Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Waypoint Midwest A Investors, LP See All Filings	D	2017-09-14 17:02:03 UTC
Amount To Be Raised $7,160,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC CIK Number 0001716980 Filed Document 0001716980-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 17:02:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
3DaGoGo, Inc See All Filings	C	2017-09-14 17:01:16 UTC
Financial Interest 2% of securities raised. On the same terms as the Crowd SAFE. Filing Platform First Democracy VC Offering Amount $500,000 CIK Number 0001715749 Filed Document 0001715749-17-000001 Accepted Date 2017-09-14 17:01:16 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
GT Biopharma, Inc. See All Filings	D	2017-09-14 17:01:12 UTC
Amount To Be Raised $4,540,000 Associated Brokers / Dealers N/A CIK Number 0000109657 Filed Document 0000939798-17-000077 Exclusions or Exemptions 506b Accepted Date 2017-09-14 17:01:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fidentia Fortuna Co-Invest, L.P. See All Filings	D	2017-09-14 16:59:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716563 Filed Document 0001716563-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:59:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 320, LLC See All Filings	D/A	2017-09-14 16:55:28 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001714316 Filed Document 0001716315-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:55:28 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Rodin Therapeutics, Inc. See All Filings	D	2017-09-14 16:54:11 UTC
Amount To Be Raised $27,066,981 Associated Brokers / Dealers N/A CIK Number 0001716694 Filed Document 0001716694-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:54:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SSI Hedged Convertible Opportunity Fund, L.P. See All Filings	D/A	2017-09-14 16:48:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177950 Filed Document 0000919574-17-006753 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:48:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 319, LLC See All Filings	D/A	2017-09-14 16:46:26 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001714309 Filed Document 0001716315-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:46:26 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Arel Charleston I LP See All Filings	D	2017-09-14 16:45:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716991 Filed Document 0000902664-17-003620 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:45:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SYFS Intermediate Holdings, LLC See All Filings	D	2017-09-14 16:45:23 UTC
Amount To Be Raised $185,500,000 Associated Brokers / Dealers N/A CIK Number 0001716638 Filed Document 0001716638-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:45:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Jasper Ridge Diversified (Tax Exempt), L.P. See All Filings	D	2017-09-14 16:45:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611991 Filed Document 0001519924-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:45:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Transform-X, Inc. See All Filings	D	2017-09-14 16:44:23 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers TerraNova Capital Equities, Inc. CIK Number 0001716968 Filed Document 0001716968-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:44:23 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
MTAP CommodityBuilder Fund, L.L.C. See All Filings	D/A	2017-09-14 16:43:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586518 Filed Document 0001140361-17-035527 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:43:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gresham CMS Fund, L.L.C. See All Filings	D/A	2017-09-14 16:40:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684621 Filed Document 0001140361-17-035523 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:40:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Construction Robotics, LLC See All Filings	D	2017-09-14 16:37:51 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001637532 Filed Document 0001637532-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:37:51 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gresham CMS Fund, Ltd. See All Filings	D/A	2017-09-14 16:37:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684618 Filed Document 0001140361-17-035519 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:37:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Felicitas MBCP I, LP See All Filings	D	2017-09-14 16:37:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715975 Filed Document 0001144204-17-048062 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:37:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EighthNote Capital LP See All Filings	D	2017-09-14 16:36:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713965 Filed Document 0000919574-17-006751 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:36:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 318, LLC See All Filings	D/A	2017-09-14 16:36:32 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001713130 Filed Document 0001716315-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:36:32 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
SPARK DJ, INC. See All Filings	D	2017-09-14 16:34:46 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001698873 Filed Document 0001362118-17-000026 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:34:46 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BCP FUND II-A, LP See All Filings	D	2017-09-14 16:34:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers MOELIS & COMPANY LLC and METRIC POINT CAPITAL, LLC CIK Number 0001714666 Filed Document 0001714666-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:34:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Adams Arms, LLC See All Filings	D	2017-09-14 16:32:43 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Wilmington Capital Securities, LLC CIK Number 0001554366 Filed Document 0001554366-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:32:43 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BCP FUND II, LP See All Filings	D	2017-09-14 16:32:40 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers MOELIS & COMPANY LLC and METRIC POINT CAPITAL, LLC CIK Number 0001714665 Filed Document 0001714665-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:32:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Franklin and Cortlandt Vinyl LLC See All Filings	C/A	2017-09-14 16:31:07 UTC
Financial Interest The intermediary will receive SAFE Units in a principal amount that is equal to 2% (two percent) of the aggregate dollar amount of all revenue participation rights issued in the Offering. Filing Platform First Democracy VC Offering Amount $100,000 CIK Number 0001710938 Filed Document 0001710938-17-000007 Accepted Date 2017-09-14 16:31:07 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State FLORIDA
RealtyShares 316, LLC See All Filings	D/A	2017-09-14 16:27:47 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001714310 Filed Document 0001716315-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:27:47 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Flagship Pioneering Fund VI, L.P. See All Filings	D	2017-09-14 16:23:04 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001716926 Filed Document 0001716926-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:23:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Restin, Inc. See All Filings	D	2017-09-14 16:20:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001716480 Filed Document 0001716480-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:20:24 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 313, LLC See All Filings	D/A	2017-09-14 16:19:58 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001714306 Filed Document 0001716315-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:19:58 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
FS Credit Real Estate Income Trust, Inc. See All Filings	D	2017-09-14 16:16:32 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001690536 Filed Document 0001209191-17-052807 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:16:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Catalyst Card Co See All Filings	D	2017-09-14 16:10:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001617656 Filed Document 0001079973-17-000549 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:10:54 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BlueConic Holding, Inc. See All Filings	D/A	2017-09-14 16:08:27 UTC
Amount To Be Raised $9,593,228 Associated Brokers / Dealers N/A CIK Number 0001599421 Filed Document 0001599421-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:08:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Busniess Lines Corp See All Filings	1-A/A	2017-09-14 16:07:27 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001712534 Filed Document 0001712534-17-000007 Accepted Date 2017-09-14 16:07:27 UTC Type of Offering 1-A/A Industry TRANSPORTATION SERVICES Offering Tier Tier2 Principal Place of Business ILLINOIS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Strategic Value Special Situations Fund IV, L.P. See All Filings	D/A	2017-09-14 16:06:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001705215 Filed Document 0001705215-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:06:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenlight Biosciences Inc. See All Filings	D	2017-09-14 16:05:18 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001583880 Filed Document 0001583880-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:05:18 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VN Capital Fund C, L.P. See All Filings	D/A	2017-09-14 16:05:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619948 Filed Document 0001619948-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:05:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leroy Mezzanine, LLC See All Filings	D	2017-09-14 16:03:33 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers Demian Waldman CIK Number 0001715001 Filed Document 0001715001-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:03:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AXA IM Global Emerging Markets Small Cap Fund, LLC See All Filings	D/A	2017-09-14 16:02:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616570 Filed Document 0000943663-17-000209 Exclusions or Exemptions 506b Accepted Date 2017-09-14 16:02:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chemitope Glycopeptide LLC See All Filings	D	2017-09-14 15:55:46 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001714830 Filed Document 0001714830-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 15:55:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Security To Be Acquired
Chalice Wealth Partners LLC See All Filings	D	2017-09-14 15:55:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001706938 Filed Document 0001716398-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-14 15:55:39 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Value Special Situations Feeder Fund IV, L.P. See All Filings	D/A	2017-09-14 15:53:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001705217 Filed Document 0001705217-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-14 15:53:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PowerScout, Inc. See All Filings	D	2017-09-14 15:52:27 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001653502 Filed Document 0001653502-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 15:52:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
FINAFUND III, LP See All Filings	D	2017-09-14 15:51:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717004 Filed Document 0001461859-17-000024 Exclusions or Exemptions 506b Accepted Date 2017-09-14 15:51:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Blokable, Inc. See All Filings	D/A	2017-09-14 15:48:44 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001673950 Filed Document 0001673950-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-14 15:48:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MCG FeedCo, LLC See All Filings	D	2017-09-14 15:48:23 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001716291 Filed Document 0001140361-17-035500 Exclusions or Exemptions 506c Accepted Date 2017-09-14 15:48:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets $Not Applicable Type of Security Equity
Hub City Capital LLC See All Filings	D	2017-09-14 15:46:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001714362 Filed Document 0001140361-17-035498 Exclusions or Exemptions 506b Accepted Date 2017-09-14 15:46:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets $Not Applicable Type of Security Equity
Internet Economy Holdings LLC See All Filings	D/A	2017-09-14 15:38:08 UTC
Amount To Be Raised $22,010,247 Associated Brokers / Dealers N/A CIK Number 0001704732 Filed Document 0001704732-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-14 15:38:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seven Sundays, LLC See All Filings	D	2017-09-14 15:36:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001625492 Filed Document 0001209191-17-052787 Exclusions or Exemptions 506b Accepted Date 2017-09-14 15:36:17 UTC Type of Offering D Industry Agriculture Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Wagmar Partners, LLC See All Filings	D	2017-09-14 15:36:15 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001716564 Filed Document 0001716564-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 15:36:15 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
FIXED OPPORTUNITY PARTNERS I LLC See All Filings	D/A	2017-09-14 15:33:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219567 Filed Document 0001219567-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 15:33:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
VENZEE INC. See All Filings	D	2017-09-14 15:18:20 UTC
Amount To Be Raised $2,813,319 Associated Brokers / Dealers PI Financial Corp. and Leede Jones Gable CIK Number 0001707083 Filed Document 0001707083-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-14 15:18:20 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity