Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2025-11-13 12:54:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, J.P. Morgan Securities Inc., Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, MSC-BD, LLC, Henry Druker, OCP Capital, LLC, Tangent Capital Partners, LLC, Maven Capital Advisors, LLC, and Keith A. Thomas CIK Number 0001107149 Filed Document 0001107149-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-11-13 12:54:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2024-11-27 12:37:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, J.P. Morgan Securities Inc., Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, MSC-BD, LLC, Henry Druker, OCP Capital, LLC, Tangent Capital Partners, LLC, Maven Capital Advisors, LLC, and Keith A. Thomas CIK Number 0001107149 Filed Document 0001107149-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-11-27 12:37:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2023-11-29 15:50:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, J.P. Morgan Securities Inc., Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, MSC-BD, LLC, Henry Druker, OCP Capital, LLC, Tangent Capital Partners, LLC, and Maven Capital Advisors, LLC CIK Number 0001107149 Filed Document 0001107149-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 15:50:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2022-11-30 13:43:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, J.P. Morgan Securities Inc., Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, MSC-BD, LLC, Henry Druker, OCP Capital, LLC, Tangent Capital Partners, LLC, and Maven Capital Advisors, LLC CIK Number 0001107149 Filed Document 0001107149-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-30 13:43:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2021-12-03 15:40:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, J.P. Morgan Securities Inc., Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, MSC-BD, LLC, Henry Druker, OCP Capital, LLC, Tangent Capital Partners, LLC, and Maven Capital Advisors, LLC CIK Number 0001107149 Filed Document 0001107149-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-03 15:40:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2020-12-21 13:22:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, J.P. Morgan Securities Inc., Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, MSC-BD, LLC, Henry Druker, OCP Capital, LLC, Tangent Capital Partners, LLC, and Maven Capital Advisors, LLC CIK Number 0001107149 Filed Document 0001107149-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-12-21 13:22:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2019-12-20 11:56:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, J.P. Morgan Securities Inc., Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, MSC-BD, LLC, Henry Druker, OCP Capital, LLC, Tangent Capital Partners, LLC, and Maven Capital Advisors, LLC CIK Number 0001107149 Filed Document 0001273340-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 11:56:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2018-12-21 16:05:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, J.P. Morgan Securities Inc., Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, MSC-BD, LLC, Henry Druker, OCP Capital, LLC, Tangent Capital Partners, LLC, and Maven Capital Advisors, LLC CIK Number 0001107149 Filed Document 0001277890-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:05:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2018-07-12 11:59:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, J.P. Morgan Securities Inc., Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, MSC-BD, LLC, Henry Druker, OCP Capital, LLC, and Tangent Capital Partners, LLC CIK Number 0001107149 Filed Document 0001107149-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 11:59:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2017-07-12 11:49:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, n/a, Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, MSC-BD, LLC, Henry Druker, OCP Capital, LLC, and Tangent Capital Partners, LLC CIK Number 0001107149 Filed Document 0001107149-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-12 11:49:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2017-04-12 11:32:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, n/a, Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, MSC-BD, LLC, Henry Druker, and OCP Capital, LLC CIK Number 0001107149 Filed Document 0001107149-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 11:32:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2016-09-09 14:47:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, n/a, Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, MSC-BD, LLC, and Henry Druker CIK Number 0001107149 Filed Document 0001107149-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 14:47:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, n/a, Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, and MSC-BD, LLC CIK Number 0001107149 Filed Document 0001107149-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, n/a, Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, and MSC-BD, LLC CIK Number 0001107149 Filed Document 0001107149-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund