group, LLC, Concorde Investment Services LLC, Parkland Securities, Alex Filippini, DFPG Investments, Inc, H.D. Vest Investment Securities Inc, and Sigma Financial Corporation CIK Number 0001698656 Filed Document 0001698656-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-04-12 11:19:48 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Plug & Play Umbrella Fund, L.P. See All Filings	D	2017-04-12 11:18:07 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001695612 Filed Document 0001695612-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 11:18:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NAM Special Situations Fund I QP, LLC (FBIO Series I) See All Filings	D/A	2017-04-12 11:14:16 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001702316 Filed Document 0000905718-17-000463 Exclusions or Exemptions 506b Accepted Date 2017-04-12 11:14:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgepoint Growth I 'B' LP See All Filings	D	2017-04-12 11:12:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703480 Filed Document 0001703480-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 11:12:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Security First Corp. See All Filings	D	2017-04-12 11:10:59 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001553104 Filed Document 0001553104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 11:10:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cannavations Investors, LLC. See All Filings	D/A	2017-04-12 11:10:53 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001703230 Filed Document 0001703230-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 11:10:53 UTC Type of Offering D/A Industry Other Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Freight Farms, Inc. See All Filings	D	2017-04-12 10:59:57 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001592800 Filed Document 0001592800-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 10:59:57 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LSV AUSTRALIA SMALL CAP EQUITY FUND, LP See All Filings	D/A	2017-04-12 10:59:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488476 Filed Document 0001393725-17-000081 Exclusions or Exemptions 506b Accepted Date 2017-04-12 10:59:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWOONERY, INC. See All Filings	D	2017-04-12 10:54:06 UTC
Amount To Be Raised $2,441,074 Associated Brokers / Dealers N/A CIK Number 0001641990 Filed Document 0001641990-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-12 10:54:06 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ULURU Inc. See All Filings	D	2017-04-12 10:53:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001168220 Filed Document 0001168220-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-04-12 10:53:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
InteliVideo, Inc. See All Filings	D	2017-04-12 10:49:38 UTC
Amount To Be Raised $5,253,307 Associated Brokers / Dealers N/A CIK Number 0001611198 Filed Document 0001611198-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-12 10:49:38 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
JRD Investment Partners, LLC See All Filings	D	2017-04-12 10:41:53 UTC
Amount To Be Raised $1,131,900 Associated Brokers / Dealers N/A CIK Number 0001703594 Filed Document 0001703594-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 10:41:53 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RDC Capital Partners Offshore Fund Ltd. See All Filings	D/A	2017-04-12 10:39:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660457 Filed Document 0001660457-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 10:39:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corfiser SIMI Fund, LP See All Filings	D/A	2017-04-12 10:37:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607921 Filed Document 0001607921-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 10:37:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Corrum Capital Alternative Income Fund, LP See All Filings	D	2017-04-12 10:36:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703116 Filed Document 0001703116-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 10:36:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
FTF Funding Vehicle I, LLC See All Filings	D	2017-04-12 10:34:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001703593 Filed Document 0001703593-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 10:34:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sciadonics, Inc. See All Filings	D	2017-04-12 10:33:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001703451 Filed Document 0001615594-17-000033 Exclusions or Exemptions 506b Accepted Date 2017-04-12 10:33:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Skyline Vet Pharma, Inc. See All Filings	D	2017-04-12 10:30:11 UTC
Amount To Be Raised $5,011,760 Associated Brokers / Dealers N/A CIK Number 0001680111 Filed Document 0001680111-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 10:30:11 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Sprott Privet Fund, LLC See All Filings	D/A	2017-04-12 10:21:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538119 Filed Document 0000919574-17-003374 Exclusions or Exemptions 506b Accepted Date 2017-04-12 10:21:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Equity
SPROTT PRIVET FUND, L.P. See All Filings	D/A	2017-04-12 10:19:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001125142 Filed Document 0000919574-17-003372 Exclusions or Exemptions 506b Accepted Date 2017-04-12 10:19:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Equity
Immy Inc. See All Filings	D	2017-04-12 10:09:02 UTC
Amount To Be Raised $999,997 Associated Brokers / Dealers None CIK Number 0001512992 Filed Document 0001512992-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 10:09:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LEITLOCK Directed Capital Fund I LLC See All Filings	D	2017-04-12 10:08:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Watchdog Capital, LLC and Pariter Securities, LLC CIK Number 0001702989 Filed Document 0001702989-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-12 10:08:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
URBANEER, LLC See All Filings	D	2017-04-12 09:59:23 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001703453 Filed Document 0001703453-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 09:59:23 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
CORE KEYSTONE LLC See All Filings	D/A	2017-04-12 09:42:05 UTC
Amount To Be Raised $2,170,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001698733 Filed Document 0001698733-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 09:42:05 UTC Type of Offering D/A Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Belpointe Sleepovation Investment, LP See All Filings	D	2017-04-12 09:35:30 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001702949 Filed Document 0001702949-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-12 09:35:30 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
CVC Credit Partners European Mid-Market Solutions Parallel Feeder Fund (DL), L.P. See All Filings	D/A	2017-04-12 09:35:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687139 Filed Document 0001687139-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 09:35:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVC Credit Partners European Mid-Market Solution Feeder Fund (E), L.P See All Filings	D	2017-04-12 09:32:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702857 Filed Document 0001702857-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 09:32:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-12 09:22:00 UTC
Amount To Be Raised $7,560,000 Associated Brokers / Dealers Mark Merlotti CIK Number 0001135856 Filed Document 0001135856-17-000126 Exclusions or Exemptions 506b Accepted Date 2017-04-12 09:22:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ice Rover, Inc. See All Filings	D	2017-04-12 09:15:47 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001702915 Filed Document 0001702915-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-12 09:15:47 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-12 09:15:37 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers Rhonda Miller, David Stecher, and Nicholas Dellavedova CIK Number 0001135856 Filed Document 0001135856-17-000125 Exclusions or Exemptions 506b Accepted Date 2017-04-12 09:15:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PANTHER OPPORTUNITY FUND, LLC See All Filings	D	2017-04-12 09:15:04 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001703551 Filed Document 0001703551-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-12 09:15:04 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Multi-Advisor Funds International Equity Value Fund See All Filings	D/A	2017-04-12 09:09:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423222 Filed Document 0001405086-17-000078 Exclusions or Exemptions 506b Accepted Date 2017-04-12 09:09:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sector Healthcare Fund - a sub-fund of Sector Gamma Investment Funds Plc. See All Filings	D/A	2017-04-12 08:21:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670079 Filed Document 0000945621-17-000207 Exclusions or Exemptions 506b Accepted Date 2017-04-12 08:21:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund SPC, Ltd. See All Filings	D/A	2017-04-12 08:07:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574131 Filed Document 0001574131-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-12 08:07:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
High Sierra Direct Mehnert, LP See All Filings	D/A	2017-04-12 08:00:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665357 Filed Document 0001665357-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 08:00:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Sierra Direct Diamond, LP See All Filings	D/A	2017-04-12 07:55:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665366 Filed Document 0001665366-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 07:55:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobiquity Inc. See All Filings	D/A	2017-04-11 21:59:03 UTC
Amount To Be Raised $19,144,402 Associated Brokers / Dealers N/A CIK Number 0001517068 Filed Document 0001517068-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 21:59:03 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Sigma Holding I, Inc. See All Filings	D	2017-04-11 21:54:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702908 Filed Document 0001702908-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 21:54:06 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Trocafone, Inc. See All Filings	D/A	2017-04-11 21:34:05 UTC
Amount To Be Raised $12,380,964 Associated Brokers / Dealers N/A CIK Number 0001672642 Filed Document 0001672642-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 21:34:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARGENTINA Revenue or Assets Decline to Disclose Type of Security Equity
YMEDICA, INC. See All Filings	D/A	2017-04-11 21:09:53 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001643460 Filed Document 0001643460-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-11 21:09:53 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SoxHub, Inc. See All Filings	D	2017-04-11 21:08:46 UTC
Amount To Be Raised $3,612,357 Associated Brokers / Dealers N/A CIK Number 0001703199 Filed Document 0001703199-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 21:08:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
S-K Gahanna, LLC See All Filings	D	2017-04-11 20:47:15 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001636424 Filed Document 0001636424-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 20:47:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fission 3.0 Corp. See All Filings	D/A	2017-04-11 20:38:42 UTC
Amount To Be Raised $220,336 Associated Brokers / Dealers 3rd Capital LLC CIK Number 0001703118 Filed Document 0001703118-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 20:38:42 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hoot's Out Inc. See All Filings	D	2017-04-11 19:32:57 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001701805 Filed Document 0001701805-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 19:32:57 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
STAGE I DIAGNOSTICS, INC. See All Filings	D	2017-04-11 19:27:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001467094 Filed Document 0001245105-17-000063 Exclusions or Exemptions 506b Accepted Date 2017-04-11 19:27:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Rockstep Value Fund I, LLC See All Filings	D	2017-04-11 19:17:24 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001703523 Filed Document 0001703523-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-11 19:17:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
NB Loft Vue, DST See All Filings	D	2017-04-11 18:48:24 UTC
Amount To Be Raised $8,485,280 Associated Brokers / Dealers BRIAN NELSON, CORBIN S. THOMAS, TROY THOMAS, LESLIE M. PAPPAS, WILLIAM R. HOOP, and TODD CONDIFF CIK Number 0001696980 Filed Document 0001696980-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 18:48:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other