Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Linxus Capital, LLC See All Filings	D	2017-09-25 15:12:04 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers None CIK Number 0001714163 Filed Document 0001493152-17-010870 Exclusions or Exemptions 506c Accepted Date 2017-09-25 15:12:04 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CoreMap, Inc. See All Filings	D	2017-09-25 15:10:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001717797 Filed Document 0001717797-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:10:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Other
Bofat Investment Inc See All Filings	1-A POS	2017-09-25 15:08:58 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001677159 Filed Document 0001677159-17-000008 Accepted Date 2017-09-25 15:08:58 UTC Type of Offering 1-A POS Industry ENGINES & TURBINES Offering Tier Tier1 Principal Place of Business MINNESOTA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Fort Washington Emerging Market Debt LLC See All Filings	D/A	2017-09-25 15:07:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MARTIN WESLEY FLESHER, LAWRENCE MICHAEL CARONE, JON JUSTIN SALSTROM, BARRY DOUGLAS PAVLO, and Touchstone Securities, Inc. CIK Number 0001565712 Filed Document 0001555668-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:07:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Creek Holdings, Inc. See All Filings	D	2017-09-25 15:06:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714155 Filed Document 0001714155-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:06:07 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Orange Twist, LLC See All Filings	D	2017-09-25 14:49:30 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001717732 Filed Document 0001717732-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:49:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alcresta Therapeutics, Inc. See All Filings	D	2017-09-25 14:42:43 UTC
Amount To Be Raised $34,999,978 Associated Brokers / Dealers N/A CIK Number 0001673510 Filed Document 0001673510-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:42:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Fort Washington High Yield Investors II, LLC See All Filings	D/A	2017-09-25 14:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555668 Filed Document 0001555668-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:40:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Techotel, Inc. See All Filings	C	2017-09-25 14:35:33 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal Inc. Offering Amount $428,000 CIK Number 0001640709 Filed Document 0001640709-17-000008 Accepted Date 2017-09-25 14:35:33 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State NEW YORK
Alpha Investment Inc. See All Filings	D	2017-09-25 14:35:16 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001616736 Filed Document 0001515971-17-000134 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:35:16 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
TROG FUND II LP See All Filings	D	2017-09-25 14:32:11 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001717516 Filed Document 0001717516-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:32:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Norsk Titanium AS See All Filings	D	2017-09-25 14:24:15 UTC
Amount To Be Raised $10,289,868 Associated Brokers / Dealers N/A CIK Number 0001669922 Filed Document 0001669922-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:24:15 UTC Type of Offering D Industry Other Principal Place of Business NORWAY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Automaton, Inc. See All Filings	D	2017-09-25 14:18:03 UTC
Amount To Be Raised $3,605,555 Associated Brokers / Dealers N/A CIK Number 0001681914 Filed Document 0001681914-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:18:03 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PetroShare Corp. See All Filings	D	2017-09-25 14:15:27 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers GVC Capital, G. Select Securities, LLC, and Colorado Financial Service Corporation CIK Number 0001568079 Filed Document 0001004878-17-000211 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:15:27 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
True Capital Ventures II, LLC - Series E See All Filings	D	2017-09-25 14:13:05 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001717879 Filed Document 0001717879-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:13:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other
Evident ID, Inc. See All Filings	D	2017-09-25 14:12:51 UTC
Amount To Be Raised $8,958,933 Associated Brokers / Dealers N/A CIK Number 0001667532 Filed Document 0001667532-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:12:51 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
WISER Systems, Inc. See All Filings	D	2017-09-25 14:06:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001717710 Filed Document 0001717710-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:06:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LAS VEGAS COVENANT GROUP LLC See All Filings	D	2017-09-25 14:06:02 UTC
Amount To Be Raised $1,785,000 Associated Brokers / Dealers N/A CIK Number 0001717278 Filed Document 0001717278-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:06:02 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-09-25 13:51:26 UTC
Amount To Be Raised $61,148 Associated Brokers / Dealers Kristin Barens, Shirley McMillan, and Neil goff CIK Number 0001135856 Filed Document 0001135856-17-000292 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:51:26 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
143RD AVENUE INVESTORS LLC See All Filings	D	2017-09-25 13:43:49 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001717850 Filed Document 0001461859-17-000027 Exclusions or Exemptions 506c Accepted Date 2017-09-25 13:43:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
Porcupine Multifire LP See All Filings	D	2017-09-25 13:41:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Porcupine Capital Management CIK Number 0001702280 Filed Document 0001702280-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:41:33 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Backyard Capital Fund II, LLC See All Filings	D	2017-09-25 13:41:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001717648 Filed Document 0001140361-17-036311 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:41:12 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
CS1031 Fairway View Apartments, DST See All Filings	D	2017-09-25 13:35:24 UTC
Amount To Be Raised $13,775,000 Associated Brokers / Dealers N/A CIK Number 0001717736 Filed Document 0001717736-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:35:24 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Grande Marque Trading, LLC See All Filings	D/A	2017-09-25 13:32:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001651261 Filed Document 0001651261-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-25 13:32:59 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Caldo Kitchen, Inc. See All Filings	D	2017-09-25 13:27:09 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001717095 Filed Document 0001717095-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:27:09 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Fitzsimons Self Storage LLC See All Filings	D	2017-09-25 13:24:14 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001717882 Filed Document 0001717882-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:24:14 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TOTUSRX, INC. See All Filings	D	2017-09-25 13:14:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001717735 Filed Document 0001717735-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:14:25 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NLCF Fund LP See All Filings	D/A	2017-09-25 13:11:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531602 Filed Document 0001315863-17-000781 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:11:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Wei Ji Master Fund LP See All Filings	D/A	2017-09-25 13:11:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463727 Filed Document 0001315863-17-000780 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:11:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Corporate Arbitrage & Relative Value Fund, L.P. See All Filings	D/A	2017-09-25 13:10:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649206 Filed Document 0000935836-17-000471 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:10:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neon Liberty Wei Ji Fund, Ltd. See All Filings	D/A	2017-09-25 13:10:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472017 Filed Document 0001315863-17-000779 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:10:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Wei Ji Fund LP See All Filings	D/A	2017-09-25 13:07:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463726 Filed Document 0001315863-17-000778 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:07:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SG VC Fund III, L.P. See All Filings	D	2017-09-25 13:07:06 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001699698 Filed Document 0001699698-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:07:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunshine Aerial Systems, Inc. See All Filings	D	2017-09-25 13:07:05 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001716975 Filed Document 0001716975-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-25 13:07:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Lorikeet Master Fund LP See All Filings	D/A	2017-09-25 13:06:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678416 Filed Document 0001315863-17-000777 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:06:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Lorikeet Fund Ltd. See All Filings	D/A	2017-09-25 13:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472016 Filed Document 0001315863-17-000776 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:05:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Lorikeet Fund LP See All Filings	D/A	2017-09-25 13:04:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472015 Filed Document 0001315863-17-000775 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:04:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Customized Solution Fund S, L.P. See All Filings	D/A	2017-09-25 13:04:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649299 Filed Document 0000935836-17-000470 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:04:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neon Liberty Emerging Markets Fund Ltd. See All Filings	D/A	2017-09-25 13:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472018 Filed Document 0001315863-17-000774 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:04:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NEON LIBERTY EMERGING MARKETS FUND LP See All Filings	D/A	2017-09-25 13:03:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001213762 Filed Document 0001315863-17-000773 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:03:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Octagon Multi-Strategy Corporate Credit Cayman Fund Ltd. See All Filings	D/A	2017-09-25 13:03:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001625541 Filed Document 0000943663-17-000211 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:03:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Japan Chickadee Fund, LP See All Filings	D/A	2017-09-25 13:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472019 Filed Document 0001315863-17-000772 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:02:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Virtual Wall Street llc See All Filings	D/A	2017-09-25 13:02:34 UTC
Amount To Be Raised $737,000 Associated Brokers / Dealers N/A CIK Number 0001507127 Filed Document 0001507127-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:02:34 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Japan Chickadee Fund Ltd. See All Filings	D/A	2017-09-25 13:02:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552607 Filed Document 0001315863-17-000771 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:02:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Customized Solution Fund R, L.P. See All Filings	D/A	2017-09-25 13:01:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649315 Filed Document 0000935836-17-000469 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:01:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Credit Opportunities Fund L.P. See All Filings	D/A	2017-09-25 12:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634174 Filed Document 0000935836-17-000468 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:57:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon Multi-Strategy Corporate Credit Fund LP See All Filings	D/A	2017-09-25 12:57:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001625498 Filed Document 0000943663-17-000210 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:57:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JKL RE Associates LLC See All Filings	D	2017-09-25 12:55:16 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001717796 Filed Document 0001717796-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:55:16 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Event Driven Opportunities Fund, L.P. See All Filings	D/A	2017-09-25 12:54:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534954 Filed Document 0000935836-17-000467 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:54:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPIRE STATE VENTURES LLC See All Filings	D/A	2017-09-25 12:51:44 UTC
Amount To Be Raised $1,773,620 Associated Brokers / Dealers N/A CIK Number 0001392191 Filed Document 0001392191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:51:44 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity