Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lithotripsy Institute of Indiana, LLC See All Filings	D	2017-09-29 11:55:56 UTC
Amount To Be Raised $118,064 Associated Brokers / Dealers N/A CIK Number 0001462108 Filed Document 0001462108-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 11:55:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Behavioral Equity Market Neutral Fund, Ltd. See All Filings	D/A	2017-09-29 11:55:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518080 Filed Document 0000945621-17-000359 Exclusions or Exemptions 506b Accepted Date 2017-09-29 11:55:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knights of Columbus Commingled Funds LLC - Knights of Columbus Commingled Core Bond Fund See All Filings	D/A	2017-09-29 11:55:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686019 Filed Document 0001686019-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 11:55:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingdon Credit Partners L.P. See All Filings	D/A	2017-09-29 11:53:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474501 Filed Document 0000919574-17-006976 Exclusions or Exemptions 506b Accepted Date 2017-09-29 11:53:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Americana Portfolio I LP See All Filings	D/A	2017-09-29 11:49:59 UTC
Amount To Be Raised $31,949,230 Associated Brokers / Dealers N/A CIK Number 0001711775 Filed Document 0001711775-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-29 11:49:59 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pinyon Partners LP See All Filings	D/A	2017-09-29 11:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620232 Filed Document 0000919574-17-006974 Exclusions or Exemptions 506b Accepted Date 2017-09-29 11:42:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Scientific Environmental Design, Inc. See All Filings	D/A	2017-09-29 11:40:12 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001698178 Filed Document 0001698178-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-29 11:40:12 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
H Capital IV, L.P. See All Filings	D	2017-09-29 11:38:38 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001718212 Filed Document 0001718212-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 11:38:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VineOnBrick, Inc. See All Filings	D	2017-09-29 11:29:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717249 Filed Document 0001717249-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-29 11:29:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Credit Partners, LLC See All Filings	D	2017-09-29 11:24:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714047 Filed Document 0001315863-17-000790 Exclusions or Exemptions 506b Accepted Date 2017-09-29 11:24:09 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Optimal Portfolio, LLC See All Filings	D/A	2017-09-29 11:23:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627628 Filed Document 0001536978-17-000008 Exclusions or Exemptions 506c Accepted Date 2017-09-29 11:23:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Fund I, a series of Stonebridge Alpha-1, LP See All Filings	D	2017-09-29 11:20:44 UTC
Amount To Be Raised $1,529,970 Associated Brokers / Dealers N/A CIK Number 0001718258 Filed Document 0001716325-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-29 11:20:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascension Alpha Fund, LLC See All Filings	D/A	2017-09-29 11:19:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547008 Filed Document 0001547008-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-29 11:19:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Nuka Investment I, a series of Explorer Equity, LLC See All Filings	D	2017-09-29 11:16:11 UTC
Amount To Be Raised $623,000 Associated Brokers / Dealers N/A CIK Number 0001716325 Filed Document 0001716325-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 11:16:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Duralogic USA, LLC See All Filings	C/A	2017-09-29 11:16:07 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $1,070,000 CIK Number 0001710332 Filed Document 0001710332-17-000003 Accepted Date 2017-09-29 11:16:07 UTC Type of Offering C/A Security Offered Amount 312,865 Security Offered Type Preferred Stock State UTAH
GBCap Fund, LP See All Filings	D/A	2017-09-29 11:13:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685860 Filed Document 0001685860-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-29 11:13:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgewater All Weather Portfolio II, LLC See All Filings	D/A	2017-09-29 11:10:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543117 Filed Document 0001536978-17-000007 Exclusions or Exemptions 506c Accepted Date 2017-09-29 11:10:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT PRIVATE INVESTMENTS II, LP See All Filings	D/A	2017-09-29 11:08:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Straus Capital, LLC and Mid-Continent Securities Advisors, Ltd. CIK Number 0001200373 Filed Document 0000919574-17-006972 Exclusions or Exemptions 506b Accepted Date 2017-09-29 11:08:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Peru Equity Fund See All Filings	D/A	2017-09-29 11:07:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588415 Filed Document 0001588415-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 11:07:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Signet VSE Investment, LLC See All Filings	D	2017-09-29 11:06:43 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001718040 Filed Document 0001718040-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 11:06:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Filevine, Inc. See All Filings	D	2017-09-29 11:05:09 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001711637 Filed Document 0001711637-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-29 11:05:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Maiora Renewables Fund I See All Filings	D	2017-09-29 10:58:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717173 Filed Document 0001717173-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:58:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
University of Phoenix, Inc. See All Filings	D	2017-09-29 10:55:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710794 Filed Document 0000950142-17-001742 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:55:18 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
My Life Registry LLC See All Filings	D	2017-09-29 10:55:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001358744 Filed Document 0000905718-17-000851 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:55:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
Bridgewater All Weather Portfolio II, Ltd. See All Filings	D/A	2017-09-29 10:50:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536981 Filed Document 0001536978-17-000006 Exclusions or Exemptions 506c Accepted Date 2017-09-29 10:50:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BD Creekside Apartments Phase II, LLC See All Filings	D	2017-09-29 10:45:34 UTC
Amount To Be Raised $2,282,000 Associated Brokers / Dealers N/A CIK Number 0001717654 Filed Document 0001717654-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:45:34 UTC Type of Offering D Industry Residential Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
Prisma Apex Equity Fund Ltd. See All Filings	D/A	2017-09-29 10:45:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638098 Filed Document 0000902664-17-003833 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:45:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Apex Equity Private Investors LP See All Filings	D/A	2017-09-29 10:44:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645223 Filed Document 0000902664-17-003832 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:44:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Apex Equity Fund LP See All Filings	D/A	2017-09-29 10:43:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638099 Filed Document 0000902664-17-003831 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:43:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SLICE LABS INC. See All Filings	D	2017-09-29 10:40:12 UTC
Amount To Be Raised $4,818,453 Associated Brokers / Dealers N/A CIK Number 0001715686 Filed Document 0000899797-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:40:12 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PRISA III Fund LP See All Filings	D	2017-09-29 10:39:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001417154 Filed Document 0001417154-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:39:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
All Weather@15, LLC See All Filings	D/A	2017-09-29 10:33:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604029 Filed Document 0001536978-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-09-29 10:33:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SPI MLP & ENERGY FUND, L.P. See All Filings	D/A	2017-09-29 10:27:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620830 Filed Document 0000919574-17-006970 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:27:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LUMINA PARTNERS LP See All Filings	D/A	2017-09-29 10:24:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001274668 Filed Document 0001274668-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:24:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
FAT Brands Inc. See All Filings	1-A/A	2017-09-29 10:21:20 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers TriPoint Global Equities LLC CIK Number 0001705012 Filed Document 0001493152-17-011062 Accepted Date 2017-09-29 10:21:20 UTC Type of Offering 1-A/A Industry RETAIL-EATING PLACES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $10,061,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
All Weather@12, LLC See All Filings	D/A	2017-09-29 10:20:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536979 Filed Document 0001536978-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-09-29 10:20:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Spectrum Fund Ltd See All Filings	D/A	2017-09-29 10:14:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001460067 Filed Document 0000902664-17-003830 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:14:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BCA Noble Hospitality Income Access, LP See All Filings	D	2017-09-29 10:13:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718135 Filed Document 0001718135-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:13:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRISMA SPECTRUM FUND LP See All Filings	D/A	2017-09-29 10:12:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Structured Finance Americas LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001327498 Filed Document 0000902664-17-003829 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:12:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TLF Partners, LP See All Filings	D/A	2017-09-29 10:12:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499944 Filed Document 0000919574-17-006968 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:12:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Select Fund LLC See All Filings	D/A	2017-09-29 10:11:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460161 Filed Document 0000902664-17-003828 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:11:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lugard Road Capital, LP See All Filings	D	2017-09-29 10:10:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717917 Filed Document 0001013594-17-000697 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:10:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HENGISTBURY FUND LP See All Filings	D/A	2017-09-29 10:10:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560196 Filed Document 0000919574-17-006966 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:10:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Select Fund II LP See All Filings	D/A	2017-09-29 10:09:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315588 Filed Document 0000902664-17-003827 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:09:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Focus Fund Ltd See All Filings	D/A	2017-09-29 10:08:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507909 Filed Document 0000902664-17-003826 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:08:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Focus Fund LP See All Filings	D/A	2017-09-29 10:06:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507908 Filed Document 0000902664-17-003825 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:06:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
All Weather@12, Ltd. See All Filings	D/A	2017-09-29 10:05:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536980 Filed Document 0001536978-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-09-29 10:05:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Enhanced Fixed Income Fund Ltd See All Filings	D/A	2017-09-29 10:05:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460155 Filed Document 0000902664-17-003824 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:05:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Polar Bear Fund LP See All Filings	D/A	2017-09-29 10:03:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479798 Filed Document 0000902664-17-003823 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:03:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lexington CH, LLC See All Filings	D/A	2017-09-29 10:02:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424281 Filed Document 0000902664-17-003822 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:02:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity