|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593540
- Filed Document
- 0001593540-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Lighthouse Asian Compass Series, A Series of Lighthouse Strategies Fund, LLC
See All Filings
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company and SunTrust Banks, Inc.
- CIK Number
- 0001522454
- Filed Document
- 0001522454-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635657
- Filed Document
- 0001635661-15-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001615041
- Filed Document
- 0001615041-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $50,202,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634907
- Filed Document
- 0001634907-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $8,730,000
- Associated Brokers / Dealers
- T.R. Winston and Company
- CIK Number
- 0001633307
- Filed Document
- 0001633307-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605907
- Filed Document
- 0001192482-15-000046
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001444206
- Filed Document
- 0001444206-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer Asset Management, Summit Equities Inc., and NFP Securities Inc.
- CIK Number
- 0001135582
- Filed Document
- 0000943663-15-000051
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BARCLAYS CAPITAL INC., CITIGROUP GLOBAL MARKETS INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
- CIK Number
- 0001626952
- Filed Document
- 0001626952-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer Asset Management, Summit Equities Inc., and NFP Securities Inc.
- CIK Number
- 0000921470
- Filed Document
- 0000943663-15-000049
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562386
- Filed Document
- 0001562386-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551187
- Filed Document
- 0000945621-15-000105
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- Fordham Financial Management, Inc.
- CIK Number
- 0001614809
- Filed Document
- 0001614809-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $5,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566179
- Filed Document
- 0001566179-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $45,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598730
- Filed Document
- 0001598730-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $1,140,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001631005
- Filed Document
- 0001144204-15-015095
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635685
- Filed Document
- 0001507943-15-000042
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603177
- Filed Document
- 0001478747-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
PZENA GLOBAL VALUE FUND (GT), a separate investment fund of Pzena Value Group Trust
See All Filings
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Pzena Financial Services, LLC
- CIK Number
- 0001391853
- Filed Document
- 0001393725-15-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $2,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000069639
- Filed Document
- 0000069639-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- HAWAII
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Capital Growth Securities LLC, LCS Securities, LLC, and Pickwick Capital Partners, LLC
- CIK Number
- 0001376269
- Filed Document
- 0000902664-15-001614
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459931
- Filed Document
- 0000902664-15-001607
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609441
- Filed Document
- 0000950138-15-000241
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636142
- Filed Document
- 0001636142-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602151
- Filed Document
- 0001382963-15-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635656
- Filed Document
- 0001635661-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589625
- Filed Document
- 0001589625-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Capital Growth Securities LLC, LCS Securities, LLC, and Pickwick Capital Partners, LLC
- CIK Number
- 0001470252
- Filed Document
- 0000902664-15-001619
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TJM INVESTMENTS, LLC
- CIK Number
- 0001495164
- Filed Document
- 0001495164-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $0
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001327978
- Filed Document
- 0001209191-15-024427
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635655
- Filed Document
- 0001635661-15-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $646,952
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598146
- Filed Document
- 0001598146-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602293
- Filed Document
- 0001144204-15-014996
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $3,554,842
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636038
- Filed Document
- 0001636038-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635818
- Filed Document
- 0001405086-15-000116
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001419693
- Filed Document
- 0000943663-15-000044
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001632431
- Filed Document
- 0000919574-15-002756
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595100
- Filed Document
- 0001595100-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $2,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001451725
- Filed Document
- 0001451725-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001257006
- Filed Document
- 0001257006-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company and SunTrust Banks, Inc.
- CIK Number
- 0001540551
- Filed Document
- 0001540551-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
PZENA GLOBAL VALUE FUND (DST), a series of Pzena Value Trust
See All Filings
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Pzena Financial Services, LLC
- CIK Number
- 0001391852
- Filed Document
- 0001393725-15-000027
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer Asset Management, Summit Equities Inc., and NFP Securities Inc.
- CIK Number
- 0001450567
- Filed Document
- 0000943663-15-000050
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572253
- Filed Document
- 0001572253-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer Asset Management, Summit Equities Inc., and NFP Securities Inc.
- CIK Number
- 0001334595
- Filed Document
- 0000943663-15-000048
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $375,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635908
- Filed Document
- 0001192482-15-000047
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $3,700,000
- Associated Brokers / Dealers
- Jeromy Salveson and Kurt Ursich
- CIK Number
- 0001635830
- Filed Document
- 0001635830-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614393
- Filed Document
- 0001614393-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601823
- Filed Document
- 0001601823-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|