Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
JGB CAPITAL OFFSHORE LTD. See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576512 Filed Document 0001013594-15-000467 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 17 See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001651398 Filed Document 0001445866-15-000983 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Accelerate FC Fund X LLC See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $1,710,707 Associated Brokers / Dealers N/A CIK Number 0001651382 Filed Document 0001651382-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DermTech, Inc. See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Paulson Investment Company LLC CIK Number 0001518913 Filed Document 0001518913-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FPCM Emerging Markets Inflation-Linked Securities Fund LP See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551985 Filed Document 0001551985-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lea(R)n, Inc. See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001651513 Filed Document 0001651513-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
91st Court Member, LLC See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $2,301,720 Associated Brokers / Dealers N/A CIK Number 0001651378 Filed Document 0001651378-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Citadel Global Fixed Income Fund LLC See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554421 Filed Document 0001486836-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Navigating Cancer, Inc. See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001533177 Filed Document 0001168404-15-000021 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Citadel Global Equities Fund LLC See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468448 Filed Document 0001468448-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argentiere Fund Ltd See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616911 Filed Document 0000902664-15-003459 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTO II Onshore Feeder Fund, L.P. See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001651257 Filed Document 0001651257-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
14 AMERICAN LION/ESCONCE, LLC See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $212,000 Associated Brokers / Dealers N/A CIK Number 0001651373 Filed Document 0001651373-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Cinema & Cerveza LLC See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised $82,500 Associated Brokers / Dealers N/A CIK Number 0001587313 Filed Document 0001587313-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Cinema Diner Alamo LLC See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $82,500 Associated Brokers / Dealers N/A CIK Number 0001587332 Filed Document 0001587332-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Edison Agrosciences, Inc. See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $830,000 Associated Brokers / Dealers N/A CIK Number 0001650232 Filed Document 0001650232-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Top Tier Venture Capital VII, L.P. See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised $404,040,404 Associated Brokers / Dealers Top Capital Advisors, Inc. CIK Number 0001617703 Filed Document 0001617703-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCOF Partners Capital Offshore Fund, LP See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001651354 Filed Document 0001651354-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RADIENT TECHNOLOGIES INC. See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised $1,744,033 Associated Brokers / Dealers N/A CIK Number 0001215726 Filed Document 0001140361-15-033073 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Henry RX Fund, LLC See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $2,611,000 Associated Brokers / Dealers N/A CIK Number 0001651080 Filed Document 0001651080-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 5 See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001651400 Filed Document 0001445866-15-000982 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FactorChain Inc. See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $3,399,998 Associated Brokers / Dealers N/A CIK Number 0001650293 Filed Document 0001650293-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cinema & Cerveza LLC See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001587313 Filed Document 0001587313-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
TriVascular Technologies, Inc. See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001432732 Filed Document 0001432732-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Apollo Global Management LLC See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $62,217 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001209191-15-067139 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
HEALTH INTELLIGENCE CO LLC See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508432 Filed Document 0001508432-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RAM (US) Systematic Emerging Markets Equities Fund LP See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608975 Filed Document 0000902664-15-003460 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Realty Finance, LP See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FLI Investors, LLC CIK Number 0001651364 Filed Document 0001651364-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthjump Inc. See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised $1,855,000 Associated Brokers / Dealers N/A CIK Number 0001623656 Filed Document 0000908662-15-000300 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Bandier Holdings LLC See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001651312 Filed Document 0001651312-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Citadel Global Fixed Income Fund Ltd. See All Filings	D/A	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554423 Filed Document 0001486836-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Campaign Monitor Holdings (UK) Ltd See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639657 Filed Document 0000899140-15-000640 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Strand Equity Fund, LP See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650706 Filed Document 0001315863-15-000723 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cocomama Foods Inc. See All Filings	D	2015-08-20 00:00:00 UTC
Amount To Be Raised $25,773 Associated Brokers / Dealers N/A CIK Number 0001556799 Filed Document 0001556799-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Venture Science Select Micro Fund I, LP See All Filings	D/A	2015-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648276 Filed Document 0001648276-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kindara, Inc. See All Filings	D	2015-08-19 00:00:00 UTC
Amount To Be Raised $5,295,826 Associated Brokers / Dealers N/A CIK Number 0001650519 Filed Document 0001650519-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PHIGENIX, INC. See All Filings	D	2015-08-19 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001432120 Filed Document 0001432120-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Wasserstein Partners IV (Offshore), LP See All Filings	D	2015-08-19 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC and Florida Atlantic Securities Corp. CIK Number 0001649240 Filed Document 0000950142-15-001954 Exclusions or Exemptions 506b Accepted Date 2015-08-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EXELA HOLDINGS INC See All Filings	D	2015-08-19 00:00:00 UTC
Amount To Be Raised $419,828 Associated Brokers / Dealers N/A CIK Number 0001406124 Filed Document 0001406124-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-19 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Indigo Group, LLC See All Filings	D	2015-08-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001650997 Filed Document 0001650997-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
JetSuiteX, Inc. See All Filings	D	2015-08-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001645124 Filed Document 0001645124-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-19 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TORRENTIAL, INC. See All Filings	D	2015-08-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001576049 Filed Document 0001576049-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-PWK-14-Fund, a series of AngelList-JG-Funds, LLC See All Filings	D	2015-08-19 00:00:00 UTC
Amount To Be Raised $176,100 Associated Brokers / Dealers N/A CIK Number 0001651124 Filed Document 0001651124-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Pharmaceuticals Inc See All Filings	D	2015-08-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001165353 Filed Document 0001165353-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MONDRIAN INTERNATIONAL EQUITY FUND LP See All Filings	D/A	2015-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319181 Filed Document 0001393725-15-000102 Exclusions or Exemptions 506b Accepted Date 2015-08-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terra Secured Income Fund 5, LLC See All Filings	D/A	2015-08-19 00:00:00 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers Terra Capital Markets, LLC CIK Number 0001581874 Filed Document 0001581874-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PeopleLinx, Inc. See All Filings	D	2015-08-19 00:00:00 UTC
Amount To Be Raised $4,153,759 Associated Brokers / Dealers N/A CIK Number 0001538850 Filed Document 0001538850-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Receptiviti Inc. See All Filings	D	2015-08-19 00:00:00 UTC
Amount To Be Raised $347,401 Associated Brokers / Dealers N/A CIK Number 0001651363 Filed Document 0001140361-15-032947 Exclusions or Exemptions 506b Accepted Date 2015-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CareCap LLC See All Filings	D	2015-08-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001582254 Filed Document 0001582254-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Crop One Holdings, Inc. See All Filings	D	2015-08-19 00:00:00 UTC
Amount To Be Raised $5,593,186 Associated Brokers / Dealers Spire Asset Management, LLC CIK Number 0001650944 Filed Document 0001606734-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity