Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Armada Equity Sky Valley LLC See All Filings	D	2017-09-14 15:18:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001716624 Filed Document 0001144204-17-048025 Exclusions or Exemptions 506b Accepted Date 2017-09-14 15:18:11 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Meridian Investments I, LLC See All Filings	D/A	2017-09-14 15:16:58 UTC
Amount To Be Raised $8,050,000 Associated Brokers / Dealers N/A CIK Number 0001614940 Filed Document 0001209191-17-052780 Exclusions or Exemptions 506b Accepted Date 2017-09-14 15:16:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Consumer Credit Income Fund, LP See All Filings	D	2017-09-14 15:13:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716897 Filed Document 0000950172-17-000074 Exclusions or Exemptions 506b Accepted Date 2017-09-14 15:13:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diversified Credit Income Fund II, LP See All Filings	D	2017-09-14 15:12:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716895 Filed Document 0000950172-17-000073 Exclusions or Exemptions 506b Accepted Date 2017-09-14 15:12:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSC Goose Nest Capital, LLC See All Filings	D	2017-09-14 15:04:32 UTC
Amount To Be Raised $1,117,600 Associated Brokers / Dealers N/A CIK Number 0001717045 Filed Document 0001717045-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 15:04:32 UTC Type of Offering D Industry Residential Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Tolleson Supply Company, LLC See All Filings	D	2017-09-14 14:58:31 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001716858 Filed Document 0001716858-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-14 14:58:31 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
OMAKASE TOPCO, LLC See All Filings	D	2017-09-14 14:52:58 UTC
Amount To Be Raised $65,655,543 Associated Brokers / Dealers N/A CIK Number 0001717052 Filed Document 0001717052-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 14:52:58 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mulvaney Global Markets Fund LLC See All Filings	D/A	2017-09-14 14:52:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palmetto Advisory Group CIK Number 0001557853 Filed Document 0001557853-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 14:52:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nu-Med Plus, Inc. See All Filings	D	2017-09-14 14:52:34 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001543637 Filed Document 0001548123-17-000224 Exclusions or Exemptions 506b Accepted Date 2017-09-14 14:52:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
ARI 1740 Fund, L.P. See All Filings	D/A	2017-09-14 14:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652466 Filed Document 0001652466-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 14:52:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walkthrough, Inc. See All Filings	D	2017-09-14 14:48:20 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001695210 Filed Document 0001695210-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-14 14:48:20 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
RealtyShares 308, LLC See All Filings	D/A	2017-09-14 14:46:59 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001716301 Filed Document 0001716296-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-14 14:46:59 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Securonix, Inc. See All Filings	D	2017-09-14 14:43:12 UTC
Amount To Be Raised $28,999,998 Associated Brokers / Dealers N/A CIK Number 0001716775 Filed Document 0001716775-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 14:43:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EtaGen, Inc. See All Filings	D	2017-09-14 14:39:30 UTC
Amount To Be Raised $40,001,560 Associated Brokers / Dealers N/A CIK Number 0001716836 Filed Document 0001716836-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 14:39:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 304, LLC See All Filings	D/A	2017-09-14 14:39:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001716296 Filed Document 0001716296-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 14:39:14 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
BayCity Event Driven Opportunities Fund See All Filings	D/A	2017-09-14 14:32:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545517 Filed Document 0000935836-17-000448 Exclusions or Exemptions 506b Accepted Date 2017-09-14 14:32:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franklin and Cortlandt Vinyl LLC See All Filings	C/A	2017-09-14 14:32:07 UTC
Financial Interest The intermediary will receive SAFE Units in a principal amount that is equal to 2% (two percent) of the aggregate dollar amount of all revenue participation rights issued in the Offering. Filing Platform First Democracy VC Offering Amount $100,000 CIK Number 0001710938 Filed Document 0001710938-17-000006 Accepted Date 2017-09-14 14:32:07 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State FLORIDA
BayCity Long-Short Credit (Offshore) Fund Ltd. See All Filings	D/A	2017-09-14 14:31:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138319 Filed Document 0000935836-17-000447 Exclusions or Exemptions 506b Accepted Date 2017-09-14 14:31:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CB4, LLC See All Filings	D	2017-09-14 14:13:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001655217 Filed Document 0001655217-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-14 14:13:10 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Nivagen Pharmaceuticals, Inc. See All Filings	D	2017-09-14 14:05:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001716747 Filed Document 0001716747-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 14:05:51 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Glean Tech LLC - Series A-DS See All Filings	D	2017-09-14 13:56:20 UTC
Amount To Be Raised $3,504,864 Associated Brokers / Dealers N/A CIK Number 0001716515 Filed Document 0001716515-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 13:56:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tapinator, Inc. See All Filings	D	2017-09-14 13:56:12 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Westpark Capital, Inc. CIK Number 0001647170 Filed Document 0001647170-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-09-14 13:56:12 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Nanovis, LLC See All Filings	D	2017-09-14 13:50:15 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Commenda Securities, LLC CIK Number 0001464933 Filed Document 0001464933-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 13:50:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Umbral Energy Corp. See All Filings	D	2017-09-14 13:40:59 UTC
Amount To Be Raised $39,000 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001717010 Filed Document 0001183740-17-000162 Exclusions or Exemptions 506b Accepted Date 2017-09-14 13:40:59 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GSA Trend Fund Ltd. See All Filings	D/A	2017-09-14 13:40:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685056 Filed Document 0000943663-17-000208 Exclusions or Exemptions 506b Accepted Date 2017-09-14 13:40:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVC Jool Investors LLC See All Filings	D	2017-09-14 13:39:59 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001717038 Filed Document 0001717038-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-14 13:39:59 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
QC LABS See All Filings	D	2017-09-14 13:33:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001717011 Filed Document 0001717011-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-14 13:33:59 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JLAR GROUP, LTD See All Filings	D	2017-09-14 13:32:24 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001717041 Filed Document 0001717041-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 13:32:24 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
GSA QMS Fund Ltd See All Filings	D/A	2017-09-14 13:30:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520524 Filed Document 0000943663-17-000207 Exclusions or Exemptions 506b Accepted Date 2017-09-14 13:30:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Schooner Investment Group, LLC. See All Filings	D	2017-09-14 13:28:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001569258 Filed Document 0001140361-17-035456 Exclusions or Exemptions 506c Accepted Date 2017-09-14 13:28:48 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Dhalion International Ltd. See All Filings	D/A	2017-09-14 13:15:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684339 Filed Document 0001518609-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-14 13:15:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tripod Technologies, LLC See All Filings	D/A	2017-09-14 13:14:14 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001661060 Filed Document 0001661060-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-14 13:14:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Gemr, Inc. See All Filings	D	2017-09-14 13:14:14 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001616125 Filed Document 0001616125-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-14 13:14:14 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
Buzz Points, Inc. See All Filings	D	2017-09-14 13:14:12 UTC
Amount To Be Raised $3,749,854 Associated Brokers / Dealers N/A CIK Number 0001493512 Filed Document 0001493512-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-14 13:14:12 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
GSA QMS FUND LP See All Filings	D/A	2017-09-14 13:14:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520523 Filed Document 0000943663-17-000206 Exclusions or Exemptions 506b Accepted Date 2017-09-14 13:14:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OA Armor Co-Investment Partners, LP See All Filings	D	2017-09-14 13:09:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716862 Filed Document 0001716862-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 13:09:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dhalion LP See All Filings	D/A	2017-09-14 13:09:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684394 Filed Document 0001518609-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-14 13:09:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSA International Level2 Fund Ltd See All Filings	D/A	2017-09-14 12:57:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496783 Filed Document 0000943663-17-000205 Exclusions or Exemptions 506b Accepted Date 2017-09-14 12:57:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hawkes Bay Investors (Cayman), Ltd. See All Filings	D/A	2017-09-14 12:55:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001537577 Filed Document 0000919574-17-006746 Exclusions or Exemptions 506b Accepted Date 2017-09-14 12:55:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sansome Cayman Fund Ltd See All Filings	D/A	2017-09-14 12:54:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578188 Filed Document 0001578188-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 12:54:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawkes Bay Partners, L.P. See All Filings	D/A	2017-09-14 12:50:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001390223 Filed Document 0000919574-17-006744 Exclusions or Exemptions 506b Accepted Date 2017-09-14 12:50:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GSA INTERNATIONAL FUND LTD See All Filings	D/A	2017-09-14 12:49:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430391 Filed Document 0000943663-17-000204 Exclusions or Exemptions 506b Accepted Date 2017-09-14 12:49:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Archipelago Holdings, Ltd. See All Filings	D/A	2017-09-14 12:45:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001456163 Filed Document 0000919574-17-006742 Exclusions or Exemptions 506b Accepted Date 2017-09-14 12:45:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Archipelago Partners, L.P. See All Filings	D/A	2017-09-14 12:40:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001143503 Filed Document 0000919574-17-006740 Exclusions or Exemptions 506b Accepted Date 2017-09-14 12:40:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cancer Prevention Pharmaceuticals, Inc. See All Filings	D	2017-09-14 12:40:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001471002 Filed Document 0001144204-17-047981 Exclusions or Exemptions 506b Accepted Date 2017-09-14 12:40:53 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
GSA INTERNATIONAL FUND LP See All Filings	D/A	2017-09-14 12:37:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387616 Filed Document 0000943663-17-000203 Exclusions or Exemptions 506b Accepted Date 2017-09-14 12:37:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carson Private Capital/Lion Fund IV, LP See All Filings	D	2017-09-14 12:34:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716979 Filed Document 0001716979-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 12:34:42 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Windham Risk Premia (Cayman) Master Fund L.P. See All Filings	D	2017-09-14 12:34:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716973 Filed Document 0001716973-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 12:34:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CreditEase Global Real Estate Income Fund II, L.P. See All Filings	D	2017-09-14 12:32:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710349 Filed Document 0001710349-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 12:32:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIFC CLO Strategic Partners II LP See All Filings	D	2017-09-14 12:30:18 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001715274 Filed Document 0001715274-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 12:30:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund