Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OnPlan Holdings, LLC See All Filings	D/A	2017-05-16 12:47:04 UTC
Amount To Be Raised $1,985,000 Associated Brokers / Dealers N/A CIK Number 0001635524 Filed Document 0001635524-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:47:04 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Invesco Institutional Trust Global Asset Allocation Strategy Fund See All Filings	D	2017-05-16 12:44:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001703687 Filed Document 0001703687-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-16 12:44:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOAH CORP See All Filings	D	2017-05-16 12:28:23 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001373862 Filed Document 0001373862-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:28:23 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
ASSURANCE MEZZANINE FUND III, LP See All Filings	D	2017-05-16 12:28:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706791 Filed Document 0001706791-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:28:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lightning Hybrids, LLC See All Filings	D/A	2017-05-16 12:20:56 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001560257 Filed Document 0001560257-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:20:56 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SocialEdge, Inc. See All Filings	D	2017-05-16 12:19:16 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001701468 Filed Document 0001701468-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:19:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Planned Return Strategy Fund, LP See All Filings	D/A	2017-05-16 12:12:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577458 Filed Document 0001577458-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:12:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard Multi-Strategy Fund Ltd See All Filings	D/A	2017-05-16 12:11:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001456621 Filed Document 0001456621-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:11:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archstone Investments LLC See All Filings	D	2017-05-16 12:07:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706758 Filed Document 0001705589-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:07:48 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
All Pro Funding III, LLC See All Filings	D/A	2017-05-16 11:54:01 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001639474 Filed Document 0001639474-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:54:01 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Goldenwise Quant Multi-Strat Fund LLC See All Filings	D	2017-05-16 11:50:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706786 Filed Document 0001706786-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 11:50:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NCS Investment Holdings LP See All Filings	D	2017-05-16 11:46:10 UTC
Amount To Be Raised $86,185,843 Associated Brokers / Dealers N/A CIK Number 0001703837 Filed Document 0000895345-17-000205 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:46:10 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCHRODER DIVERSIFIED GROWTH PORTFOLIO, L.P. See All Filings	D/A	2017-05-16 11:43:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001613349 Filed Document 0001613349-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:43:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard Multi-Strategy Fund, L.P. See All Filings	D/A	2017-05-16 11:40:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001463113 Filed Document 0001463113-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:40:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Institutional Trust C & I Balanced Risk Allocation Fund See All Filings	D	2017-05-16 11:39:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001695336 Filed Document 0001695336-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 11:39:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penumbra-007 \| LLC See All Filings	D	2017-05-16 11:32:20 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001706151 Filed Document 0001706151-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:32:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Sequel Capital Fund III, L.P. See All Filings	D/A	2017-05-16 11:30:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Placement Group, LLC CIK Number 0001673092 Filed Document 0001673092-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:30:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Margate Capital Partners Fund Ltd See All Filings	D/A	2017-05-16 11:22:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686845 Filed Document 0001686845-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:22:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Kadensa Fund See All Filings	D	2017-05-16 11:16:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706762 Filed Document 0001706762-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:16:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala P2 Fund LP See All Filings	D/A	2017-05-16 11:16:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607979 Filed Document 0001140361-17-020911 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:16:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MB DISLOCATION OPPORTUNITY FUND, LP See All Filings	D/A	2017-05-16 11:14:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454401 Filed Document 0001454401-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:14:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Expedition Fund Ltd. See All Filings	D/A	2017-05-16 11:13:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672510 Filed Document 0001140361-17-020909 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:13:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Growth Equity Fund of the Invesco Institutional Trust See All Filings	D	2017-05-16 11:11:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001695331 Filed Document 0001695331-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 11:11:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CNT Holdings I Corp See All Filings	D/A	2017-05-16 11:08:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663470 Filed Document 0000895345-17-000204 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:08:10 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Houwzer LLC See All Filings	D	2017-05-16 11:07:42 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001706206 Filed Document 0001706206-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:07:42 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
WEST CENTRAL ANGEL FUND I, LLC See All Filings	D	2017-05-16 11:00:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001704464 Filed Document 0001362118-17-000020 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:00:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
East Lodge Capital Credit Opportunities Fund, Ltd. See All Filings	D/A	2017-05-16 10:51:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608082 Filed Document 0000902664-17-002412 Exclusions or Exemptions 506b Accepted Date 2017-05-16 10:51:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenwich Global Opportunities Fund, LP See All Filings	D/A	2017-05-16 10:49:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576015 Filed Document 0001576015-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 10:49:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Lodge Capital Credit Opportunities Fund L.P. See All Filings	D/A	2017-05-16 10:49:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608088 Filed Document 0000902664-17-002411 Exclusions or Exemptions 506b Accepted Date 2017-05-16 10:49:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Margate Capital Partners Fund LP See All Filings	D/A	2017-05-16 10:45:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686841 Filed Document 0001686841-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 10:45:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FETCHFIND, LLC See All Filings	C	2017-05-16 10:43:36 UTC
Financial Interest 2.0% of the Securities being issued in the Offering Filing Platform OpenDeal Inc. Offering Amount $750,000 CIK Number 0001705130 Filed Document 0001705130-17-000002 Accepted Date 2017-05-16 10:43:36 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State ILLINOIS
Kadensa US Fund See All Filings	D	2017-05-16 10:42:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706759 Filed Document 0001706759-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 10:42:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: TB Capital Partners LLC See All Filings	D/A	2017-05-16 10:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001607445 Filed Document 0001704875-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-16 10:42:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: PFM Diversified Offshore Ltd See All Filings	D/A	2017-05-16 10:39:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001641757 Filed Document 0001704875-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-16 10:39:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlphaKeys Total Alternatives Solution 2016, L.L.C. See All Filings	D/A	2017-05-16 10:20:43 UTC
Amount To Be Raised $257,526,000 Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001698483 Filed Document 0001698483-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 10:20:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man Alternative Risk Premia SP, a segregated portfolio of Man Risk Premia SPC See All Filings	D	2017-05-16 10:12:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001706680 Filed Document 0001706680-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 10:12:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Venture Partners, LLC See All Filings	D	2017-05-16 10:08:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001655667 Filed Document 0001655667-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 10:08:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
SummerStone Fund X, LLC See All Filings	D	2017-05-16 10:00:03 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001706757 Filed Document 0001706757-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 10:00:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Warwick European Opportunities Fund II LP See All Filings	D	2017-05-16 09:56:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705626 Filed Document 0001705626-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 09:56:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LogicStream Health, Inc. See All Filings	D	2017-05-16 09:47:12 UTC
Amount To Be Raised $5,999,998 Associated Brokers / Dealers N/A CIK Number 0001599415 Filed Document 0001144204-17-027805 Exclusions or Exemptions 506b Accepted Date 2017-05-16 09:47:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Hermitage Global Partners LP See All Filings	D/A	2017-05-16 09:41:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001492569 Filed Document 0000902664-17-002405 Exclusions or Exemptions 506b Accepted Date 2017-05-16 09:41:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orchard Hill Asian Opportunity Domestic Fund LP See All Filings	D/A	2017-05-16 09:39:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576743 Filed Document 0000902664-17-002404 Exclusions or Exemptions 506b Accepted Date 2017-05-16 09:39:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orchard Hill Global Macro Opportunity Fund LP See All Filings	D/A	2017-05-16 09:38:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608770 Filed Document 0000902664-17-002403 Exclusions or Exemptions 506b Accepted Date 2017-05-16 09:38:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orchard Hill Asian Opportunity Intermediate Fund LP See All Filings	D/A	2017-05-16 09:37:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576742 Filed Document 0000902664-17-002402 Exclusions or Exemptions 506b Accepted Date 2017-05-16 09:37:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kohinoor Core (Cayman) Fund See All Filings	D/A	2017-05-16 09:35:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brean Capital, LLC CIK Number 0001576913 Filed Document 0000902664-17-002401 Exclusions or Exemptions 506b Accepted Date 2017-05-16 09:35:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sajor Partners, LP See All Filings	D/A	2017-05-16 09:19:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674704 Filed Document 0001674704-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 09:19:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rabble One, LLC See All Filings	1-A/A	2017-05-15 20:18:48 UTC
Amount To Be Raised $605,000 Associated Brokers / Dealers N/A CIK Number 0001690021 Filed Document 0001144204-17-027720 Accepted Date 2017-05-15 20:18:48 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
ROTELLA POLARIS FUND LTD See All Filings	D/A	2017-05-15 19:49:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001165137 Filed Document 0001165137-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-15 19:49:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 283, LLC See All Filings	D	2017-05-15 19:28:09 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001706565 Filed Document 0001706565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 19:28:09 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
ROTELLA POLARIS FUND LLC See All Filings	D/A	2017-05-15 19:23:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001052845 Filed Document 0001165137-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 19:23:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund