Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Marshall14 LLC See All Filings	D	2017-05-15 19:09:48 UTC
Amount To Be Raised $4,290,000 Associated Brokers / Dealers N/A CIK Number 0001706764 Filed Document 0001706764-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 19:09:48 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LIBERTY ONE LITHIUM CORP See All Filings	D	2017-05-15 19:09:34 UTC
Amount To Be Raised $79,997 Associated Brokers / Dealers N/A CIK Number 0001547660 Filed Document 0001183740-17-000086 Exclusions or Exemptions 506b Accepted Date 2017-05-15 19:09:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Trilogy Investment Funds plc - Trilogy Emerging Markets Fund See All Filings	D/A	2017-05-15 19:00:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572279 Filed Document 0000919574-17-004361 Exclusions or Exemptions 506b Accepted Date 2017-05-15 19:00:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Results Based Outsourcing Inc See All Filings	D/A	2017-05-15 18:49:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001629606 Filed Document 0001629606-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-15 18:49:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Unicorn Partners XXIV Fund LP See All Filings	D	2017-05-15 18:47:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706595 Filed Document 0001706595-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 18:47:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WynTrail Fund I LLC See All Filings	D	2017-05-15 18:37:53 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001691946 Filed Document 0001691946-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 18:37:53 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lotus Leaf Coatings, Inc. See All Filings	D	2017-05-15 18:36:24 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001638212 Filed Document 0001638212-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 18:36:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Sway Ventures Smart Enterprise LP See All Filings	D	2017-05-15 18:18:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001706776 Filed Document 0001706776-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 18:18:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franciscan Surgery Center, LLC See All Filings	D	2017-05-15 18:09:34 UTC
Amount To Be Raised $2,712,500 Associated Brokers / Dealers N/A CIK Number 0001706717 Filed Document 0001706717-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 18:09:34 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
ADial Pharmaceuticals, L.L.C. See All Filings	D	2017-05-15 18:02:52 UTC
Amount To Be Raised $287,500 Associated Brokers / Dealers N/A CIK Number 0001513525 Filed Document 0001213900-17-005291 Exclusions or Exemptions 506b Accepted Date 2017-05-15 18:02:52 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Lombard International Life Assurance Co Separate Account VA 173 See All Filings	D	2017-05-15 17:49:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001706376 Filed Document 0001706376-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:49:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMCRETE-Parkdale, LLC See All Filings	D	2017-05-15 17:48:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001706370 Filed Document 0001706370-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:48:12 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Meta Stable Balanced, L.P. See All Filings	D	2017-05-15 17:37:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706249 Filed Document 0001706249-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:37:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bank of Mingo See All Filings	D	2017-05-15 17:33:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers n/a CIK Number 0001706577 Filed Document 0001706577-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:33:45 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WEST VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Shackleton Loves Me LLC See All Filings	D	2017-05-15 17:30:11 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001706648 Filed Document 0001706648-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:30:11 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
THL Credit Direct Lending Fund III-C (Cayman) LP See All Filings	D	2017-05-15 17:30:06 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001706659 Filed Document 0001706659-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:30:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camira Holdings Ltd See All Filings	D	2017-05-15 17:29:09 UTC
Amount To Be Raised $41,259,165 Associated Brokers / Dealers N/A CIK Number 0001706690 Filed Document 0001437749-17-009286 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:29:09 UTC Type of Offering D Industry Manufacturing Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
THL Credit Direct Lending Fund III-C (Cayman) LP See All Filings	D	2017-05-15 17:29:07 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001706659 Filed Document 0001706659-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:29:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rotella Orion Fund LLC See All Filings	D/A	2017-05-15 17:22:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372061 Filed Document 0001372061-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:22:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keep Healthy, Inc. See All Filings	D/A	2017-05-15 17:22:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers More than five (5) Associated Persons CIK Number 0001705862 Filed Document 0001144204-17-027641 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:22:40 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
General Automation Lab Technologies Inc. See All Filings	D/A	2017-05-15 17:18:32 UTC
Amount To Be Raised $5,837,068 Associated Brokers / Dealers N/A CIK Number 0001664861 Filed Document 0001664861-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:18:32 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Norcap Alpha Fund, L.P. See All Filings	D	2017-05-15 17:16:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706626 Filed Document 0001659828-17-000049 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:16:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highmore Credit Horizons Fund, LP See All Filings	D	2017-05-15 17:14:49 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001668052 Filed Document 0001668052-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:14:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HF I Investments LLC See All Filings	D	2017-05-15 17:14:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706047 Filed Document 0001706047-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:14:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIO KEY INTERNATIONAL INC See All Filings	D/A	2017-05-15 17:12:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001019034 Filed Document 0001437749-17-009276 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:12:28 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Engadine Equity Fund See All Filings	D	2017-05-15 17:10:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706706 Filed Document 0000902664-17-002392 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:10:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Engadine Equity Fund LP See All Filings	D	2017-05-15 17:10:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706702 Filed Document 0000902664-17-002391 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:10:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EagleDream Health Inc. See All Filings	D/A	2017-05-15 17:05:01 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Foreside Investment Services, LLC CIK Number 0001632023 Filed Document 0001632023-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:05:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Green House Data Holding Company, LLC See All Filings	D	2017-05-15 17:04:22 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001704494 Filed Document 0001704494-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:04:22 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
LEVINE LEICHTMAN CAPITAL PARTNERS VI-A, L.P. See All Filings	D	2017-05-15 17:04:20 UTC
Amount To Be Raised $2,200,000,000 Associated Brokers / Dealers ENPRO PARTNERS INC. and GRESHLER FINANCE CIK Number 0001701577 Filed Document 0001701577-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:04:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crocus Hill Investors LP See All Filings	D	2017-05-15 17:03:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706714 Filed Document 0001706714-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:03:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEVINE LEICHTMAN CAPITAL PARTNERS VI, L.P. See All Filings	D	2017-05-15 17:02:54 UTC
Amount To Be Raised $2,200,000,000 Associated Brokers / Dealers ENPRO PARTNERS INC. and GRESHLER FINANCE CIK Number 0001701576 Filed Document 0001701576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:02:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLP SECURED LOAN FUND, LLC See All Filings	D	2017-05-15 17:02:17 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001706755 Filed Document 0001706520-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-15 17:02:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
LEVINE LEICHTMAN CAPITAL PARTNERS VI AMICUS FUND, L.P. See All Filings	D	2017-05-15 17:01:35 UTC
Amount To Be Raised $2,200,000,000 Associated Brokers / Dealers N/A CIK Number 0001701578 Filed Document 0001701578-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 17:01:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sofinnova BioEquities, LP See All Filings	D	2017-05-15 16:58:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706472 Filed Document 0000919574-17-004352 Exclusions or Exemptions 506b Accepted Date 2017-05-15 16:58:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medallion Fund RF L.P. See All Filings	D/A	2017-05-15 16:56:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549431 Filed Document 0001549431-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 16:56:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Medallion RMPRF Fund L.P. See All Filings	D/A	2017-05-15 16:54:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549450 Filed Document 0001549450-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 16:54:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
CANNON CAPITAL SHOWTIME LLC See All Filings	D	2017-05-15 16:53:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706586 Filed Document 0000899140-17-000412 Exclusions or Exemptions 506b Accepted Date 2017-05-15 16:53:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Highmore Core Equity Fund, LP See All Filings	D/A	2017-05-15 16:52:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668049 Filed Document 0001668049-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 16:52:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Renaissance Institutional Diversified Alpha Fund International L.P. See All Filings	D/A	2017-05-15 16:52:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607391 Filed Document 0001607391-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 16:52:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Origin, Inc. See All Filings	D	2017-05-15 16:48:05 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001573901 Filed Document 0001465818-17-000023 Exclusions or Exemptions 506b Accepted Date 2017-05-15 16:48:05 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
LensGen, Inc. See All Filings	D	2017-05-15 16:46:29 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001574266 Filed Document 0001574266-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-15 16:46:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Accessible Diagnostics LLC See All Filings	D	2017-05-15 16:46:18 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001706274 Filed Document 0001706274-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 16:46:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Fesroc Fund, LP See All Filings	D/A	2017-05-15 16:42:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669459 Filed Document 0001669459-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 16:42:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bullpen Capital III, L.P. See All Filings	D/A	2017-05-15 16:41:54 UTC
Amount To Be Raised $83,640,000 Associated Brokers / Dealers N/A CIK Number 0001673796 Filed Document 0001673796-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 16:41:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ComHear, Inc. See All Filings	D	2017-05-15 16:41:17 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001561299 Filed Document 0001561299-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-15 16:41:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Remezcla, LLC See All Filings	D	2017-05-15 16:40:43 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001706724 Filed Document 0001706724-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-15 16:40:43 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highmore Credit Opportunities Fund, LP See All Filings	D/A	2017-05-15 16:40:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667988 Filed Document 0001667988-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 16:40:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NIBO HOLDINGS, LTD. See All Filings	D	2017-05-15 16:33:24 UTC
Amount To Be Raised $333,604 Associated Brokers / Dealers N/A CIK Number 0001706599 Filed Document 0001706599-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 16:33:24 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
NIBO HOLDINGS, LTD. See All Filings	D	2017-05-15 16:32:46 UTC
Amount To Be Raised $333,604 Associated Brokers / Dealers N/A CIK Number 0001706599 Filed Document 0001706599-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-15 16:32:46 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity