Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RiverNorth Specialty Finance LLC See All Filings	D	2016-05-24 09:50:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674820 Filed Document 0001674820-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-24 09:50:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-24 09:33:08 UTC
Amount To Be Raised $1,438,750 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-16-000563 Exclusions or Exemptions 506b Accepted Date 2016-05-24 09:33:08 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-24 09:27:11 UTC
Amount To Be Raised $9,136,011 Associated Brokers / Dealers Kevin Ballou CIK Number 0001135856 Filed Document 0001135856-16-000562 Exclusions or Exemptions 506b Accepted Date 2016-05-24 09:27:11 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-24 09:22:12 UTC
Amount To Be Raised $3,818,400 Associated Brokers / Dealers Rhonda Miller, Michael Leonard, Douglas Coughlin, Douglas Braff, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-16-000561 Exclusions or Exemptions 506b Accepted Date 2016-05-24 09:22:12 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WGL HOLDINGS INC See All Filings	D/A	2016-05-23 21:17:55 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers Wells Fargo Securities, LLC CIK Number 0001103601 Filed Document 0001103601-16-000040 Exclusions or Exemptions 506b Accepted Date 2016-05-23 21:17:55 UTC Type of Offering D/A Industry Other Energy Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Over $100,000,000 Type of Security Debt
Just Live Inc. See All Filings	D	2016-05-23 20:39:11 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001664721 Filed Document 0001644515-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 20:39:11 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RS Lending, Inc. See All Filings	D/A	2016-05-23 20:36:58 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001654094 Filed Document 0001654094-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 20:36:58 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Docola, Inc. See All Filings	D	2016-05-23 20:26:36 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001644515 Filed Document 0001644515-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 20:26:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
SANTIAGO ACACIA GARDENS, A CALIFORNIA LIMITED PARTNERSHIP See All Filings	D	2016-05-23 19:50:55 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers n/a CIK Number 0001675243 Filed Document 0001675243-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 19:50:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Bow River Capital Real Estate Fund I, L.P. See All Filings	D/A	2016-05-23 19:35:42 UTC
Amount To Be Raised $57,700,000 Associated Brokers / Dealers N/A CIK Number 0001660409 Filed Document 0001660409-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-23 19:35:42 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mend VIP, Inc. See All Filings	D	2016-05-23 19:28:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001633792 Filed Document 0001633792-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 19:28:39 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Andromeda Strategy, LLC See All Filings	D	2016-05-23 19:24:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001674978 Filed Document 0001674978-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 19:24:39 UTC Type of Offering D Industry Commercial Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Quail Park of West Seattle, LLC See All Filings	D	2016-05-23 19:11:59 UTC
Amount To Be Raised $6,249,900 Associated Brokers / Dealers N/A CIK Number 0001670041 Filed Document 0001670041-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 19:11:59 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tokenly, Inc. See All Filings	D	2016-05-23 18:37:41 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001644610 Filed Document 0001644610-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-23 18:37:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Willamette Angel Conference 2016, LLC See All Filings	D	2016-05-23 18:32:34 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001675293 Filed Document 0001675293-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 18:32:34 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Signdat, LLC See All Filings	D	2016-05-23 18:15:06 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001576714 Filed Document 0001576714-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-23 18:15:06 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Titan Renewables Service Group Inc. See All Filings	D	2016-05-23 18:06:24 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001675224 Filed Document 0001127855-16-000676 Exclusions or Exemptions 506b Accepted Date 2016-05-23 18:06:24 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carolina Securitized Credit Opportunities Ltd. See All Filings	D/A	2016-05-23 17:59:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001587360 Filed Document 0000919574-16-013381 Exclusions or Exemptions 506b Accepted Date 2016-05-23 17:59:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Securitized Credit Opportunities LLC See All Filings	D/A	2016-05-23 17:56:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001512046 Filed Document 0000919574-16-013379 Exclusions or Exemptions 506b Accepted Date 2016-05-23 17:56:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Institutional Short Duration Fund Ltd. See All Filings	D/A	2016-05-23 17:52:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001541281 Filed Document 0000919574-16-013377 Exclusions or Exemptions 506b Accepted Date 2016-05-23 17:52:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Institutional Short Duration Fund See All Filings	D/A	2016-05-23 17:46:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001494601 Filed Document 0000919574-16-013375 Exclusions or Exemptions 506b Accepted Date 2016-05-23 17:46:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
IGF Investment Grade Fund I, L.P. See All Filings	D/A	2016-05-23 17:40:20 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Axiom Capital Management, Inc. CIK Number 0001665578 Filed Document 0001665578-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-23 17:40:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FHT Media Holdings LLC See All Filings	D	2016-05-23 17:38:36 UTC
Amount To Be Raised $1,774,000 Associated Brokers / Dealers N/A CIK Number 0001674698 Filed Document 0001674698-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 17:38:36 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Cypress Partners L.P. See All Filings	D/A	2016-05-23 17:36:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643222 Filed Document 0000935836-16-000924 Exclusions or Exemptions 506b Accepted Date 2016-05-23 17:36:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic Gold Corp See All Filings	D	2016-05-23 17:31:09 UTC
Amount To Be Raised $2,315,351 Associated Brokers / Dealers N/A CIK Number 0001058806 Filed Document 0001140361-16-066712 Exclusions or Exemptions 506b Accepted Date 2016-05-23 17:31:09 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Dynamo Fund See All Filings	D	2016-05-23 17:28:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665377 Filed Document 0000947871-16-001210 Exclusions or Exemptions 506b Accepted Date 2016-05-23 17:28:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
TCA Shopton Development, LLC See All Filings	D	2016-05-23 17:22:46 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001675308 Filed Document 0001675308-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 17:22:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAGELLAN GOLD Corp See All Filings	D	2016-05-23 17:16:30 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001515317 Filed Document 0001011034-16-000190 Exclusions or Exemptions 506b Accepted Date 2016-05-23 17:16:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BRCGP Real Estate, LP See All Filings	D/A	2016-05-23 16:57:59 UTC
Amount To Be Raised $6,650,000 Associated Brokers / Dealers N/A CIK Number 0001660413 Filed Document 0001660413-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 16:57:59 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Supply Clinic, Inc. See All Filings	D	2016-05-23 16:57:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633155 Filed Document 0001633155-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-23 16:57:16 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BR Beach House, DST See All Filings	D	2016-05-23 16:55:35 UTC
Amount To Be Raised $21,344,436 Associated Brokers / Dealers Bluerock Capital Markets LLC, Brokerbank Securities, Inc., Colorado Financial Service Corporation, Concorde Investment Services, LLC, Courtlandt Securities Corporation, Lightpath Capital, Inc., McDermott investment Services, LLC, Monarch Bay Securities, LLC, and Sandlapper Securities, LLC CIK Number 0001674861 Filed Document 0001674861-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 16:55:35 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
SEP Lady Lake MOB, LLC See All Filings	D	2016-05-23 16:50:22 UTC
Amount To Be Raised $3,265,000 Associated Brokers / Dealers N/A CIK Number 0001675003 Filed Document 0001675003-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 16:50:22 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rethink Impact, LP See All Filings	D/A	2016-05-23 16:49:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001665098 Filed Document 0000905718-16-001456 Exclusions or Exemptions 506b Accepted Date 2016-05-23 16:49:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Creek Fund (E), Ltd. See All Filings	D/A	2016-05-23 16:44:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Distributor, LLC CIK Number 0001226854 Filed Document 0000902664-16-007193 Exclusions or Exemptions 506b Accepted Date 2016-05-23 16:44:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RESSCO-SEMP-I LLC See All Filings	D	2016-05-23 16:36:44 UTC
Amount To Be Raised $17,706,656 Associated Brokers / Dealers NORMAN PAPPAS CIK Number 0001674202 Filed Document 0001674202-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 16:36:44 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
KNOA SOFTWARE INC See All Filings	D	2016-05-23 16:35:41 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001450597 Filed Document 0001450597-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 16:35:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BRCGP Real Estate, LP See All Filings	D/A	2016-05-23 16:25:58 UTC
Amount To Be Raised $6,650,000 Associated Brokers / Dealers N/A CIK Number 0001660413 Filed Document 0001660413-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 16:25:58 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lead Edge Partners Opportunity VIII, LP See All Filings	D	2016-05-23 16:21:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674715 Filed Document 0001674715-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 16:21:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SACK LUNCH PRODUCTIONS INC. See All Filings	D	2016-05-23 16:20:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000833209 Filed Document 0000833209-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-23 16:20:23 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Semper Augustus Investment Partners LP See All Filings	D/A	2016-05-23 16:15:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293803 Filed Document 0001293803-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 16:15:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
BROOK & WHITTLE HOLDING CORP. See All Filings	D	2016-05-23 16:05:07 UTC
Amount To Be Raised $5,064,774 Associated Brokers / Dealers N/A CIK Number 0001596537 Filed Document 0001405086-16-000517 Exclusions or Exemptions 506b Accepted Date 2016-05-23 16:05:07 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Neuralstem, Inc. See All Filings	D	2016-05-23 16:03:10 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001357459 Filed Document 0001144204-16-104181 Exclusions or Exemptions 506b Accepted Date 2016-05-23 16:03:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Prep Store, Inc. See All Filings	D	2016-05-23 15:59:54 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001651611 Filed Document 0001651611-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 15:59:54 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SBS Pinhook II LLC See All Filings	D	2016-05-23 15:55:03 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001675237 Filed Document 0001675237-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 15:55:03 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GravityNav, Inc. See All Filings	D	2016-05-23 15:54:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001675035 Filed Document 0001675035-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-23 15:54:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
WCF Real Estate Fund I, L.P. See All Filings	D	2016-05-23 15:42:55 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001674837 Filed Document 0001674837-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 15:42:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
GravityNav, Inc. See All Filings	D	2016-05-23 15:39:49 UTC
Amount To Be Raised $3,000 Associated Brokers / Dealers N/A CIK Number 0001675035 Filed Document 0001675035-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-23 15:39:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Security To Be Acquired
GravityNav, Inc. See All Filings	D	2016-05-23 15:28:20 UTC
Amount To Be Raised $12,000 Associated Brokers / Dealers N/A CIK Number 0001675035 Filed Document 0001675035-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 15:28:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GREEN MOUNTAIN (U.S.) FUND, L.P. See All Filings	D/A	2016-05-23 15:24:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572328 Filed Document 0000919574-16-013371 Exclusions or Exemptions 506b Accepted Date 2016-05-23 15:24:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hall 75 Apt Venture, LLC See All Filings	D	2016-05-23 15:19:08 UTC
Amount To Be Raised $3,575,000 Associated Brokers / Dealers N/A CIK Number 0001675191 Filed Document 0001675191-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 15:19:08 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity