Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Firebrand Ventures, LP See All Filings	D/A	2017-09-25 09:48:54 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001683704 Filed Document 0001683704-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 09:48:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I See All Filings	D/A	2017-09-25 09:39:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001251565 Filed Document 0001251565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 09:39:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WYNNEFIELD PARTNERS SMALL CAP VALUE LP See All Filings	D/A	2017-09-25 09:33:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000899083 Filed Document 0000899083-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 09:33:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royalty Flow Inc. See All Filings	1-A	2017-09-25 09:31:03 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001709847 Filed Document 0001477932-17-004698 Accepted Date 2017-09-25 09:31:03 UTC Type of Offering 1-A Industry INVESTORS, NEC Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
WCP Special Core Plus Fund, L.P. See All Filings	D/A	2017-09-25 09:29:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Seedchange Execution Services Inc. and Seedchange Execution Services Inc. CIK Number 0001644886 Filed Document 0000902664-17-003736 Exclusions or Exemptions 506b Accepted Date 2017-09-25 09:29:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Taxis Pharmaceuticals Inc. See All Filings	D	2017-09-25 09:15:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001490012 Filed Document 0001490012-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-25 09:15:24 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Promentis Pharmaceuticals, Inc. See All Filings	D	2017-09-25 08:34:11 UTC
Amount To Be Raised $17,574,799 Associated Brokers / Dealers N/A CIK Number 0001470994 Filed Document 0001470994-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 08:34:11 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Viskase Companies, Inc. See All Filings	1-A	2017-09-25 08:26:19 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers NA CIK Number 0000033073 Filed Document 0001104659-17-058510 Accepted Date 2017-09-25 08:26:19 UTC Type of Offering 1-A Industry PLASTICS PRODUCTS, NEC Offering Tier Tier2 Principal Place of Business ILLINOIS Revenue or Assets $98,440,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Updater Inc. See All Filings	D	2017-09-25 06:40:41 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001717292 Filed Document 0001209191-17-053795 Exclusions or Exemptions 506c Accepted Date 2017-09-25 06:40:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Osmo Systems, Inc. See All Filings	D/A	2017-09-22 19:13:11 UTC
Amount To Be Raised $2,915,634 Associated Brokers / Dealers N/A CIK Number 0001716708 Filed Document 0001716708-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 19:13:11 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cosensei Inc. See All Filings	D	2017-09-22 18:52:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001717181 Filed Document 0001717181-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 18:52:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
First Western Financial Inc See All Filings	D	2017-09-22 18:21:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001327607 Filed Document 0001327607-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 18:21:07 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PEARL Unlimited Holdings, Inc. See All Filings	D	2017-09-22 18:12:49 UTC
Amount To Be Raised $1,252,034 Associated Brokers / Dealers N/A CIK Number 0001551743 Filed Document 0001551743-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 18:12:49 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Brandfolder, Inc. See All Filings	D	2017-09-22 18:05:39 UTC
Amount To Be Raised $5,320,084 Associated Brokers / Dealers N/A CIK Number 0001717771 Filed Document 0001717771-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 18:05:39 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pentapillars Realty Two, LLC See All Filings	D	2017-09-22 18:04:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001717543 Filed Document 0001717543-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 18:04:26 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Car Park Holdings, LLC See All Filings	D	2017-09-22 18:00:53 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers Daroth Capital Advisors LLC CIK Number 0001717719 Filed Document 0001717719-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 18:00:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Akos MD, LLC See All Filings	D	2017-09-22 17:59:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001716653 Filed Document 0001716653-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 17:59:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
INCORTA, INC. See All Filings	D	2017-09-22 17:56:16 UTC
Amount To Be Raised $14,999,994 Associated Brokers / Dealers N/A CIK Number 0001600258 Filed Document 0001600258-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 17:56:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pro-MECH Learning Systems, LLC See All Filings	D	2017-09-22 17:54:38 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001604966 Filed Document 0001604966-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 17:54:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Rimrock Series of Copperstone Multi-Series IDF, LP See All Filings	D	2017-09-22 17:50:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586621 Filed Document 0001586621-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 17:50:19 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
BET Information Systems, Inc. See All Filings	D	2017-09-22 17:23:15 UTC
Amount To Be Raised $13,304,290 Associated Brokers / Dealers N/A CIK Number 0001423995 Filed Document 0001423995-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 17:23:15 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Private Debt Fund 2.0, Ltd. See All Filings	D/A	2017-09-22 17:19:22 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Guggenheim Fund Distributors, LLC CIK Number 0001665479 Filed Document 0001665479-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-22 17:19:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVENTUS CAPITAL CO-INVEST ANNEX FUND I, L.P. See All Filings	D	2017-09-22 17:08:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717687 Filed Document 0001717687-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 17:08:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rekener, Inc. See All Filings	D	2017-09-22 17:00:46 UTC
Amount To Be Raised $3,000,001 Associated Brokers / Dealers N/A CIK Number 0001684837 Filed Document 0001684837-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 17:00:46 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio V DST See All Filings	D/A	2017-09-22 16:58:28 UTC
Amount To Be Raised $16,488,801 Associated Brokers / Dealers Christina S. Nielson, Timothy L. Stauffer, Corbin S. Thomas, Tom T. Teraoka, Joseph G. Michaletz, Marcia A. Geltman, Daniel P. Raupp, Damian J. Dering, Bryon J. Ishiwata, Delmar V. McKinney II, Dominick J. Sarinelli, Preston P. Mokris, James T. Walesa, Maureen L. Verduyn, Nicholas J. Gardner, Paul L. Roger, Inland Sercurities Corporation, Mark L. Lopez, Justin C. Lowy, and Gregory P. Hunter CIK Number 0001714749 Filed Document 0001714749-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:58:28 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
The Real Bloody Mary, Co. LLC See All Filings	C	2017-09-22 16:52:58 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001717073 Filed Document 0001665160-17-000416 Accepted Date 2017-09-22 16:52:58 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State CALIFORNIA
Guggenheim Private Debt Fund 2.0, LLC See All Filings	D/A	2017-09-22 16:52:15 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Guggenheim Funds Distributors, LLC CIK Number 0001666037 Filed Document 0001665479-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:52:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR MULTI-STRATEGY FUND XVII, L.P. See All Filings	D	2017-09-22 16:50:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712454 Filed Document 0001714352-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:50:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PiC20 Group, LLC See All Filings	D	2017-09-22 16:40:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001715415 Filed Document 0001715415-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:40:47 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
SENVEST PARTNERS, LTD. See All Filings	D/A	2017-09-22 16:38:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488191 Filed Document 0000919574-17-006889 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:38:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SENVEST PARTNERS LP See All Filings	D/A	2017-09-22 16:35:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050413 Filed Document 0000919574-17-006886 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:35:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Generate Capital, Inc. See All Filings	D	2017-09-22 16:29:43 UTC
Amount To Be Raised $199,000,000 Associated Brokers / Dealers Brooklands Capital Strategies BD, L.P. CIK Number 0001717486 Filed Document 0001717486-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:29:43 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RedbudCommonsPlus, LLC See All Filings	D	2017-09-22 16:27:23 UTC
Amount To Be Raised $4,120,892 Associated Brokers / Dealers N/A CIK Number 0001717685 Filed Document 0001717685-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:27:23 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
DispatchHealth Holdings, Inc. See All Filings	D	2017-09-22 16:27:13 UTC
Amount To Be Raised $31,956,509 Associated Brokers / Dealers N/A CIK Number 0001716854 Filed Document 0001716854-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:27:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Alkane Truck Company, Inc See All Filings	C/A	2017-09-22 16:26:41 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $999,996 CIK Number 0001687706 Filed Document 0001665160-17-000414 Accepted Date 2017-09-22 16:26:41 UTC Type of Offering C/A Security Offered Amount 5,867 Security Offered Type Common Stock State SOUTH CAROLINA
AQR EMERGING EQUITIES FUND II, L.P. See All Filings	D	2017-09-22 16:22:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714352 Filed Document 0001714352-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:22:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kineta, Inc. See All Filings	D	2017-09-22 16:22:47 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001479365 Filed Document 0001479365-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:22:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
NW Life Funds, LP See All Filings	D	2017-09-22 16:19:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001581025 Filed Document 0001461859-17-000026 Exclusions or Exemptions 506c Accepted Date 2017-09-22 16:19:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
EFG E-Commerce See All Filings	D/A	2017-09-22 16:16:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001712591 Filed Document 0001712591-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:16:33 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Sarissa Capital Catapult Fund LLC See All Filings	D	2017-09-22 16:14:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716725 Filed Document 0001716725-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-22 16:14:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Longford Capital Fund II, LP See All Filings	D/A	2017-09-22 16:08:36 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Frontier Solutions, LLC and Oakpoint Solutions, LLC CIK Number 0001699903 Filed Document 0001699903-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:08:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Private Debt Fund Note Issuer 2.0, LLC See All Filings	D/A	2017-09-22 16:07:55 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Guggenheim Funds Distributors, LLC CIK Number 0001665415 Filed Document 0001665479-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:07:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Social Investment Holdings, Inc. See All Filings	1-A/A	2017-09-22 16:04:58 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001697831 Filed Document 0001477932-17-004657 Accepted Date 2017-09-22 16:04:58 UTC Type of Offering 1-A/A Industry LUMBER & WOOD PRODUCTS (NO FURNITURE) Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Tempo Management, LLC See All Filings	D	2017-09-22 15:57:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716922 Filed Document 0001716922-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:57:04 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DUNE REAL ESTATE PARTNERS IV EIV LLC See All Filings	D	2017-09-22 15:54:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714912 Filed Document 0001714912-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:54:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CB-D Ribbit Opportunity I, LLC See All Filings	D	2017-09-22 15:49:59 UTC
Amount To Be Raised $8,424,490 Associated Brokers / Dealers N/A CIK Number 0001715278 Filed Document 0001715278-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:49:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Apttus Corp See All Filings	D	2017-09-22 15:49:26 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001714431 Filed Document 0001714431-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:49:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CleverFoodies, Inc. See All Filings	D	2017-09-22 15:45:43 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001649260 Filed Document 0001649260-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:45:43 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
OPER, LLC See All Filings	C/A	2017-09-22 15:42:51 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001689103 Filed Document 0001665160-17-000413 Accepted Date 2017-09-22 15:42:51 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MISSOURI
Adeo Health Science, Inc. See All Filings	D	2017-09-22 15:42:16 UTC
Amount To Be Raised $3,078,553 Associated Brokers / Dealers N/A CIK Number 0001645127 Filed Document 0001645127-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:42:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity