|
|
D/A |
2017-04-12 13:21:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001389648
- Filed Document
- 0001393725-17-000097
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 13:21:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 13:17:49 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Laidlaw & Company (UK) Ltd.
- CIK Number
- 0001641631
- Filed Document
- 0001702289-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 13:17:49 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 13:10:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000866472
- Filed Document
- 0000919574-17-003380
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 13:10:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 13:09:58 UTC |
- Amount To Be Raised
- $28,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697042
- Filed Document
- 0001697042-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 13:09:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 13:08:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001516215
- Filed Document
- 0001393725-17-000096
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 13:08:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 13:03:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001268055
- Filed Document
- 0000919574-17-003378
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 13:03:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 13:02:48 UTC |
- Amount To Be Raised
- $768,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483408
- Filed Document
- 0001483408-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 13:02:48 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2017-04-12 13:01:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512427
- Filed Document
- 0001393725-17-000095
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 13:01:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C |
2017-04-12 12:59:35 UTC |
- Financial Interest
- There is no financial interest in the issuer held by the intermediary, or any arrangement for the intermediary to acquire such an interest.
- Filing Platform
- Ksdaq Inc.
- Offering Amount
- $1,000,000
- CIK Number
- 0001687688
- Filed Document
- 0001687688-17-000002
- Accepted Date
- 2017-04-12 12:59:35 UTC
- Type of Offering
- C
- Security Offered Amount
- 100,000
- Security Offered Type
- Common Stock
- State
- FLORIDA
|
|
|
D/A |
2017-04-12 12:55:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001522189
- Filed Document
- 0001393725-17-000094
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:55:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 12:52:52 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001531154
- Filed Document
- 0001531154-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:52:52 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-12 12:45:52 UTC |
- Amount To Be Raised
- $416,000
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001680048
- Filed Document
- 0001680048-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:45:52 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 12:44:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677893
- Filed Document
- 0001677893-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:44:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 12:43:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001300505
- Filed Document
- 0001393725-17-000093
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:43:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 12:39:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652879
- Filed Document
- 0000902664-17-001951
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:39:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 12:38:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001300564
- Filed Document
- 0001393725-17-000092
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:38:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 12:33:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673204
- Filed Document
- 0001673204-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:33:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 12:30:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001633958
- Filed Document
- 0001633958-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:30:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 12:25:55 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703563
- Filed Document
- 0001703563-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-04-12 12:25:55 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-12 12:25:54 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703653
- Filed Document
- 0001703653-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-04-12 12:25:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 12:25:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001518911
- Filed Document
- 0001393725-17-000091
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:25:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 12:25:20 UTC |
- Amount To Be Raised
- $5,016,332
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703249
- Filed Document
- 0001703249-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:25:20 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 12:22:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000841776
- Filed Document
- 0000841776-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:22:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 12:20:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703432
- Filed Document
- 0001703432-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:20:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 12:19:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637531
- Filed Document
- 0001637531-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:19:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 12:17:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457693
- Filed Document
- 0001393725-17-000090
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:17:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 12:10:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505139
- Filed Document
- 0001393725-17-000089
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:10:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 12:10:37 UTC |
- Amount To Be Raised
- $1,999,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703440
- Filed Document
- 0001703440-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:10:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-12 12:05:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703597
- Filed Document
- 0001479191-17-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:05:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 12:05:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572257
- Filed Document
- 0001572257-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:05:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 12:02:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512428
- Filed Document
- 0001393725-17-000088
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:02:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 11:59:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001507162
- Filed Document
- 0001393725-17-000087
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:59:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 11:56:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604737
- Filed Document
- 0001393725-17-000086
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:56:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 11:55:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703328
- Filed Document
- 0001703328-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:55:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-04-12 11:54:59 UTC |
- Amount To Be Raised
- $310,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703260
- Filed Document
- 0001703260-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:54:59 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 11:52:34 UTC |
- Amount To Be Raised
- $1,262,006,089
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663267
- Filed Document
- 0001703480-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:52:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A/A |
2017-04-12 11:52:22 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587999
- Filed Document
- 0001587999-17-000001
- Accepted Date
- 2017-04-12 11:52:22 UTC
- Type of Offering
- 1-A/A
- Industry
- SERVICES-MISCELLANEOUS BUSINESS SERVICES
- Offering Tier
- Tier1
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $0
- State of Jurisdiction
- NEW YORK
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2017-04-12 11:50:10 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703351
- Filed Document
- 0001213900-17-003648
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:50:10 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 11:46:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616452
- Filed Document
- 0001393725-17-000085
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:46:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 11:41:17 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692402
- Filed Document
- 0001692402-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:41:17 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- PUERTO RICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-12 11:40:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703543
- Filed Document
- 0001703543-17-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2017-04-12 11:40:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 11:39:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484877
- Filed Document
- 0001393725-17-000084
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:39:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
SMS FUND, A SERIES OF GLOBAL ENDOWMENT TARGETED STRATEGY FUND, LP
See All Filings
|
D/A |
2017-04-12 11:38:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001467914
- Filed Document
- 0001467914-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:38:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 11:37:16 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703578
- Filed Document
- 0001703578-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:37:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 11:37:07 UTC |
- Amount To Be Raised
- $24,099,126
- Associated Brokers / Dealers
- Concorde Investment Services LLC, Westpark Capital Inc, DFPG Investments, Inc, Sandlapper Securities, LLC, Concorde Investment Services LLC, DFPG Investments, Inc, Silver Portal Capital LLC, Investment Planners, Crown Capital Securities, L.P, 1st Global Corporation, 1st Global Corporation, Sagepoint Financial, Inc., Concorde Investment Services LLC, Colorado Financial Services Corp, Colorado Financial Services Corp, Sandlapper Securities,LLC, Brian Evans, Centaurus Financial, Inc, Westpark Capital Inc, Parkland Securities, LLC, Woodbury Financial Services, Inc., Independent Financial Group, LLC, Jason Landers, Concorde Investment Services, LLC, FSC Securities Corporation, Centaurus Financial, Inc, and 1st Global Capital Corporation
- CIK Number
- 0001693202
- Filed Document
- 0001693202-17-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:37:07 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D/A |
2017-04-12 11:32:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Bruce Winans, Charles Neustein, Thomas Mahoney IV, n/a, Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, MSC-BD, LLC, Henry Druker, and OCP Capital, LLC
- CIK Number
- 0001107149
- Filed Document
- 0001107149-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:32:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 11:28:39 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691555
- Filed Document
- 0001691555-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:28:39 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-12 11:28:35 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001703590
- Filed Document
- 0001703590-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:28:35 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
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D |
2017-04-12 11:27:45 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703413
- Filed Document
- 0001703413-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:27:45 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
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D/A |
2017-04-12 11:25:17 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Cambridge Investment Research, Inc. and Sunbelt Securities
- CIK Number
- 0001687017
- Filed Document
- 0001687017-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:25:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|