Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Solus Senior High Income Fund LP See All Filings	D/A	2015-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584844 Filed Document 0000902664-15-003472 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kinvolved, Inc. See All Filings	D	2015-08-21 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers NORTH CAPITAL PRIVATE SECURITIES CORPORATION CIK Number 0001646446 Filed Document 0001646446-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Invesco Asia Real Estate Fund III, L.P. See All Filings	D	2015-08-21 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001651514 Filed Document 0001651514-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Man FRM Event Equity & Distressed Strategies LLC See All Filings	D/A	2015-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001460015 Filed Document 0001460015-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D/A	2015-08-21 00:00:00 UTC
Amount To Be Raised $64,000 Associated Brokers / Dealers KBM WORLDWIDE, INC. CIK Number 0001074828 Filed Document 0001161697-15-000366 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FALCONWOOD FUND, LP See All Filings	D/A	2015-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584650 Filed Document 0001013594-15-000468 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PFM Global Long Alpha Offshore Fund, Ltd. See All Filings	D/A	2015-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616592 Filed Document 0000935836-15-000447 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROVIDENCE SURGERY CENTERS LLC See All Filings	D/A	2015-08-21 00:00:00 UTC
Amount To Be Raised $1,077,500 Associated Brokers / Dealers N/A CIK Number 0001350464 Filed Document 0001350464-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Man FRM Global Macro Strategies LLC See All Filings	D/A	2015-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001515335 Filed Document 0001515335-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man FRM Global Equity Long Short Strategies Ltd. See All Filings	D/A	2015-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001457030 Filed Document 0001457030-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree European Principal Fund IV, L.P. See All Filings	D	2015-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651205 Filed Document 0001168648-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Virtuix Holdings Inc. See All Filings	D	2015-08-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001606242 Filed Document 0001209191-15-067413 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Insightra Medical, Inc. See All Filings	D	2015-08-21 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001606764 Filed Document 0001606764-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Man FRM Global Equity Long Short Strategies LLC See All Filings	D/A	2015-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001460537 Filed Document 0001460537-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Employee Fund, LLC See All Filings	D/A	2015-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585183 Filed Document 0001585183-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZocDoc Inc See All Filings	D	2015-08-21 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Morgan Stanley & Co. LLC and Connaught (UK) Limited CIK Number 0001417902 Filed Document 0001417902-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AZURE GRIFFIN FUND L P See All Filings	D	2015-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387440 Filed Document 0001387440-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metritrack,Inc. See All Filings	D	2015-08-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001623473 Filed Document 0001623473-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Stoltz Urban Retail Fund I, L.P. See All Filings	D	2015-08-21 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001651760 Filed Document 0001651760-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asia Discovery Emerging Companies Fund Ltd See All Filings	D/A	2015-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617498 Filed Document 0001012975-15-000660 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
875 Holdings, LLC See All Filings	D	2015-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651259 Filed Document 0001651259-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Revere Software, Inc. See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers NONE CIK Number 0001651251 Filed Document 0001651251-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Smack Inc. See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $1,654,996 Associated Brokers / Dealers N/A CIK Number 0001640598 Filed Document 0001640598-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Insight Venture Partners Growth-Buyout Coinvestment Fund(Class A), L.P. See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649846 Filed Document 0001649846-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VACCINOGEN INC See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453001 Filed Document 0001144204-15-050965 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Fresh Healthy Vending International, Inc. See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001526689 Filed Document 0001140361-15-033072 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
14 FIRST SAMURAI/MARCS LARK, LLC See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $248,000 Associated Brokers / Dealers N/A CIK Number 0001651349 Filed Document 0001651349-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
FundersClub EKH LLC See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $442,979 Associated Brokers / Dealers N/A CIK Number 0001651383 Filed Document 0001651383-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLUGEN INC See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $9,423,860 Associated Brokers / Dealers N/A CIK Number 0001451665 Filed Document 0000897069-15-000434 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
RIVER OAKS FINANCIAL FUND LP See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214701 Filed Document 0001214701-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
S.C. Networks, Inc. See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $3,994,944 Associated Brokers / Dealers N/A CIK Number 0001648782 Filed Document 0000950138-15-000581 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Campaign Monitor Holdings (UK) Ltd See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639657 Filed Document 0000899140-15-000641 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
CANDY JAR INC. See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001651627 Filed Document 0001651627-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Averatek, Inc. See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Murray Sinclaire CIK Number 0001641103 Filed Document 0001641103-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Special Strategies Fund LLC See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503035 Filed Document 0001503035-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Azaz Stoneridge, LLC See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001650725 Filed Document 0001198912-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Campaign Monitor Holdings (UK) Ltd See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639657 Filed Document 0000899140-15-000639 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Virtuix I Fund, a series of Wefunds LLC See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $266,701 Associated Brokers / Dealers N/A CIK Number 0001651388 Filed Document 0001651388-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTO II Offshore Feeder Fund, Ltd. See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001651256 Filed Document 0001651256-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised $3,687,484 Associated Brokers / Dealers Stanley Eckert and David Bass CIK Number 0001135856 Filed Document 0001135856-15-000247 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Shinesty I Fund, a series of Wefunds LLC See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $36,700 Associated Brokers / Dealers N/A CIK Number 0001651393 Filed Document 0001651393-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silvercar, Inc. See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001544457 Filed Document 0001544457-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cognos Therapeutics Inc See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $45,312,000 Associated Brokers / Dealers N/A CIK Number 0001651490 Filed Document 0001651490-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aseko Inc. See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001369701 Filed Document 0001369701-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TrackIf Inc. See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001578576 Filed Document 0001578576-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DAKOTA UPREIT LP See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers John Carlson, Wendy Waalen, and Duane Talge CIK Number 0001157887 Filed Document 0001157887-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Gavea Fund Plus Ltd. See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001584553 Filed Document 0000899140-15-000635 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Aviacode, Inc. See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $21,328,765 Associated Brokers / Dealers N/A CIK Number 0001572374 Filed Document 0001572374-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
JGB CAPITAL L.P. See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001337093 Filed Document 0001013594-15-000465 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity