Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AG Anson Holdings II, L.P. See All Filings	D	2017-05-16 15:33:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705191 Filed Document 0001705191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:33:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fractal Industries, Inc. See All Filings	D	2017-05-16 15:30:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001649674 Filed Document 0001649674-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:30:25 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
ABCANN GLOBAL Corp See All Filings	D	2017-05-16 15:29:01 UTC
Amount To Be Raised $1,210,728 Associated Brokers / Dealers N/A CIK Number 0001706143 Filed Document 0001085037-17-000041 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:29:01 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Private Equity Co-Investment Opportunities Fund I (Cayman) LP See All Filings	D	2017-05-16 15:28:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001706223 Filed Document 0001706211-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:28:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Muirfield Bay Harbor Holdings LLC See All Filings	D	2017-05-16 15:27:04 UTC
Amount To Be Raised $10,450,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001703635 Filed Document 0001703635-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:27:04 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Appleton Retirement, LLC See All Filings	D	2017-05-16 15:25:47 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers None CIK Number 0001706703 Filed Document 0001706703-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:25:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Private Equity Co-Investment Opportunities Fund I LP See All Filings	D	2017-05-16 15:22:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001706211 Filed Document 0001706211-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:22:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Topwater Partners Offshore Ltd. See All Filings	D/A	2017-05-16 15:19:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001668037 Filed Document 0001668037-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:19:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buttonwood Select Opportunities QP Fund LLC See All Filings	D	2017-05-16 15:10:34 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001531534 Filed Document 0001531535-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:10:34 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Buttonwood Select Opportunities Fund LLC See All Filings	D	2017-05-16 15:08:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001531535 Filed Document 0001531535-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:08:23 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Z Capital Loan Opportunity Fund, L.P. See All Filings	D/A	2017-05-16 15:07:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001548576 Filed Document 0001548576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:07:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gainsight, Inc. See All Filings	D	2017-05-16 15:06:26 UTC
Amount To Be Raised $51,499,956 Associated Brokers / Dealers N/A CIK Number 0001591441 Filed Document 0001591441-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:06:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nambia Rare Earths Inc. See All Filings	D	2017-05-16 15:04:08 UTC
Amount To Be Raised $75,288 Associated Brokers / Dealers N/A CIK Number 0001519457 Filed Document 0001519457-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:04:08 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PV Opportunity Fund V, LP See All Filings	D	2017-05-16 15:01:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001706585 Filed Document 0001706585-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:01:45 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BMHC Custodial Account, LLC See All Filings	D/A	2017-05-16 15:01:22 UTC
Amount To Be Raised $14,550,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001704628 Filed Document 0001704628-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:01:22 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Other
Cold Box Express, LLC See All Filings	D	2017-05-16 14:56:51 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001619568 Filed Document 0001619568-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:56:51 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
ADW Capital Partners, L.P. See All Filings	D/A	2017-05-16 14:55:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511001 Filed Document 0001511001-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:55:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Undisputed Boxing, Inc. See All Filings	D	2017-05-16 14:51:53 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001706593 Filed Document 0001706593-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:51:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aira Tech Corp. See All Filings	D	2017-05-16 14:49:49 UTC
Amount To Be Raised $11,999,997 Associated Brokers / Dealers N/A CIK Number 0001664010 Filed Document 0001664010-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:49:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Capital Enterprises LLC See All Filings	D	2017-05-16 14:49:32 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Venessa Sandoval and Julie Slesarik CIK Number 0001706569 Filed Document 0001642247-17-000006 Exclusions or Exemptions 506c Accepted Date 2017-05-16 14:49:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
DivcoWest Fund V, LP See All Filings	D/A	2017-05-16 14:44:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greenhill & Co., LLC CIK Number 0001672221 Filed Document 0001672221-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:44:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund V, LLC See All Filings	D/A	2017-05-16 14:42:33 UTC
Amount To Be Raised $11,459,580 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001640790 Filed Document 0001640790-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:42:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SMART RX SYSTEMS INC See All Filings	C/A	2017-05-16 14:41:06 UTC
Financial Interest None Filing Platform Jumpstart Micro, Inc Offering Amount $1,000,000 CIK Number 0001672227 Filed Document 0001672227-17-000003 Accepted Date 2017-05-16 14:41:06 UTC Type of Offering C/A Security Offered Amount 22,000 Security Offered Type Preferred Stock State FLORIDA
Great Indian Food Co See All Filings	D	2017-05-16 14:28:52 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001703725 Filed Document 0001703725-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:28:52 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LRA SPV, LLC See All Filings	D	2017-05-16 14:21:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001706818 Filed Document 0001706818-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:21:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Philly Developmental LLC See All Filings	D	2017-05-16 14:10:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001706834 Filed Document 0001706834-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:10:06 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
Intentionet, Inc. See All Filings	D	2017-05-16 14:10:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001706783 Filed Document 0001706783-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:10:04 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hallmark Mountainside GP, LLC See All Filings	D	2017-05-16 14:05:39 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers Brown Associates, Inc. CIK Number 0001705597 Filed Document 0001705597-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:05:39 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-05-16 14:02:14 UTC
Amount To Be Raised $18,170,000 Associated Brokers / Dealers Scott Seibel, Donald Harrington, and Monte Harrick CIK Number 0001135856 Filed Document 0001135856-17-000160 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:02:14 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TriCal Soil Solutions, Inc. See All Filings	D	2017-05-16 13:56:59 UTC
Amount To Be Raised $242,521,130 Associated Brokers / Dealers N/A CIK Number 0001706629 Filed Document 0001706629-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:56:59 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-05-16 13:54:06 UTC
Amount To Be Raised $19,034,491 Associated Brokers / Dealers Scott Seibel, Donald Harrington, and Monte Harrick CIK Number 0001135856 Filed Document 0001135856-17-000159 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:54:06 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Calamar Senior Residences Fund III LLC See All Filings	D	2017-05-16 13:52:57 UTC
Amount To Be Raised $33,100,000 Associated Brokers / Dealers N/A CIK Number 0001706045 Filed Document 0001706045-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:52:57 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NYIAX, INC. See All Filings	D/A	2017-05-16 13:47:27 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001679379 Filed Document 0001679379-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:47:27 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kingsford Alpha Capture Fund, L.P. See All Filings	D/A	2017-05-16 13:44:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674829 Filed Document 0000935836-17-000253 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:44:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LPFA Holdings, LLC See All Filings	D/A	2017-05-16 13:44:29 UTC
Amount To Be Raised $6,538,600 Associated Brokers / Dealers Andrews Securities d/b/a LoHi Securities CIK Number 0001702736 Filed Document 0001702736-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:44:29 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JARDIN DE INVIERNO S.A. See All Filings	D/A	2017-05-16 13:37:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers ACKRELL CAPITAL, LLC CIK Number 0001704485 Filed Document 0001704485-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:37:25 UTC Type of Offering D/A Industry Agriculture Principal Place of Business URUGUAY Revenue or Assets Decline to Disclose Type of Security Debt
Sonendo, Inc. See All Filings	D	2017-05-16 13:36:05 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001407973 Filed Document 0001382963-17-000081 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:36:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Secure Private Fund LLC See All Filings	D/A	2017-05-16 13:35:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001702169 Filed Document 0001702169-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:35:07 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Tactical Income CEF Fund See All Filings	D/A	2017-05-16 13:29:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549686 Filed Document 0001549686-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:29:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lepercq Financial Opportunities, a Series of Lepercq Series Fund LP See All Filings	D/A	2017-05-16 13:25:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674527 Filed Document 0001674527-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:25:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVISTONE CRAMER CREEK, LLC See All Filings	D	2017-05-16 13:21:47 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001706813 Filed Document 0001706813-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 13:21:47 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tortoise Direct Municipal Opportunities Fund, LP See All Filings	D/A	2017-05-16 13:18:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Montage Securities, LLC CIK Number 0001690081 Filed Document 0001690081-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:18:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tile, Inc. See All Filings	D	2017-05-16 13:09:35 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001676171 Filed Document 0001676171-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:09:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OMNIQUEST I LLC See All Filings	D/A	2017-05-16 13:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mitchell S. Little II CIK Number 0001254309 Filed Document 0000919574-17-004373 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:06:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Venator Partners US Fund LP See All Filings	D/A	2017-05-16 13:03:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642146 Filed Document 0001642146-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:03:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dipsea Capital Fund, LP See All Filings	D/A	2017-05-16 13:00:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643492 Filed Document 0001643492-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:00:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TERRAFORT FUND, LLC See All Filings	D	2017-05-16 12:55:21 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001706689 Filed Document 0001706689-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 12:55:21 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Invesco Institutional Trust Macro Allocation Strategy Fund See All Filings	D	2017-05-16 12:53:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001703718 Filed Document 0001703718-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-05-16 12:53:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAIYO GREATER INDIA FUND LTD See All Filings	D/A	2017-05-16 12:52:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640640 Filed Document 0001640640-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:52:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Upfront Healthcare Services, Inc. See All Filings	D	2017-05-16 12:49:53 UTC
Amount To Be Raised $5,613,158 Associated Brokers / Dealers N/A CIK Number 0001706305 Filed Document 0001706305-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:49:53 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity