Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hampshire Waterford LLC See All Filings	D	2017-09-22 15:41:15 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001717476 Filed Document 0001717476-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:41:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SCI Packaging Investor Holdings LLC See All Filings	D/A	2017-09-22 15:39:24 UTC
Amount To Be Raised $544,051,000 Associated Brokers / Dealers N/A CIK Number 0001683234 Filed Document 0001683234-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:39:24 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Phytonix Corp See All Filings	D/A	2017-09-22 15:38:22 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001502870 Filed Document 0001502870-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:38:22 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Navya Network, Inc. See All Filings	D	2017-09-22 15:38:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001510058 Filed Document 0001510058-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:38:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Guggenheim Private Debt Fund 2.0-I, LLC See All Filings	D/A	2017-09-22 15:34:27 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Credite Suisse Securities (USA) LLC and Guggenheim Funds Distributors, LLC CIK Number 0001682341 Filed Document 0001665479-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:34:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DUNE REAL ESTATE FUND IV LP See All Filings	D	2017-09-22 15:22:12 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers HODES WEILL SECURITIES, LLC and MAGENTA CAPITAL SERVICES LTD. CIK Number 0001714625 Filed Document 0001714625-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:22:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tempo Holding Company, LLC See All Filings	D	2017-09-22 15:17:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716923 Filed Document 0001716923-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:17:05 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PILOT BANCSHARES INC See All Filings	D	2017-09-22 15:15:44 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0000946608 Filed Document 0001415889-17-001561 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:15:44 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Blume Honey Water LLC See All Filings	D	2017-09-22 15:10:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001645727 Filed Document 0001645727-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:10:45 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
E14 2017 Fund, LP See All Filings	D	2017-09-22 15:07:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717523 Filed Document 0001717523-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:07:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aerial Topco, L.P. See All Filings	D	2017-09-22 14:57:53 UTC
Amount To Be Raised $400,930,000 Associated Brokers / Dealers N/A CIK Number 0001717582 Filed Document 0001717582-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:57:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Minjar, Inc. See All Filings	D	2017-09-22 14:56:40 UTC
Amount To Be Raised $1,897,119 Associated Brokers / Dealers N/A CIK Number 0001716548 Filed Document 0001716548-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:56:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ProAxion, Inc. See All Filings	D	2017-09-22 14:56:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001717413 Filed Document 0001717413-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:56:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
innoBright Technologies Inc. See All Filings	D	2017-09-22 14:52:17 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001634265 Filed Document 0001634265-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:52:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HFX Funding Depositor, LLC See All Filings	D/A	2017-09-22 14:51:01 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Patrick J. Whelchel, Lori Mayfield, Scott Harrison, and Phyllis Johnson CIK Number 0001717541 Filed Document 0001717541-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:51:01 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Guggenheim Private Debt Fund 2.0, Ltd. See All Filings	D/A	2017-09-22 14:43:53 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Guggenheim Fund Distributors, LLC CIK Number 0001665479 Filed Document 0001665479-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:43:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ciminelli Buffalo Renaissance Fund, L.P. See All Filings	D	2017-09-22 14:40:03 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001717242 Filed Document 0001717242-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:40:03 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Terrestrial Energy Inc. See All Filings	D	2017-09-22 14:38:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASPERION GROUP LLC CIK Number 0001657352 Filed Document 0001657352-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:38:21 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Heights Associates,LLC See All Filings	D/A	2017-09-22 14:36:41 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers n/a CIK Number 0001716712 Filed Document 0001716712-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-09-22 14:36:41 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Capital Dynamics Clean Energy & Infrastructure VI A, SCSp See All Filings	D	2017-09-22 14:36:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001717467 Filed Document 0001717467-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:36:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Promaxo, Inc. See All Filings	D	2017-09-22 14:35:49 UTC
Amount To Be Raised $7,560,000 Associated Brokers / Dealers N/A CIK Number 0001716053 Filed Document 0001716053-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:35:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MarqMetrix, Inc. See All Filings	D	2017-09-22 14:35:22 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001717228 Filed Document 0001717228-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:35:22 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
StartUP Productions, LLC See All Filings	D	2017-09-22 14:26:13 UTC
Amount To Be Raised $45,000 Associated Brokers / Dealers N/A CIK Number 0001540125 Filed Document 0001540125-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:26:13 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Managed by Q Inc See All Filings	D	2017-09-22 14:22:17 UTC
Amount To Be Raised $820,934 Associated Brokers / Dealers N/A CIK Number 0001609467 Filed Document 0001609467-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:22:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rhumbix, Inc. See All Filings	D	2017-09-22 14:21:57 UTC
Amount To Be Raised $7,350,001 Associated Brokers / Dealers N/A CIK Number 0001652117 Filed Document 0001652117-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:21:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Energy Opportunities Holdings, LP See All Filings	D	2017-09-22 14:14:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon CIK Number 0001717670 Filed Document 0001717670-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:14:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFX Funding Depositor, LLC See All Filings	D	2017-09-22 14:07:03 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Patrick Whelchel, Lori Mayfield, Scott Harrison, and Phyllis Johnson CIK Number 0001717541 Filed Document 0001717541-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:07:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 174 See All Filings	D	2017-09-22 14:03:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001716843 Filed Document 0001716843-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:03:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WATERTON DC MADISON HOTEL, L.L.C. See All Filings	D	2017-09-22 14:03:19 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001717480 Filed Document 0001717480-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:03:19 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mullen Technologies, Inc. See All Filings	D	2017-09-22 13:48:20 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001647236 Filed Document 0001477932-17-004653 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:48:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Mullen Technologies, Inc. See All Filings	D	2017-09-22 13:44:58 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001647236 Filed Document 0001477932-17-004651 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:44:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Flint Hills Strategic Small Mid Cap L.P. See All Filings	D/A	2017-09-22 13:28:50 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001524474 Filed Document 0001524474-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:28:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VITALOGY OPPORTUNITY FUND LP See All Filings	D/A	2017-09-22 13:26:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654365 Filed Document 0001654365-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:26:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ORBITAL MUSIC PARK LLC See All Filings	D	2017-09-22 13:25:58 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001715239 Filed Document 0001715239-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:25:58 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
REACTFUL, INC. See All Filings	D	2017-09-22 13:25:56 UTC
Amount To Be Raised $730,032 Associated Brokers / Dealers N/A CIK Number 0001717492 Filed Document 0001717492-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:25:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Togiak Investors, LLC See All Filings	D	2017-09-22 13:16:46 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001716167 Filed Document 0001716167-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:16:46 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Real Prayers, LLC See All Filings	D	2017-09-22 13:14:39 UTC
Amount To Be Raised $2,460,000 Associated Brokers / Dealers N/A CIK Number 0001716416 Filed Document 0001716416-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-22 13:14:39 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Protect Plus Air Holdings, LLC See All Filings	D	2017-09-22 13:14:09 UTC
Amount To Be Raised $19,606 Associated Brokers / Dealers N/A CIK Number 0001717559 Filed Document 0001461373-17-000047 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:14:09 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Life Capital,LLC See All Filings	D	2017-09-22 13:13:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715275 Filed Document 0001715275-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-22 13:13:58 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Other
ProctorFree, Inc. See All Filings	D	2017-09-22 13:12:01 UTC
Amount To Be Raised $1,980,621 Associated Brokers / Dealers N/A CIK Number 0001663250 Filed Document 0001461373-17-000046 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:12:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EXL INC. See All Filings	D	2017-09-22 13:11:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001717312 Filed Document 0001717312-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:11:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Yukon Investors, LLC See All Filings	D	2017-09-22 13:06:37 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001664557 Filed Document 0001664557-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:06:37 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VP 55, LLC See All Filings	D	2017-09-22 13:03:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717170 Filed Document 0001717170-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:03:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
UNDERHILL PARTNERS, L.P. See All Filings	D/A	2017-09-22 12:58:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001132844 Filed Document 0000919574-17-006879 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:58:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TCG BDC II, Inc. See All Filings	D	2017-09-22 12:54:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001702510 Filed Document 0001702510-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:54:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
One Earth Capital 2 LP See All Filings	D	2017-09-22 12:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606516 Filed Document 0001606516-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:53:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHASE CHANGE SOFTWARE LLC See All Filings	D	2017-09-22 12:48:25 UTC
Amount To Be Raised $102,555 Associated Brokers / Dealers N/A CIK Number 0001390066 Filed Document 0001015325-17-000046 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:48:25 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Honeycomb Ventures I LP See All Filings	D	2017-09-22 12:46:26 UTC
Amount To Be Raised $8,050,000 Associated Brokers / Dealers N/A CIK Number 0001717501 Filed Document 0000902664-17-003712 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:46:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flint Hills SQ Opportunity L.P. See All Filings	D/A	2017-09-22 12:45:17 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001529988 Filed Document 0001529988-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:45:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Driehaus International Growth Fund, LLC See All Filings	D/A	2017-09-22 12:44:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572415 Filed Document 0001572415-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:44:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund