Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KKR Asian Fund III Private Investors Offshore, L.P. See All Filings	D	2017-04-11 18:43:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703471 Filed Document 0001012975-17-000326 Exclusions or Exemptions 506b Accepted Date 2017-04-11 18:43:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
That Christmas Movie LLC See All Filings	C	2017-04-11 18:43:01 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $100,000 CIK Number 0001701225 Filed Document 0001665160-17-000122 Accepted Date 2017-04-11 18:43:01 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
Vital Records Holdings, LLC See All Filings	D	2017-04-11 18:38:44 UTC
Amount To Be Raised $62,710,355 Associated Brokers / Dealers N/A CIK Number 0001703325 Filed Document 0001703325-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 18:38:44 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Lucid Holdings, LLC See All Filings	D	2017-04-11 18:21:18 UTC
Amount To Be Raised $59,999,989 Associated Brokers / Dealers Petsky Prunier LLC CIK Number 0001535207 Filed Document 0001535207-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 18:21:18 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
KKR Asian Fund III Private Investors, LLC See All Filings	D	2017-04-11 18:19:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703478 Filed Document 0001012975-17-000325 Exclusions or Exemptions 506b Accepted Date 2017-04-11 18:19:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HUMPHREYS FUND I, LLC See All Filings	D	2017-04-11 18:12:47 UTC
Amount To Be Raised $30,000,012 Associated Brokers / Dealers N/A CIK Number 0001703119 Filed Document 0001703119-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 18:12:47 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Fission 3.0 Corp. See All Filings	D	2017-04-11 18:07:20 UTC
Amount To Be Raised $220,336 Associated Brokers / Dealers 3rd Capital LLC CIK Number 0001703118 Filed Document 0001703118-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 18:07:20 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RESFL, LLC See All Filings	D	2017-04-11 18:05:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001703566 Filed Document 0001703566-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-11 18:05:08 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NARRATIVE I/O, INC. See All Filings	D	2017-04-11 18:04:37 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001702587 Filed Document 0001702587-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 18:04:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RCG Longview 88 Street Co-Invest, L.P. See All Filings	D	2017-04-11 17:52:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703242 Filed Document 0001703242-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:52:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
pH Laboratories, LLC See All Filings	D	2017-04-11 17:47:25 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001693639 Filed Document 0001693639-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:47:25 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
COMMUNITY DEVELOPMENT TRUST INC See All Filings	D/A	2017-04-11 17:46:49 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001088633 Filed Document 0001088633-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:46:49 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Cornerstone Diversified Portfolio, LP See All Filings	D/A	2017-04-11 17:41:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522503 Filed Document 0001522503-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:41:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Tower Resources Ltd. See All Filings	D	2017-04-11 17:30:01 UTC
Amount To Be Raised $595,260 Associated Brokers / Dealers CANACCORD GENUITY CORP. CIK Number 0001686161 Filed Document 0001183740-17-000063 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:30:01 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TallaBama DG, LLC See All Filings	D	2017-04-11 17:26:03 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers TrustFirst, Inc., Donald Taylor, James Powers, and Ted Shaver CIK Number 0001703509 Filed Document 0001703509-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:26:03 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
FGICP LLC See All Filings	D	2017-04-11 17:25:34 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001703549 Filed Document 0001703549-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:25:34 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Trumpet Search, LLC See All Filings	D/A	2017-04-11 17:22:56 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001467007 Filed Document 0001467007-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:22:56 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Maveron Equity Partners VI, L.P. See All Filings	D/A	2017-04-11 17:21:09 UTC
Amount To Be Raised $116,000,000 Associated Brokers / Dealers BTIG, LLC CIK Number 0001671011 Filed Document 0001671011-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:21:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CORERX INC See All Filings	D	2017-04-11 17:21:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001635467 Filed Document 0001078782-17-000452 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:21:01 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ARMIGER PARTNERS L P See All Filings	D/A	2017-04-11 17:18:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001279826 Filed Document 0000919574-17-003361 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:18:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Sand Capital Offshore Fund Ltd. See All Filings	D/A	2017-04-11 17:17:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657713 Filed Document 0001657713-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:17:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TENARON CAPITAL PARTNERS LP See All Filings	D	2017-04-11 17:14:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702818 Filed Document 0000919574-17-003359 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:14:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Sand Capital LP See All Filings	D/A	2017-04-11 17:14:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654437 Filed Document 0001654437-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:14:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASP (Feeder) Private Credit Fund LP See All Filings	D	2017-04-11 17:12:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001701777 Filed Document 0001701777-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:12:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Alphatec Holdings, Inc. See All Filings	D	2017-04-11 17:10:56 UTC
Amount To Be Raised $18,864,000 Associated Brokers / Dealers H.C. Wainwright & Co. LLC CIK Number 0001350653 Filed Document 0001140361-17-015572 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:10:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street Private Credit Fund-B LP See All Filings	D	2017-04-11 17:09:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001701770 Filed Document 0001701770-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:09:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street Private Credit Fund-A LP See All Filings	D	2017-04-11 17:07:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001701752 Filed Document 0001701752-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:07:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MyAlerts Inc. See All Filings	D/A	2017-04-11 17:04:35 UTC
Amount To Be Raised $6,999,998 Associated Brokers / Dealers N/A CIK Number 0001578576 Filed Document 0001578576-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:04:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tessera Offshore Fund Ltd See All Filings	D/A	2017-04-11 17:01:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Thomas Frank and David Richard Sanchez CIK Number 0001398810 Filed Document 0000919574-17-003355 Exclusions or Exemptions 506b Accepted Date 2017-04-11 17:01:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund SPC - Segregated Portfolio 43 See All Filings	D/A	2017-04-11 16:57:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672202 Filed Document 0001659828-17-000035 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:57:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oofos, LLC See All Filings	D	2017-04-11 16:56:52 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001582282 Filed Document 0001582282-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-04-11 16:56:52 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
AP Ultimate OpCo Holding Corp See All Filings	D	2017-04-11 16:55:53 UTC
Amount To Be Raised $13,025,000 Associated Brokers / Dealers N/A CIK Number 0001702467 Filed Document 0001702467-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:55:53 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC-Segregated Portfolio 40 See All Filings	D/A	2017-04-11 16:55:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639470 Filed Document 0001659828-17-000034 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:55:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC-Segregated Portfolio 30 See All Filings	D/A	2017-04-11 16:54:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548244 Filed Document 0001659828-17-000033 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:54:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC-Segregated Portfolio 29 See All Filings	D/A	2017-04-11 16:53:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546954 Filed Document 0001659828-17-000032 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:53:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PeerLogix, Inc. See All Filings	D	2017-04-11 16:53:05 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001603494 Filed Document 0001683168-17-000891 Exclusions or Exemptions 506c Accepted Date 2017-04-11 16:53:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SignatureFD Global Opportunities Fund, L.P. See All Filings	D/A	2017-04-11 16:48:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465454 Filed Document 0001465454-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:48:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
KKR Health Care Strategic Growth Fund L.P. See All Filings	D/A	2017-04-11 16:46:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cygnus Investment Partners LP, Morgan Stanley, and Bank of Singapore Limited CIK Number 0001691293 Filed Document 0001691293-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:46:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPULENT FUND LP See All Filings	D/A	2017-04-11 16:44:20 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001226084 Filed Document 0001226084-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:44:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
NEWPORT VISION LLC See All Filings	D/A	2017-04-11 16:38:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276502 Filed Document 0001507943-17-000045 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:38:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT SAGAMORE LLC See All Filings	D/A	2017-04-11 16:37:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177736 Filed Document 0001507943-17-000044 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:37:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Patriot LLC See All Filings	D/A	2017-04-11 16:36:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300627 Filed Document 0001507943-17-000043 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:36:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Monarch, LLC See All Filings	D/A	2017-04-11 16:34:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671316 Filed Document 0001507943-17-000042 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:34:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JVM Multi-Family Premier Fund II, LLC See All Filings	D/A	2017-04-11 16:33:41 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001671709 Filed Document 0001671709-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-11 16:33:41 UTC Type of Offering D/A Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT MESA LLC See All Filings	D/A	2017-04-11 16:32:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001199904 Filed Document 0001507943-17-000041 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:32:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Liberty, LLC See All Filings	D/A	2017-04-11 16:31:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639328 Filed Document 0001507943-17-000040 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:31:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT CYPRESS LLC See All Filings	D/A	2017-04-11 16:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001259882 Filed Document 0001507943-17-000039 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:29:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT CASCADE FUND LLC See All Filings	D/A	2017-04-11 16:29:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001171589 Filed Document 0001507943-17-000038 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:29:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Security Services Parent, Inc. See All Filings	D	2017-04-11 16:28:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703056 Filed Document 0000950142-17-000773 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:28:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
NEWPORT CASCADE FUND LLC See All Filings	D/A	2017-04-11 16:28:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001171589 Filed Document 0001507943-17-000037 Exclusions or Exemptions 506b Accepted Date 2017-04-11 16:28:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund